Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TN GRACELAND LLC See All Filings	D	2016-06-07 09:16:15 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001673697 Filed Document 0001673697-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 09:16:15 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-06-07 07:55:16 UTC
Amount To Be Raised $7,560,006 Associated Brokers / Dealers William MacDonald, Steve Russell, David Stetcher, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-16-000571 Exclusions or Exemptions 506b Accepted Date 2016-06-07 07:55:16 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Coastal Investment Partners, L.P. See All Filings	D/A	2016-06-07 07:33:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468078 Filed Document 0001594870-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-07 07:33:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbiter Special Opportunities Fund I, LP See All Filings	D/A	2016-06-07 06:08:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551682 Filed Document 0000947871-16-001249 Exclusions or Exemptions 506b Accepted Date 2016-06-07 06:08:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Initialized III L.P. See All Filings	D	2016-06-06 21:09:44 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001676195 Filed Document 0001676195-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 21:09:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tank Vault, LLC See All Filings	D	2016-06-06 20:52:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001675930 Filed Document 0001675930-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 20:52:42 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fauna, Inc See All Filings	D	2016-06-06 20:47:54 UTC
Amount To Be Raised $3,109,994 Associated Brokers / Dealers N/A CIK Number 0001676363 Filed Document 0001676363-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 20:47:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UnBOOKed Appointments, Inc. See All Filings	D	2016-06-06 20:42:42 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001622402 Filed Document 0001140361-16-068848 Exclusions or Exemptions 506b Accepted Date 2016-06-06 20:42:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Phenix Wine Distributors, LLC See All Filings	D	2016-06-06 20:24:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675384 Filed Document 0001675384-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 20:24:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Skeyeon, Inc. See All Filings	D	2016-06-06 20:00:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675598 Filed Document 0001675598-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 20:00:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRUBWITHUS Inc. See All Filings	D	2016-06-06 19:39:47 UTC
Amount To Be Raised $4,999,995 Associated Brokers / Dealers N/A CIK Number 0001552345 Filed Document 0001552345-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 19:39:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stratos Genomics Inc. See All Filings	D/A	2016-06-06 19:16:28 UTC
Amount To Be Raised $4,520,502 Associated Brokers / Dealers Dr. Heiner Dreismann CIK Number 0001501187 Filed Document 0001501187-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-06 19:16:28 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
trueEX Group LLC See All Filings	D	2016-06-06 18:10:13 UTC
Amount To Be Raised $9,210,532 Associated Brokers / Dealers N/A CIK Number 0001525510 Filed Document 0001382963-16-000176 Exclusions or Exemptions 506b Accepted Date 2016-06-06 18:10:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DrXpert Cloud Corp See All Filings	D	2016-06-06 18:05:50 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001675588 Filed Document 0001675588-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 18:05:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fillmore Street Partners LP See All Filings	D	2016-06-06 18:04:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675702 Filed Document 0001675702-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 18:04:17 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tellurian Investments Inc. See All Filings	D	2016-06-06 17:49:17 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Petrie Partners Securities, LLC CIK Number 0001668706 Filed Document 0001668706-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-06 17:49:17 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GENERATOR VENTURES, L.P. See All Filings	D	2016-06-06 17:48:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676116 Filed Document 0001676116-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 17:48:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simplex Employees' Holding Company, LLC See All Filings	D/A	2016-06-06 17:42:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591733 Filed Document 0001591733-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-06 17:42:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R3 Regency Park., LP See All Filings	D	2016-06-06 17:34:29 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001676404 Filed Document 0001676404-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 17:34:29 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Offshore Mezzanine Partners III, L.P. See All Filings	D/A	2016-06-06 17:25:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671141 Filed Document 0001666701-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-06-06 17:25:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSO Credit Alpha Annex Fund B LP See All Filings	D	2016-06-06 17:15:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001676387 Filed Document 0001676387-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 17:15:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orion Mine Finance (Bermuda) Fund II LP See All Filings	D	2016-06-06 17:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676075 Filed Document 0001676075-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 17:13:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VITAL GALT INVESTORS LLC See All Filings	D	2016-06-06 17:12:56 UTC
Amount To Be Raised $809,000 Associated Brokers / Dealers N/A CIK Number 0001669785 Filed Document 0001669785-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-06 17:12:56 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
BioFluidica, Inc. See All Filings	D/A	2016-06-06 17:11:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001670738 Filed Document 0001670738-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 17:11:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
West Virginia Direct Lending LLC See All Filings	D/A	2016-06-06 17:11:21 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers None CIK Number 0001660055 Filed Document 0001660055-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 17:11:21 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSO Credit Alpha Annex Feeder Fund B LP (Cayman) See All Filings	D	2016-06-06 17:08:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001676399 Filed Document 0001676399-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 17:08:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orion Mine Finance (Delaware) Fund II LP See All Filings	D	2016-06-06 17:05:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676076 Filed Document 0001676076-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 17:05:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cityline at MLK Station, LLC See All Filings	D	2016-06-06 17:01:21 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001676371 Filed Document 0001376474-16-000749 Exclusions or Exemptions 506b Accepted Date 2016-06-06 17:01:21 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Crooked Lane Brewing Co See All Filings	D	2016-06-06 17:00:29 UTC
Amount To Be Raised $88,000 Associated Brokers / Dealers N/A CIK Number 0001655885 Filed Document 0001655885-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-06-06 17:00:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Avenida Colombia Real Estate Fund II Tax Exempt, L.P. See All Filings	D/A	2016-06-06 16:56:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644042 Filed Document 0001644042-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 16:56:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avenida Colombia Real Estate Fund II, L.P. See All Filings	D/A	2016-06-06 16:51:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644043 Filed Document 0001644043-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 16:51:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FERGUSON LEASE See All Filings	D	2016-06-06 16:29:52 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers TRUTEX EXPLORATION, LLC CIK Number 0001676341 Filed Document 0001676341-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 16:29:52 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Protea Biosciences Group, Inc. See All Filings	D	2016-06-06 16:24:21 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001335103 Filed Document 0001144204-16-107068 Exclusions or Exemptions 506b Accepted Date 2016-06-06 16:24:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business WEST VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Spear Point Condor LP See All Filings	D/A	2016-06-06 16:11:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643760 Filed Document 0001643760-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 16:11:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conrex Residential Property REIT II, Inc. See All Filings	D	2016-06-06 15:58:58 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001672128 Filed Document 0000950138-16-001157 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:58:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ares Saguaro Income Opportunity Fund, L.P. See All Filings	D/A	2016-06-06 15:51:15 UTC
Amount To Be Raised $301,000,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001674634 Filed Document 0001674634-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:51:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CCP CORE MACRO FUND LP See All Filings	D/A	2016-06-06 15:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568342 Filed Document 0001315863-16-001518 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:48:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CCP CORE MACRO FUND See All Filings	D/A	2016-06-06 15:47:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568818 Filed Document 0001315863-16-001517 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:47:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bunker Days Inc. See All Filings	D	2016-06-06 15:46:51 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001666774 Filed Document 0001666774-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:46:51 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HESKA CORP See All Filings	D	2016-06-06 15:36:33 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001038133 Filed Document 0001038133-16-000265 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:36:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Equity
Revive Brands See All Filings	D	2016-06-06 15:32:48 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001676071 Filed Document 0001676071-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:32:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Opportunistic Premium Offshore Fund, L.P. See All Filings	D/A	2016-06-06 15:28:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571848 Filed Document 0001571848-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:28:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoinFlip Solutions, Inc. See All Filings	D	2016-06-06 15:28:06 UTC
Amount To Be Raised $1,973,029 Associated Brokers / Dealers N/A CIK Number 0001676218 Filed Document 0001676218-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:28:06 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DYK Prime Holdings, LLC See All Filings	D	2016-06-06 15:25:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675106 Filed Document 0001675106-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:25:58 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Assent Compliance Inc. See All Filings	D/A	2016-06-06 15:11:51 UTC
Amount To Be Raised $10,050,000 Associated Brokers / Dealers N/A CIK Number 0001674215 Filed Document 0001674215-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:11:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Aegle Gear, LLC See All Filings	D	2016-06-06 15:06:36 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001675454 Filed Document 0001675454-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-06 15:06:36 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GROUPIZE, INC. See All Filings	D	2016-06-06 14:36:29 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001607424 Filed Document 0001607424-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-06 14:36:29 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Fresco Capital Education Venture Fund I, L.P. See All Filings	D/A	2016-06-06 14:27:34 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001659459 Filed Document 0001659459-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 14:27:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zoox, Inc. See All Filings	D	2016-06-06 14:20:33 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001675949 Filed Document 0001675949-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 14:20:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOMERSET CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-06-06 14:20:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Ralby and NFP SECURITIES, INC. CIK Number 0001457206 Filed Document 0000919574-16-013525 Exclusions or Exemptions 506b Accepted Date 2016-06-06 14:20:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity