Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Colony Industrial Fund, L.P. See All Filings	D	2016-09-28 19:30:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685538 Filed Document 0001685538-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 19:30:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BRICKS & MORTAR REAL ESTATE INCOME FUND LP See All Filings	D/A	2016-09-28 19:26:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460864 Filed Document 0001214659-16-013853 Exclusions or Exemptions 506b Accepted Date 2016-09-28 19:26:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Gitlab Inc. See All Filings	D	2016-09-28 19:23:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001653482 Filed Document 0001653482-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-09-28 19:23:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Co.Exist Nutrition Corp See All Filings	D/A	2016-09-28 19:19:56 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001684106 Filed Document 0001684106-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 19:19:56 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Broadspot Imaging Corp See All Filings	D	2016-09-28 19:18:42 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001685718 Filed Document 0001685718-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 19:18:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
SIDEDOOR GROUP INC. See All Filings	D	2016-09-28 19:01:29 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001685900 Filed Document 0001685900-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 19:01:29 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LotLinx, Inc. See All Filings	D	2016-09-28 18:52:22 UTC
Amount To Be Raised $1,500,001 Associated Brokers / Dealers None CIK Number 0001491745 Filed Document 0001491745-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 18:52:22 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EdenRoc Sciences LLC See All Filings	D	2016-09-28 18:51:22 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001685567 Filed Document 0000914760-16-000471 Exclusions or Exemptions 506b Accepted Date 2016-09-28 18:51:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Cure Forward Corp. See All Filings	D	2016-09-28 18:50:54 UTC
Amount To Be Raised $6,125,056 Associated Brokers / Dealers N/A CIK Number 0001624526 Filed Document 0001140361-16-080945 Exclusions or Exemptions 506b Accepted Date 2016-09-28 18:50:54 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Big Sky Capital Holdings Corp See All Filings	D/A	2016-09-28 18:48:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001639372 Filed Document 0001639372-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-28 18:48:40 UTC Type of Offering D/A Industry Insurance Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
CraftX, Inc. See All Filings	D	2016-09-28 18:34:16 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001685887 Filed Document 0001685887-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 18:34:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EMERGING MARKETS EQUITY SERIES OF GLOBAL ASSET MANAGEMENT STRATEGIES, LLC See All Filings	D/A	2016-09-28 18:15:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654649 Filed Document 0001654649-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 18:15:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Zelman Capital Concentrated Alpha Co-Investment Fund, LP See All Filings	D	2016-09-28 18:12:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital CIK Number 0001683745 Filed Document 0001615774-16-007439 Exclusions or Exemptions 506b Accepted Date 2016-09-28 18:12:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2016-09-28 18:12:48 UTC
Amount To Be Raised $2,415,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000033 Exclusions or Exemptions 506b Accepted Date 2016-09-28 18:12:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
FTE Networks, Inc. See All Filings	D	2016-09-28 17:45:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001122063 Filed Document 0001493152-16-013691 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:45:40 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VENTUREBEAT INC See All Filings	D	2016-09-28 17:33:34 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001423935 Filed Document 0000897069-16-001045 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:33:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
High West Holdings, LLC See All Filings	D	2016-09-28 17:32:24 UTC
Amount To Be Raised $3,375,000 Associated Brokers / Dealers N/A CIK Number 0001685117 Filed Document 0001685117-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:32:24 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 3UD LLC See All Filings	D	2016-09-28 17:27:07 UTC
Amount To Be Raised $496,536 Associated Brokers / Dealers N/A CIK Number 0001685196 Filed Document 0001685196-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:27:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High West Holdings, LLC See All Filings	D	2016-09-28 17:25:19 UTC
Amount To Be Raised $4,017,300 Associated Brokers / Dealers N/A CIK Number 0001685117 Filed Document 0001685117-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:25:19 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
High West Holdings, LLC See All Filings	D	2016-09-28 17:22:15 UTC
Amount To Be Raised $4,536,602 Associated Brokers / Dealers N/A CIK Number 0001685117 Filed Document 0001685117-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:22:15 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
High West Holdings, LLC See All Filings	D	2016-09-28 17:17:59 UTC
Amount To Be Raised $6,254,000 Associated Brokers / Dealers N/A CIK Number 0001685117 Filed Document 0001685117-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:17:59 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Closer Mobile, Inc. See All Filings	D	2016-09-28 17:16:07 UTC
Amount To Be Raised $325,106 Associated Brokers / Dealers N/A CIK Number 0001683043 Filed Document 0001683043-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:16:07 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Owl Ventures II, L.P. See All Filings	D	2016-09-28 17:14:27 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001685897 Filed Document 0001685897-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:14:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JVP VII Opportunity, L.P. See All Filings	D/A	2016-09-28 17:13:22 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001654101 Filed Document 0001654101-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:13:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Carlyle Mars Partners, L.P. See All Filings	D	2016-09-28 17:03:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001685801 Filed Document 0001685801-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 17:03:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Textile-Based Delivery, Inc. See All Filings	D	2016-09-28 16:55:22 UTC
Amount To Be Raised $3,549,496 Associated Brokers / Dealers N/A CIK Number 0001685865 Filed Document 0001685865-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:55:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Five Elms III Q, L.P. See All Filings	D	2016-09-28 16:54:12 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Sparring Partners Capital LLC CIK Number 0001679755 Filed Document 0001679755-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:54:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Varde Co-Investment 2016A, L.P. See All Filings	D	2016-09-28 16:53:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685456 Filed Document 0000950142-16-004512 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:53:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Five Elms III B, L.P. See All Filings	D	2016-09-28 16:43:54 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Sparring Partners Capital LLC CIK Number 0001679756 Filed Document 0001679756-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:43:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TFG Station Ridge REIT, LLC See All Filings	D	2016-09-28 16:35:09 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Tritower Real Estate Capital, LLC CIK Number 0001685818 Filed Document 0001685818-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:35:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MAI Capital Income & Growth Fund III, L.P. See All Filings	D	2016-09-28 16:33:45 UTC
Amount To Be Raised $33,550,000 Associated Brokers / Dealers N/A CIK Number 0001682534 Filed Document 0001315863-16-001809 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:33:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Five Elms III A, L.P. See All Filings	D	2016-09-28 16:33:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Sparring Partners Capital LLC CIK Number 0001679757 Filed Document 0001679757-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:33:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Collab Consumer I, L.P. See All Filings	D	2016-09-28 16:30:17 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001683089 Filed Document 0001683089-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:30:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GK DST - Cedar Falls Grocery See All Filings	D/A	2016-09-28 16:27:55 UTC
Amount To Be Raised $5,076,122 Associated Brokers / Dealers Peter Dorn, John P. Harvey Jr., Robert L. Boggess, Trawnegan Gall, David Kangas, Stephen R. Holt, and Ivan West CIK Number 0001680064 Filed Document 0001680064-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:27:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Continuous Precision Medicine Inc. See All Filings	D	2016-09-28 16:22:57 UTC
Amount To Be Raised $770,003 Associated Brokers / Dealers N/A CIK Number 0001685839 Filed Document 0001685839-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:22:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DEPCOM POWER, INC. See All Filings	D	2016-09-28 16:22:01 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001611444 Filed Document 0001611444-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:22:01 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CSI Compressco LP See All Filings	D	2016-09-28 16:20:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Evercore Group L.L.C. and RBC Capital Markets, LLC CIK Number 0001449488 Filed Document 0001209191-16-143002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:20:07 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SRA US Equity Fund, LP See All Filings	D/A	2016-09-28 16:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614286 Filed Document 0001614286-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:20:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPROUT A REVOLUTION, INC. See All Filings	D	2016-09-28 16:12:32 UTC
Amount To Be Raised $2,872,985 Associated Brokers / Dealers N/A CIK Number 0001579189 Filed Document 0001579189-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:12:32 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Libra Fossil Fuel Free Fund, L.P. See All Filings	D	2016-09-28 16:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685357 Filed Document 0000945621-16-000722 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:08:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prospero Silver Corp. See All Filings	D	2016-09-28 16:06:44 UTC
Amount To Be Raised $1,932,043 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd., Haywood Securities Inc., and Canaccord Genuity Corp. CIK Number 0001479464 Filed Document 0001140361-16-080916 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:06:44 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SOMERSET EMERGING MARKETS SMALL CAP FUND LLC See All Filings	D/A	2016-09-28 16:04:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443634 Filed Document 0001012975-16-001508 Exclusions or Exemptions 506b Accepted Date 2016-09-28 16:04:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MOCKOUT, INC. See All Filings	D	2016-09-28 15:59:21 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001685790 Filed Document 0001685790-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:59:21 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Wasserstein Partners IV (Offshore), LP See All Filings	D/A	2016-09-28 15:54:03 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC and Florida Atlantic Securities Corp. CIK Number 0001649240 Filed Document 0000950142-16-004511 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:54:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wasserstein Partners IV, LP See All Filings	D/A	2016-09-28 15:53:18 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC and Florida Atlantic Securities Corp. CIK Number 0001649241 Filed Document 0000950142-16-004510 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:53:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hail Merry, LLC See All Filings	D	2016-09-28 15:51:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001642504 Filed Document 0001642504-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:51:19 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Distressed Opportunities IV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2016-09-28 15:50:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001682690 Filed Document 0001625257-16-000215 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:50:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lion One Metals Ltd. See All Filings	D	2016-09-28 15:45:40 UTC
Amount To Be Raised $18,729,209 Associated Brokers / Dealers SCARSDALE EQUITIES LLC and JETT CAPITAL ADVISORS, LLC CIK Number 0001509397 Filed Document 0001509397-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:45:40 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Foods, Inc. See All Filings	D/A	2016-09-28 15:44:29 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001641095 Filed Document 0001641095-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:44:29 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Opportunities AW, LP See All Filings	D	2016-09-28 15:37:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685825 Filed Document 0001571220-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-28 15:37:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund