Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Crema Co. See All Filings	D	2016-10-17 19:41:50 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001687734 Filed Document 0001687734-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 19:41:50 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Other
Bottomland Productions, Inc. See All Filings	D	2016-10-17 19:31:49 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001687547 Filed Document 0001687547-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 19:31:49 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Catalytic IP Inc See All Filings	D	2016-10-17 19:31:05 UTC
Amount To Be Raised $10,000,001 Associated Brokers / Dealers N/A CIK Number 0001620798 Filed Document 0001620798-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 19:31:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AMERRA Agri Offshore Fund III, L.P. See All Filings	D	2016-10-17 19:22:34 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers M.D. Sass Securities, L.L.C. and Citibank, N.A. CIK Number 0001684065 Filed Document 0001684065-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 19:22:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERRA Agri PE Fund, LP See All Filings	D	2016-10-17 19:06:51 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001687499 Filed Document 0001687499-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 19:06:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QED LatAm Fund, LP See All Filings	D	2016-10-17 18:56:43 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001686996 Filed Document 0001686996-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 18:56:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COTTONWOOD RESIDENTIAL, INC. See All Filings	D/A	2016-10-17 18:46:28 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers ORCHARD SECURITIES, LLC, AUSDAL FINANCIAL PARTNERS, INC., BRUCE A. LEFAVI SECURITIES, INC., CENTAURUS FINANCIAL, IN.C, CENTER STREET SECURITIES, INC., INDEPENDENT FINANCIAL GROUP, LLC, MADISON AVENUE SECURITIES, LLC, NEWBRIDGE SECURITIES CORPORATION, ROWLAND CARMICHAEL ADVISORS INC., VFG SECURITIES, INC., VSR FINANCIAL SERVICES, INC., WHITEHALL-PARKER SECURITIES, INC., KALOS CAPITAL, INC., GENEOS WEALTH MANAGEMENT, INC., BILTMORE WEALTH ADVISORS, CONCORDE INVESTMENT SERVICES, LLC, INGENUITY STREET INVESTING, LLC, LUCIA SECURITIES, LLC, and WILDERMUTH ADVISORY, LLC CIK Number 0001548528 Filed Document 0001548528-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 18:46:28 UTC Type of Offering D/A Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Crooked Lane Brewing Co See All Filings	D	2016-10-17 18:44:57 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001655885 Filed Document 0001655885-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-10-17 18:44:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crossing Oaks Investment, LLC See All Filings	D	2016-10-17 18:27:22 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001687730 Filed Document 0001687730-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 18:27:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TRIMLITE GROUP LP See All Filings	D	2016-10-17 18:25:51 UTC
Amount To Be Raised $1,500,012 Associated Brokers / Dealers N/A CIK Number 0001687253 Filed Document 0001591408-16-000029 Exclusions or Exemptions 506b Accepted Date 2016-10-17 18:25:51 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mast Mobile, Inc. See All Filings	D/A	2016-10-17 18:17:47 UTC
Amount To Be Raised $8,365,318 Associated Brokers / Dealers N/A CIK Number 0001618113 Filed Document 0001618113-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 18:17:47 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CoWatt Energy LLC See All Filings	D	2016-10-17 18:16:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001687674 Filed Document 0001162677-16-000237 Exclusions or Exemptions 506b Accepted Date 2016-10-17 18:16:03 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jive Communications, Inc. See All Filings	D	2016-10-17 18:14:57 UTC
Amount To Be Raised $4,499,999 Associated Brokers / Dealers N/A CIK Number 0001587220 Filed Document 0001587220-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 18:14:57 UTC Type of Offering D Industry Telecommunications Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Elegance Inc. See All Filings	D	2016-10-17 17:53:30 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001686995 Filed Document 0001686995-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:53:30 UTC Type of Offering D Industry Retailing Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
professional pharmacy UT, LLC See All Filings	D	2016-10-17 17:49:51 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers n/a CIK Number 0001687657 Filed Document 0001687657-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:49:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SimCore Technologies, LLC See All Filings	D	2016-10-17 17:43:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686852 Filed Document 0001686852-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:43:53 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ALLBOUND, INC. See All Filings	D	2016-10-17 17:39:16 UTC
Amount To Be Raised $1,099,788 Associated Brokers / Dealers N/A CIK Number 0001687704 Filed Document 0001687704-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:39:16 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Octane Lending, Inc. See All Filings	D	2016-10-17 17:36:42 UTC
Amount To Be Raised $2,094,737 Associated Brokers / Dealers N/A CIK Number 0001613576 Filed Document 0001613576-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:36:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SentreHEART Inc See All Filings	D	2016-10-17 17:35:39 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001336396 Filed Document 0001336396-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:35:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EMG Ascent 2016 Equity, LP See All Filings	D	2016-10-17 17:35:19 UTC
Amount To Be Raised $60,269,766 Associated Brokers / Dealers N/A CIK Number 0001662180 Filed Document 0001662180-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:35:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wasserstein Debt Opportunities Offshore Fund, Ltd. See All Filings	D/A	2016-10-17 17:30:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589324 Filed Document 0000950142-16-004597 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:30:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OnceThere, Inc. See All Filings	D	2016-10-17 17:29:40 UTC
Amount To Be Raised $4,772,675 Associated Brokers / Dealers N/A CIK Number 0001687384 Filed Document 0001687384-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:29:40 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Providence Medical Technology, Inc. See All Filings	D/A	2016-10-17 17:28:03 UTC
Amount To Be Raised $8,000,006 Associated Brokers / Dealers N/A CIK Number 0001672926 Filed Document 0001672926-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:28:03 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LITE ACCESS TECHNOLOGIES INC. See All Filings	D	2016-10-17 17:18:42 UTC
Amount To Be Raised $96,443 Associated Brokers / Dealers Canaccord Genuity Wealth Management (USA) Inc. CIK Number 0001644320 Filed Document 0001534122-16-000116 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:18:42 UTC Type of Offering D Industry Telecommunications Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Breakaway Labs, Inc. See All Filings	D	2016-10-17 17:17:28 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001687728 Filed Document 0001687728-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:17:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bain Capital Specialty Finance, Inc. See All Filings	D	2016-10-17 17:15:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655050 Filed Document 0000945621-16-000748 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:15:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dosh LLC See All Filings	D	2016-10-17 17:11:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684539 Filed Document 0001684539-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:11:08 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
OAKTREE EUROPEAN SPECIAL SITUATIONS FUND, L.P. See All Filings	D	2016-10-17 17:10:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687671 Filed Document 0001687671-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:10:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Tear Diagnostics, LLC See All Filings	D	2016-10-17 17:10:14 UTC
Amount To Be Raised $385,000 Associated Brokers / Dealers N/A CIK Number 0001682928 Filed Document 0001682928-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:10:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Castle Creek Pharmaceuticals, LLC See All Filings	D/A	2016-10-17 17:08:42 UTC
Amount To Be Raised $48,000,150 Associated Brokers / Dealers Octagon Capital Group, LLC CIK Number 0001687481 Filed Document 0001687481-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:08:42 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AltaVista Agriculture Ventures Fund, LP See All Filings	D	2016-10-17 17:01:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687708 Filed Document 0001687729-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:01:49 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revolver Technologies, Inc. See All Filings	D	2016-10-17 17:01:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682634 Filed Document 0001682634-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-17 17:01:07 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Dementia Discovery LP See All Filings	D/A	2016-10-17 16:50:18 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001655669 Filed Document 0001655669-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:50:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Industry Careers, Inc. See All Filings	D	2016-10-17 16:48:06 UTC
Amount To Be Raised $2,274,455 Associated Brokers / Dealers N/A CIK Number 0001630377 Filed Document 0001630377-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:48:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Octane Lending, Inc. See All Filings	D	2016-10-17 16:46:43 UTC
Amount To Be Raised $6,682,428 Associated Brokers / Dealers N/A CIK Number 0001613576 Filed Document 0001613576-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:46:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VR Global Onshore Fund, L.P. See All Filings	D	2016-10-17 16:44:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685579 Filed Document 0001315863-16-001843 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:44:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VR Global Offshore Fund Ltd. See All Filings	D/A	2016-10-17 16:43:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516231 Filed Document 0001315863-16-001842 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:43:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED ARAB EMIRATES Revenue or Assets $Over $100,000,000 Type of Security Equity
My Dealer Service Corp. See All Filings	D	2016-10-17 16:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614580 Filed Document 0001614580-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:42:10 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Arundel AG See All Filings	D	2016-10-17 16:39:12 UTC
Amount To Be Raised $18,515,905 Associated Brokers / Dealers None CIK Number 0001687629 Filed Document 0001687629-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:39:12 UTC Type of Offering D Industry Investing Principal Place of Business SWITZERLAND Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CMH Asset A LLC See All Filings	D/A	2016-10-17 16:33:55 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers N/A CIK Number 0001645521 Filed Document 0001645521-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:33:55 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
First Sense Medical, LLC See All Filings	D	2016-10-17 16:27:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644807 Filed Document 0001644807-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:27:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
FEDERAL FIXED INCOME MORTGAGE FUND, LLC See All Filings	D	2016-10-17 16:25:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687729 Filed Document 0001687729-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:25:32 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Gravy Analytics, Inc. See All Filings	D	2016-10-17 16:23:10 UTC
Amount To Be Raised $5,487,307 Associated Brokers / Dealers N/A CIK Number 0001526946 Filed Document 0001526946-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:23:10 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Mass Ingenuity LLC See All Filings	D/A	2016-10-17 16:17:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Veber Partners, L.L.C. CIK Number 0001683167 Filed Document 0001683167-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:17:58 UTC Type of Offering D/A Industry Business Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Cerulean Pharma Inc. See All Filings	D	2016-10-17 16:13:42 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001401914 Filed Document 0001401914-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:13:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Rational Vaccines, Inc. See All Filings	D	2016-10-17 16:09:23 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001641930 Filed Document 0001641930-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:09:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
LumiraDx Ltd See All Filings	D	2016-10-17 16:08:39 UTC
Amount To Be Raised $42,625,000 Associated Brokers / Dealers U.S. Boston Capital Corporation CIK Number 0001685428 Filed Document 0001685428-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:08:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
202 Self-Storage, LLC See All Filings	D	2016-10-17 16:02:43 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001687514 Filed Document 0001687514-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:02:43 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
LSC LITHIUM INC. See All Filings	D	2016-10-17 16:00:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cormark Securities (USA) Limited CIK Number 0001686005 Filed Document 0001686005-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-17 16:00:44 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Wesley Chapel Hospitality Investment Fund LP See All Filings	D	2016-10-17 15:59:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001687658 Filed Document 0001687658-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-17 15:59:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund