Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PetroBridge Starks #1 Joint Venture See All Filings	D	2016-07-15 18:11:49 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001677372 Filed Document 0001677372-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 18:11:49 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Altair Global Credit Opportunities Fund (C), Ltd. See All Filings	D/A	2016-07-15 18:11:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001560053 Filed Document 0001144204-16-113216 Exclusions or Exemptions 506b Accepted Date 2016-07-15 18:11:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tecoma Capital, LLC See All Filings	D/A	2016-07-15 18:06:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580032 Filed Document 0001013594-16-001152 Exclusions or Exemptions 506b Accepted Date 2016-07-15 18:06:09 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business VIRGIN ISLANDS, U.S. Revenue or Assets Decline to Disclose Type of Security Equity
WGACA, LLC See All Filings	D	2016-07-15 18:05:52 UTC
Amount To Be Raised $20,400,000 Associated Brokers / Dealers N/A CIK Number 0001679779 Filed Document 0001679779-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 18:05:52 UTC Type of Offering D Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BGV III, L.P. See All Filings	D	2016-07-15 18:04:42 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001679765 Filed Document 0001679765-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 18:04:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Relativity Space, Inc. See All Filings	D	2016-07-15 17:39:51 UTC
Amount To Be Raised $9,620,723 Associated Brokers / Dealers N/A CIK Number 0001673976 Filed Document 0001673976-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:39:51 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Prana Realty Co I See All Filings	D/A	2016-07-15 17:28:44 UTC
Amount To Be Raised $71,135,905 Associated Brokers / Dealers Frederick Randall Bigony, Richard Edward Hake, and Paul John Roesler CIK Number 0001417730 Filed Document 0001678044-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:28:44 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BR-UW Fund, Ltd. See All Filings	D/A	2016-07-15 17:28:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300795 Filed Document 0001679443-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:28:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MEDSPHERE SYSTEMS CORP See All Filings	D	2016-07-15 17:24:33 UTC
Amount To Be Raised $15,299,751 Associated Brokers / Dealers N/A CIK Number 0001266146 Filed Document 0001266146-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:24:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Opportunity LP See All Filings	D	2016-07-15 17:21:16 UTC
Amount To Be Raised $180,500,000 Associated Brokers / Dealers N/A CIK Number 0001675730 Filed Document 0001675730-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:21:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CarVal Global Credit Fund B LP See All Filings	D/A	2016-07-15 17:08:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613726 Filed Document 0000902664-16-007632 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:08:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wild Things Snacks, Inc. See All Filings	D	2016-07-15 17:06:18 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001641846 Filed Document 0001641846-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:06:18 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CarVal Global Credit Fund A LP See All Filings	D/A	2016-07-15 17:04:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613725 Filed Document 0000902664-16-007631 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:04:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
HBR - VI, LLC See All Filings	D	2016-07-15 17:03:13 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001679577 Filed Document 0001679577-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:03:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
MYOMO INC See All Filings	D	2016-07-15 17:00:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Tripoint Global Equities, LLC and Healthios Capital Markets, LLC CIK Number 0001369290 Filed Document 0001369290-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 17:00:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
FREEPORT-MCMORAN INC See All Filings	D	2016-07-15 16:57:47 UTC
Amount To Be Raised $71,542 Associated Brokers / Dealers N/A CIK Number 0000831259 Filed Document 0000831259-16-000084 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:57:47 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Thiele Marketplace Income Fund LP See All Filings	D	2016-07-15 16:55:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679535 Filed Document 0001679535-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:55:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sutherlin Sanitary Acquisition, LLC See All Filings	D	2016-07-15 16:53:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675748 Filed Document 0001675748-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:53:06 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
NovaQuest Co-Investment Fund V (Parent), L.P. See All Filings	D	2016-07-15 16:46:21 UTC
Amount To Be Raised $182,300,000 Associated Brokers / Dealers N/A CIK Number 0001674043 Filed Document 0001660341-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:46:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP ABSOLUTE RETURN FUND OFFSHORE FEEDER AI LP See All Filings	D/A	2016-07-15 16:44:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300115 Filed Document 0001300115-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:44:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Round Hill Music Royalty Fund II LP See All Filings	D/A	2016-07-15 16:42:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001661477 Filed Document 0001661477-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:42:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PARACOSM INC See All Filings	D	2016-07-15 16:42:20 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001588203 Filed Document 0001588203-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:42:20 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PALO ALTO HEALTHCARE FUND LP See All Filings	D/A	2016-07-15 16:41:50 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001138165 Filed Document 0001138165-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:41:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnvyPak, Inc. See All Filings	D	2016-07-15 16:41:46 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001679745 Filed Document 0001679745-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:41:46 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PELICAN ENERGY PARTNERS II LP See All Filings	D/A	2016-07-15 16:41:15 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers CHAMPLAIN ADVISORS, LLC CIK Number 0001675806 Filed Document 0001675806-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:41:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rockpoint Growth & Income Real Estate Fund II, L.P. See All Filings	D	2016-07-15 16:40:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677812 Filed Document 0001677812-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:40:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HCP ABSOLUTE RETURN FUND LP See All Filings	D/A	2016-07-15 16:38:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300116 Filed Document 0001300116-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:38:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cadenza Innovation, Inc. See All Filings	D	2016-07-15 16:36:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678930 Filed Document 0001678930-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:36:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SMC Private Equity Holdings, LP See All Filings	D/A	2016-07-15 16:36:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581493 Filed Document 0001614059-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:36:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMC Growth Capital Partners II, LP See All Filings	D/A	2016-07-15 16:34:39 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001614059 Filed Document 0001614059-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:34:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agile Legal Technology, Inc. See All Filings	D	2016-07-15 16:31:55 UTC
Amount To Be Raised $144,500 Associated Brokers / Dealers N/A CIK Number 0001639986 Filed Document 0001209191-16-132898 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:31:55 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Rockpoint Growth & Income Real Estate Parallel Fund II, L.P. See All Filings	D	2016-07-15 16:30:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678120 Filed Document 0001678120-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:30:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Montrock48 Partners LP See All Filings	D	2016-07-15 16:27:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679829 Filed Document 0000919574-16-014201 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:27:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Advocate Condell Ambulatory Surgery Center, LLC See All Filings	D/A	2016-07-15 16:26:32 UTC
Amount To Be Raised $693,500 Associated Brokers / Dealers N/A CIK Number 0001656272 Filed Document 0001656272-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:26:32 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HCP ABSOLUTE RETURN FUND OFFSHORE FEEDER LP See All Filings	D/A	2016-07-15 16:25:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300117 Filed Document 0001300117-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:25:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NovaQuest Co-Investment Fund II (Parent), L.P. See All Filings	D	2016-07-15 16:25:36 UTC
Amount To Be Raised $235,000,000 Associated Brokers / Dealers N/A CIK Number 0001660341 Filed Document 0001660341-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:25:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP SPECIAL OPPORTUNITIES OFFSHORE FEEDER FUND L P See All Filings	D/A	2016-07-15 16:24:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387848 Filed Document 0001458536-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:24:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPECIAL SITUATIONS FUND III QP LP See All Filings	D/A	2016-07-15 16:23:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328185 Filed Document 0000905718-16-001557 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:23:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlueMountain Long/Short Equity Fund Ltd. See All Filings	D/A	2016-07-15 16:20:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0001646996 Filed Document 0000905718-16-001556 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:20:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPECIAL SITUATIONS TECHNOLOGY FUND II L P See All Filings	D/A	2016-07-15 16:20:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001254963 Filed Document 0000905718-16-001555 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:20:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HCP SPECIAL OPPORTUNITIES FUND L P See All Filings	D/A	2016-07-15 16:20:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387845 Filed Document 0001458536-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:20:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueMountain Long/Short Equity Fund L.P. See All Filings	D/A	2016-07-15 16:18:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0001547902 Filed Document 0000905718-16-001554 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:18:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPECIAL SITUATIONS TECHNOLOGY FUND LP See All Filings	D/A	2016-07-15 16:16:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001037284 Filed Document 0000905718-16-001553 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:16:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlueMountain CAIS CA Ltd. See All Filings	D/A	2016-07-15 16:16:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital, LLC CIK Number 0001598413 Filed Document 0000905718-16-001552 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:16:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP China Capital Appreciation Fund, L.P. See All Filings	D/A	2016-07-15 16:15:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591754 Filed Document 0001458536-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:15:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Special Situations Life Sciences Fund LP See All Filings	D/A	2016-07-15 16:14:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001333549 Filed Document 0000905718-16-001551 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:14:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Technical Opportunities Fund, LP See All Filings	D	2016-07-15 16:13:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679677 Filed Document 0001679677-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:13:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D/A	2016-07-15 16:12:21 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-000993 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:12:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Gillson Capital Onshore Fund LP See All Filings	D	2016-07-15 16:12:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679793 Filed Document 0000919574-16-014197 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:12:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BlueMountain CAIS CA L.P. See All Filings	D/A	2016-07-15 16:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital, LLC CIK Number 0001598415 Filed Document 0000905718-16-001550 Exclusions or Exemptions 506b Accepted Date 2016-07-15 16:11:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund