Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Business Decision Data Service, Inc. See All Filings	D	2016-10-05 18:32:58 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001654638 Filed Document 0001654638-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-05 18:32:58 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Ripple Labs Inc. See All Filings	D	2016-10-05 18:31:07 UTC
Amount To Be Raised $31,877,616 Associated Brokers / Dealers N/A CIK Number 0001685012 Filed Document 0001685012-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 18:31:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aqua-Spark Cooperatieve U.A. See All Filings	D/A	2016-10-05 18:20:58 UTC
Amount To Be Raised $448,380,226 Associated Brokers / Dealers N/A CIK Number 0001620338 Filed Document 0001620338-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 18:20:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TN Shelby Pines, LLC See All Filings	D	2016-10-05 18:02:27 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001686306 Filed Document 0001686306-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 18:02:27 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Reigning Champs LLC See All Filings	D	2016-10-05 18:02:21 UTC
Amount To Be Raised $337,674 Associated Brokers / Dealers N/A CIK Number 0001590422 Filed Document 0001590422-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-05 18:02:21 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCM CREDIT OPPORTUNITIES FUND, LP See All Filings	D/A	2016-10-05 18:02:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524635 Filed Document 0001686148-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 18:02:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CodeSpark, Inc. See All Filings	D	2016-10-05 17:35:03 UTC
Amount To Be Raised $3,870,827 Associated Brokers / Dealers N/A CIK Number 0001683305 Filed Document 0001683305-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 17:35:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hawk Parent Holdings LLC See All Filings	D	2016-10-05 17:28:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686146 Filed Document 0001686146-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 17:28:39 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Corazon Capital II LP See All Filings	D	2016-10-05 17:27:09 UTC
Amount To Be Raised $39,900,000 Associated Brokers / Dealers N/A CIK Number 0001685877 Filed Document 0001685877-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 17:27:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawk Parent Holdings LLC See All Filings	D	2016-10-05 17:25:57 UTC
Amount To Be Raised $26,786,853 Associated Brokers / Dealers N/A CIK Number 0001686146 Filed Document 0001686146-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 17:25:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CMS Technology, Inc. See All Filings	D	2016-10-05 17:15:40 UTC
Amount To Be Raised $19,422,421 Associated Brokers / Dealers N/A CIK Number 0001527514 Filed Document 0001527514-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-05 17:15:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Smart Lunches, Inc. See All Filings	D	2016-10-05 17:15:39 UTC
Amount To Be Raised $590,000 Associated Brokers / Dealers Ryan Feit, Ameet Padte, and Aaron Kellner CIK Number 0001557404 Filed Document 0001557404-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 17:15:39 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hattiesburg Hospitality HI, LLC See All Filings	D	2016-10-05 17:01:21 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001672023 Filed Document 0001672023-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 17:01:21 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
SKINCURE ONCOLOGY LLC See All Filings	D	2016-10-05 16:54:26 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers TRESTLE POINT, LLC CIK Number 0001686132 Filed Document 0001686132-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:54:26 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
IRR, Inc. See All Filings	D	2016-10-05 16:52:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001539828 Filed Document 0001140361-16-082025 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:52:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Austin Falcon Investors, LP See All Filings	D	2016-10-05 16:49:21 UTC
Amount To Be Raised $15,750,000 Associated Brokers / Dealers WAYPOINT DIRECT INVESTMENTS, LLC and SCHNEIDER DOWNS CORPORATE FINANCE, LP CIK Number 0001685844 Filed Document 0001382963-16-000243 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:49:21 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Plaza Belmar Custodial Account, LLC See All Filings	D	2016-10-05 16:48:01 UTC
Amount To Be Raised $134,942,000 Associated Brokers / Dealers N/A CIK Number 0001685955 Filed Document 0001685955-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:48:01 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Northland Fund VI, L.P. See All Filings	D	2016-10-05 16:41:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686513 Filed Document 0001686513-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:41:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Moderate Growth Fund, LLC See All Filings	D/A	2016-10-05 16:38:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299871 Filed Document 0001299871-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:38:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CHV IV, L.P. See All Filings	D	2016-10-05 16:36:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686590 Filed Document 0001686590-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:36:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Low Volatility Fund, LLC See All Filings	D/A	2016-10-05 16:36:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299872 Filed Document 0001299872-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:36:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Boardwalk Energy See All Filings	D	2016-10-05 16:34:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686197 Filed Document 0001686197-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:34:35 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Freedom Fund, LLC See All Filings	D/A	2016-10-05 16:34:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672274 Filed Document 0001672274-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:34:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Freedom Fund SP See All Filings	D	2016-10-05 16:32:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672815 Filed Document 0001672815-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:32:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WRML UNLEVERED LOANS, LLC - LOAN POOL IV See All Filings	D	2016-10-05 16:32:09 UTC
Amount To Be Raised $61,345,500 Associated Brokers / Dealers N/A CIK Number 0001686289 Filed Document 0001686288-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:32:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
First Growth Capital Partners II LP See All Filings	D	2016-10-05 16:31:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686144 Filed Document 0001686144-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:31:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
White Oaks Flexible Strategies Fund, LLC See All Filings	D/A	2016-10-05 16:31:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507760 Filed Document 0001507760-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:31:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Promentis Pharmaceuticals, Inc. See All Filings	D	2016-10-05 16:30:59 UTC
Amount To Be Raised $8,787,399 Associated Brokers / Dealers N/A CIK Number 0001470994 Filed Document 0001470994-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:30:59 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Shelter Distilling, Inc. See All Filings	D	2016-10-05 16:30:49 UTC
Amount To Be Raised $1,198,800 Associated Brokers / Dealers N/A CIK Number 0001684283 Filed Document 0001684283-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:30:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
White Oaks Flexible Strategies Fund SP See All Filings	D	2016-10-05 16:27:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672814 Filed Document 0001672814-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:27:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Royalty Exchange Program I, LLC See All Filings	D/A	2016-10-05 16:26:46 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Matthew P. Iak CIK Number 0001660076 Filed Document 0001660076-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:26:46 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
WHITE OAKS AGGRESSIVE GROWTH FUND SP See All Filings	D	2016-10-05 16:25:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672804 Filed Document 0001672804-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:25:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BrightFarms, Inc. See All Filings	D	2016-10-05 16:25:35 UTC
Amount To Be Raised $30,200,500 Associated Brokers / Dealers BTIG, LLC CIK Number 0001537482 Filed Document 0001537482-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:25:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stereotaxis, Inc. See All Filings	D	2016-10-05 16:18:29 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001289340 Filed Document 0000950138-16-001388 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:18:29 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
AAMAF, LP See All Filings	D/A	2016-10-05 16:18:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CORONADO INVESTMENTS, LLC CIK Number 0001543967 Filed Document 0000919574-16-015696 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:18:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Alternative Strategies Fund, LLC See All Filings	D/A	2016-10-05 16:17:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299868 Filed Document 0001299868-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:17:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WRML LEVERED LOANS, LLC - LOAN POOL IV See All Filings	D	2016-10-05 16:16:58 UTC
Amount To Be Raised $39,976,400 Associated Brokers / Dealers N/A CIK Number 0001686288 Filed Document 0001686288-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:16:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
iValu8, Inc. See All Filings	D/A	2016-10-05 16:15:34 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001646282 Filed Document 0001646282-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:15:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
ANCORA GREATER CHINA FUND, LP See All Filings	D/A	2016-10-05 16:14:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CORONADO INVESTMENTS, LLC CIK Number 0001432868 Filed Document 0000919574-16-015694 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:14:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Aggressive Growth Fund, LLC See All Filings	D/A	2016-10-05 16:06:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299869 Filed Document 0001299869-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:06:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Moderate Growth Fund SP See All Filings	D	2016-10-05 16:02:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672813 Filed Document 0001672813-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 16:02:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tala Security, Inc. See All Filings	D	2016-10-05 15:59:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001684295 Filed Document 0001684295-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:59:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ITOPIA, INC. See All Filings	D/A	2016-10-05 15:46:04 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001551449 Filed Document 0001551449-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:46:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NW Garwood Field Development Joint Venture See All Filings	D	2016-10-05 15:45:11 UTC
Amount To Be Raised $399,000 Associated Brokers / Dealers N/A CIK Number 0001686440 Filed Document 0001654954-16-002663 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:45:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Telligent Greater China Fund, LP See All Filings	D/A	2016-10-05 15:42:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470723 Filed Document 0001470723-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:42:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DC Capital Partners Fund II, L.P. See All Filings	D/A	2016-10-05 15:42:25 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers CHAMPLAIN ADVISORS, LLC CIK Number 0001670588 Filed Document 0001670588-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:42:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Social Tables, Inc. See All Filings	D	2016-10-05 15:37:08 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001583209 Filed Document 0001583209-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:37:08 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
AcuFocus, Inc. See All Filings	D	2016-10-05 15:27:58 UTC
Amount To Be Raised $74,924,639 Associated Brokers / Dealers N/A CIK Number 0001165260 Filed Document 0001140361-16-081947 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:27:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hemex Health, Inc. See All Filings	D	2016-10-05 15:21:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001686615 Filed Document 0001686615-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:21:16 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
BSP East 21 LLC See All Filings	D	2016-10-05 15:13:49 UTC
Amount To Be Raised $4,835,850 Associated Brokers / Dealers N/A CIK Number 0001680170 Filed Document 0001680170-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-05 15:13:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund