Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OHA CLO Opportunities Fund, L.P. See All Filings	D	2016-09-07 17:28:22 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001683761 Filed Document 0000950142-16-004433 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:28:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PointBridge Fund LP See All Filings	D/A	2016-09-07 17:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619370 Filed Document 0000950142-16-004432 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:27:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PointBridge Fund Ltd See All Filings	D/A	2016-09-07 17:26:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618771 Filed Document 0000950142-16-004431 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:26:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BackJoy Orthotics, LLC See All Filings	D	2016-09-07 17:24:19 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001627459 Filed Document 0001627459-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:24:19 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Terrestrial Energy Inc. See All Filings	D	2016-09-07 17:17:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASPERION GROUP LLC CIK Number 0001657352 Filed Document 0001657352-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:17:28 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Prosight Plus Fund, LP See All Filings	D	2016-09-07 17:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680381 Filed Document 0001680381-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:16:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Denham Oil & Gas Fund LP See All Filings	D/A	2016-09-07 17:08:03 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001630198 Filed Document 0001140361-16-079108 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:08:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Caspian Focused Opportunities Fund, L.P. See All Filings	D/A	2016-09-07 17:00:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530807 Filed Document 0001530807-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:00:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Techstars London 2016 Feeder LLC See All Filings	D	2016-09-07 17:00:11 UTC
Amount To Be Raised $923,860 Associated Brokers / Dealers N/A CIK Number 0001677986 Filed Document 0001677986-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 17:00:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONTICELLO SURGERY CENTER, LLC See All Filings	D	2016-09-07 16:56:45 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001683659 Filed Document 0001683659-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:56:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FLYR, Inc. See All Filings	D/A	2016-09-07 16:54:41 UTC
Amount To Be Raised $3,684,600 Associated Brokers / Dealers N/A CIK Number 0001637585 Filed Document 0001637585-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:54:41 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Premium Partners Fund II (Cayman) L.P. See All Filings	D/A	2016-09-07 16:48:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Morgan Stanley & Co. International Limited, and Bank Morgan Stanley AG CIK Number 0001424839 Filed Document 0001424839-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:48:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parliament High Yield Fund, LLC See All Filings	D/A	2016-09-07 16:48:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001642732 Filed Document 0001642732-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:48:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Atheric Pharmaceutical LLC See All Filings	D	2016-09-07 16:46:59 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001682731 Filed Document 0001682731-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:46:59 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PALE LLC See All Filings	D	2016-09-07 16:45:56 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001683686 Filed Document 0001683686-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:45:56 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GoSpotCheck, Inc. See All Filings	D	2016-09-07 16:45:40 UTC
Amount To Be Raised $16,581,369 Associated Brokers / Dealers N/A CIK Number 0001565732 Filed Document 0001565732-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:45:40 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ENRG, INC. See All Filings	D	2016-09-07 16:42:51 UTC
Amount To Be Raised $5,462,572 Associated Brokers / Dealers N/A CIK Number 0001683139 Filed Document 0001683139-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:42:51 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Platform Leviathan Fund, LP See All Filings	D/A	2016-09-07 16:37:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519261 Filed Document 0001519261-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:37:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Mass Ingenuity LLC See All Filings	D	2016-09-07 16:34:40 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001683167 Filed Document 0001683167-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:34:40 UTC Type of Offering D Industry Business Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
VIRTUAL PIGGY, INC. See All Filings	D	2016-09-07 16:33:01 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001437283 Filed Document 0001449374-16-000162 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:33:01 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MORGAN STANLEY PREMIUM PARTNERS FUND II L P See All Filings	D/A	2016-09-07 16:32:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001424429 Filed Document 0001424429-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:32:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEI NATIONAL INCOME PROPERTY FUND VIII LP See All Filings	D/A	2016-09-07 16:25:34 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers AEI Securities, Inc CIK Number 0001570740 Filed Document 0001570740-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:25:34 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Platform Leviathan Fund Cayman Ltd. See All Filings	D/A	2016-09-07 16:23:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519663 Filed Document 0001519663-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:23:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Multi-Client Solutions Fund LP See All Filings	D/A	2016-09-07 16:15:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001584220 Filed Document 0001584220-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:15:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHITEGLOVE HEALTH INC See All Filings	D	2016-09-07 16:02:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001429664 Filed Document 0001429664-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-07 16:02:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol XXIII L.P. See All Filings	D/A	2016-09-07 15:57:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652623 Filed Document 0000935836-16-001100 Exclusions or Exemptions 506b Accepted Date 2016-09-07 15:57:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa Black Swan Protection Protocol XXII L.P. See All Filings	D/A	2016-09-07 15:56:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652628 Filed Document 0000935836-16-001099 Exclusions or Exemptions 506b Accepted Date 2016-09-07 15:56:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABQid Fund I, L.P. See All Filings	D/A	2016-09-07 15:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631897 Filed Document 0001631897-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 15:53:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
KRB Business Solutions, LLC See All Filings	D	2016-09-07 15:48:37 UTC
Amount To Be Raised $222,500 Associated Brokers / Dealers N/A CIK Number 0001683163 Filed Document 0001683163-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 15:48:37 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Epcon Wesley Chapel, LLC See All Filings	D	2016-09-07 15:34:03 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001682254 Filed Document 0001682254-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 15:34:03 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Peer Street Funding, LLC See All Filings	D	2016-09-07 15:30:30 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001626475 Filed Document 0001626475-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-07 15:30:30 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TAXA INC See All Filings	D	2016-09-07 15:30:22 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001600862 Filed Document 0001600862-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-07 15:30:22 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BPA II Investment LLC See All Filings	D	2016-09-07 15:29:14 UTC
Amount To Be Raised $6,530,000 Associated Brokers / Dealers N/A CIK Number 0001683706 Filed Document 0001683706-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 15:29:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
ViZn Energy Systems, Inc See All Filings	D/A	2016-09-07 15:19:01 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001493704 Filed Document 0001493704-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-09-07 15:19:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
Sparks Dynamics, LLC See All Filings	D	2016-09-07 15:12:35 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001644161 Filed Document 0001644161-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 15:12:35 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
IL Villaggio at San Luis Obispo, LLC See All Filings	D/A	2016-09-07 15:07:52 UTC
Amount To Be Raised $2,905,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001682820-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 15:07:52 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
POINT 2150 LLC See All Filings	D	2016-09-07 15:04:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683665 Filed Document 0001683665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 15:04:05 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mobile Money Americas Corp. See All Filings	D/A	2016-09-07 15:00:20 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001632777 Filed Document 0001632777-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-09-07 15:00:20 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SO Davis Co-Invest, LLC See All Filings	D	2016-09-07 14:59:17 UTC
Amount To Be Raised $6,316,000 Associated Brokers / Dealers N/A CIK Number 0001683570 Filed Document 0001683570-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 14:59:17 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Spartan Energy Corp. See All Filings	D	2016-09-07 14:54:34 UTC
Amount To Be Raised $3,425,178 Associated Brokers / Dealers Peters & Co Limited, Clarus Securities Inc., GMP Securities L.P., TD Securities Inc., Dundee Securities Ltd., AltaCorp Capital Inc., Desjardins Securities Inc., Scotia Capital Inc., Paradigm Capital Inc., National Bank Financial Inc., Cormark Securities Inc., BMO Nesbit Burns Inc., and CIBC World Markets Inc. CIK Number 0001597457 Filed Document 0001597457-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 14:54:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Beaverdale Senior Housing Investors, LLC See All Filings	D	2016-09-07 14:49:49 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001683245 Filed Document 0001615594-16-000249 Exclusions or Exemptions 506b Accepted Date 2016-09-07 14:49:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
NB STADIUM VIEW, DST See All Filings	D	2016-09-07 14:43:09 UTC
Amount To Be Raised $20,137,558 Associated Brokers / Dealers Brian Nelson, Curtis Sathre, Mike Culwell, Troy Thomas, Corbin S. Thomas, Robert Tweed, and Leslie Pappas CIK Number 0001682272 Filed Document 0001682272-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 14:43:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Paxion Capital, LP See All Filings	D/A	2016-09-07 14:42:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639819 Filed Document 0001639819-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-07 14:42:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Working Not Working, Inc. See All Filings	D	2016-09-07 14:41:58 UTC
Amount To Be Raised $545,000 Associated Brokers / Dealers N/A CIK Number 0001628494 Filed Document 0001628494-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 14:41:58 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Sacramento Valley Wireless, LLC See All Filings	D	2016-09-07 14:35:29 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001676964 Filed Document 0001676964-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 14:35:29 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Expedition Co-Investment Partners I LP See All Filings	D	2016-09-07 14:33:05 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001683075 Filed Document 0001683075-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-07 14:33:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siena Hills Senior Housing Investors, LLC See All Filings	D	2016-09-07 14:27:44 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001683290 Filed Document 0001615594-16-000248 Exclusions or Exemptions 506b Accepted Date 2016-09-07 14:27:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Schutt Private Investment Fund, LP See All Filings	D/A	2016-09-07 14:22:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617426 Filed Document 0001617426-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-07 14:22:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GARWOOD MEDICAL DEVICES, LLC See All Filings	D/A	2016-09-07 14:12:02 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001676184 Filed Document 0001676184-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-07 14:12:02 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Allbirds, Inc. See All Filings	D	2016-09-07 14:10:02 UTC
Amount To Be Raised $7,250,000 Associated Brokers / Dealers N/A CIK Number 0001653909 Filed Document 0001288649-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-09-07 14:10:02 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity