Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Putnam Natural Resources Long/Short Fund, LP See All Filings	D/A	2016-07-21 08:47:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554188 Filed Document 0001554188-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-21 08:47:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United Silicon Carbide, Inc. See All Filings	D	2016-07-21 08:44:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001624351 Filed Document 0001624351-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-21 08:44:39 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Putnam Select U.S. Equity Fund, LP See All Filings	D/A	2016-07-21 08:43:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001580486 Filed Document 0001580486-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 08:43:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Select Global Equity Fund, LP See All Filings	D/A	2016-07-21 08:41:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001580487 Filed Document 0001580487-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-21 08:41:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-07-21 07:58:50 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers Sean Devlin and David Stecher CIK Number 0001135856 Filed Document 0001135856-16-000613 Exclusions or Exemptions 506b Accepted Date 2016-07-21 07:58:50 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-07-21 07:55:02 UTC
Amount To Be Raised $12,974,794 Associated Brokers / Dealers Rob Galbreath CIK Number 0001135856 Filed Document 0001135856-16-000612 Exclusions or Exemptions 506b Accepted Date 2016-07-21 07:55:02 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Forage Capital LP See All Filings	D	2016-07-21 07:37:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680096 Filed Document 0001680096-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 07:37:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IvyCap Ventures Mauritius Fund II See All Filings	D	2016-07-21 06:08:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680097 Filed Document 0001680097-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-21 06:08:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORGANIGRAM HOLDINGS INC See All Filings	D/A	2016-07-20 20:43:51 UTC
Amount To Be Raised $127,500 Associated Brokers / Dealers DUNDEE SECURITIES INC. CIK Number 0001620737 Filed Document 0001183740-16-000393 Exclusions or Exemptions 506b Accepted Date 2016-07-20 20:43:51 UTC Type of Offering D/A Industry Agriculture Principal Place of Business NEW BRUNSWICK, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Safespill Systems LLC See All Filings	D	2016-07-20 20:13:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001655278 Filed Document 0001140361-16-072939 Exclusions or Exemptions 506b Accepted Date 2016-07-20 20:13:04 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HLH, LLC See All Filings	D/A	2016-07-20 20:11:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-16-000245 Exclusions or Exemptions 506b Accepted Date 2016-07-20 20:11:08 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Farmshelf Corp See All Filings	D	2016-07-20 20:03:32 UTC
Amount To Be Raised $553,350 Associated Brokers / Dealers N/A CIK Number 0001680253 Filed Document 0001382963-16-000195 Exclusions or Exemptions 506b Accepted Date 2016-07-20 20:03:32 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New American Bridges Fund, L.P. See All Filings	D	2016-07-20 20:02:02 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Champlain Advisors and Greenstone Advisors CIK Number 0001676886 Filed Document 0001676886-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 20:02:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panacea Oyster Co-op Corp See All Filings	D	2016-07-20 19:57:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001680261 Filed Document 0001680261-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:57:40 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
uZoom, Inc. See All Filings	D	2016-07-20 19:44:20 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001670845 Filed Document 0001670845-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:44:20 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AMPLERO, INC. See All Filings	D	2016-07-20 19:35:22 UTC
Amount To Be Raised $8,076,225 Associated Brokers / Dealers N/A CIK Number 0001680018 Filed Document 0001680018-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:35:22 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
6200 Hollywood Blvd South Institutional Corporate Feeder LLC See All Filings	D	2016-07-20 19:29:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679859 Filed Document 0001012975-16-001362 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:29:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
6200 Hollywood Blvd South Institutional, L.P. See All Filings	D	2016-07-20 19:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679858 Filed Document 0001012975-16-001361 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:20:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rulai, Inc. See All Filings	D	2016-07-20 19:11:16 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001676949 Filed Document 0001676949-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 19:11:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Merced Partners V, L.P. See All Filings	D	2016-07-20 18:38:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679959 Filed Document 0001679959-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:38:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lixivia, Inc. See All Filings	D	2016-07-20 18:34:30 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001570565 Filed Document 0001570565-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:34:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Bandier Holdings LLC See All Filings	D	2016-07-20 18:28:08 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Threadstone Advisors, LLC CIK Number 0001651312 Filed Document 0001651312-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:28:08 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alvarium Capital Strategies Fund LLC See All Filings	D	2016-07-20 18:25:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001678815 Filed Document 0001678815-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:25:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Theta Investments, LP See All Filings	D	2016-07-20 18:20:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001680055 Filed Document 0001621284-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:20:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Topical Remedy, LLC See All Filings	D	2016-07-20 18:18:19 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001558360 Filed Document 0000896595-16-000081 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:18:19 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ARCH Capital-TRG Asian Partners III, L.P. See All Filings	D/A	2016-07-20 18:11:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622986 Filed Document 0001622986-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:11:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BCGF I SPECIAL AFFILIATES LP See All Filings	D	2016-07-20 18:09:46 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001670045 Filed Document 0001670045-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:09:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
BCGF I AFFILIATES FUND LP See All Filings	D	2016-07-20 18:08:35 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001670043 Filed Document 0001670043-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:08:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
BAIRD CAPITAL GLOBAL FUND I LP See All Filings	D	2016-07-20 18:07:46 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers ROBERT W. BAIRD & CO. INCORPORATED CIK Number 0001670042 Filed Document 0001670042-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:07:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Eyenuk, Inc. See All Filings	D	2016-07-20 18:06:09 UTC
Amount To Be Raised $2,285,545 Associated Brokers / Dealers N/A CIK Number 0001679996 Filed Document 0001679996-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 18:06:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ethio-American Doctors Group, Inc. See All Filings	D	2016-07-20 17:47:45 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers None - N/A CIK Number 0001550841 Filed Document 0001550841-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:47:45 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Gravyty Technologies, Inc. See All Filings	D	2016-07-20 17:46:54 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001680149 Filed Document 0001680149-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:46:54 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Center for Agriculture & Health Science See All Filings	D	2016-07-20 17:42:24 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001680211 Filed Document 0001214659-16-012739 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:42:24 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Orlando Soccer Investors LLC See All Filings	D/A	2016-07-20 17:31:12 UTC
Amount To Be Raised $49,500,000 Associated Brokers / Dealers Antarctica Advisors LLC CIK Number 0001652095 Filed Document 0001652095-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:31:12 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Solutions International, Inc. See All Filings	D	2016-07-20 17:30:47 UTC
Amount To Be Raised $26,491,214 Associated Brokers / Dealers N/A CIK Number 0001680159 Filed Document 0001680159-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:30:47 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Secured FTP Hosting LLC See All Filings	D	2016-07-20 17:25:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001680280 Filed Document 0001680280-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:25:29 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
PROMUS ACCESS II, L.P. See All Filings	D	2016-07-20 17:24:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680123 Filed Document 0000913849-16-000588 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:24:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sibling Capital Fund II-C L.P. See All Filings	D	2016-07-20 17:23:53 UTC
Amount To Be Raised $11,615,000 Associated Brokers / Dealers N/A CIK Number 0001680279 Filed Document 0001680279-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:23:53 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LENSVECTOR, INC. See All Filings	D	2016-07-20 17:14:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001382016 Filed Document 0001446933-16-000031 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:14:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Delos Living, LLC See All Filings	D	2016-07-20 17:10:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers n/a CIK Number 0001588390 Filed Document 0001588390-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:10:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LongPoint Minerals, LLC See All Filings	D/A	2016-07-20 17:00:15 UTC
Amount To Be Raised $631,612,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0001674902 Filed Document 0001674902-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 17:00:15 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies Unit Trust - Sandton Credit Solutions IV Sub-Trust See All Filings	D	2016-07-20 16:58:03 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001680269 Filed Document 0001680269-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:58:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synapsin Pharmaceuticals, Inc. See All Filings	D	2016-07-20 16:52:09 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001679593 Filed Document 0001679593-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:52:09 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Standard North 40 Investors LP See All Filings	D	2016-07-20 16:52:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680251 Filed Document 0001680251-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:52:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Modulated Imaging Inc. See All Filings	D	2016-07-20 16:48:12 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001679993 Filed Document 0001679993-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:48:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - Sandton Credit Solutions IV Series See All Filings	D	2016-07-20 16:47:58 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001680246 Filed Document 0001680246-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:47:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GK DST - Cedar Falls Grocery See All Filings	D	2016-07-20 16:37:40 UTC
Amount To Be Raised $5,076,122 Associated Brokers / Dealers Garry N. Savage Sr., Trevor L. Gordon, and Robert L. Boggess CIK Number 0001680064 Filed Document 0001680064-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:37:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
FastCAP Systems Corp See All Filings	D	2016-07-20 16:35:24 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001488336 Filed Document 0001488336-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:35:24 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BLUE SPHERE CORP. See All Filings	D	2016-07-20 16:30:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Maxim Group, LLC CIK Number 0001419582 Filed Document 0001387131-16-006089 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:30:32 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CBRE U.S. Core Partners, LP See All Filings	D/A	2016-07-20 16:29:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577419 Filed Document 0001577419-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-20 16:29:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund