Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AEI Net Lease Portfolio VI DST See All Filings	D/A	2016-10-18 16:29:37 UTC
Amount To Be Raised $21,962,000 Associated Brokers / Dealers FINRA Member Broker-Dealers, Arete Wealth Management, LLC, Colorado Financial Service Corporation, Concorde Investment Services, LLC, H.D. Vest Investment Services, and Lighthouse Capital Group CIK Number 0001682936 Filed Document 0001682936-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-18 16:29:37 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
NEC-Greenbox 6 LLC See All Filings	D	2016-10-18 16:29:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001687845 Filed Document 0001687845-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 16:29:12 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Certain Ltd Liability Co See All Filings	D	2016-10-18 16:27:45 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001683584 Filed Document 0001683584-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 16:27:45 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
WESTFIELD GLOBAL DIVIDEND GROWTH FUND LP See All Filings	D	2016-10-18 16:24:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686960 Filed Document 0001140361-16-082995 Exclusions or Exemptions 506b Accepted Date 2016-10-18 16:24:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JCP Single-Asset Partnership, LP See All Filings	D/A	2016-10-18 16:22:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661071 Filed Document 0001315863-16-001846 Exclusions or Exemptions 506b Accepted Date 2016-10-18 16:22:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JCP Investment Partnership, LP See All Filings	D/A	2016-10-18 16:22:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461946 Filed Document 0001315863-16-001845 Exclusions or Exemptions 506b Accepted Date 2016-10-18 16:22:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JCP Drawdown Partnership III, LP See All Filings	D/A	2016-10-18 16:21:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669137 Filed Document 0001315863-16-001844 Exclusions or Exemptions 506b Accepted Date 2016-10-18 16:21:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2016-10-18 16:11:28 UTC
Amount To Be Raised $50,200 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-001137 Exclusions or Exemptions 506b Accepted Date 2016-10-18 16:11:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Stadium Enterprises LLC See All Filings	D	2016-10-18 16:08:08 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001687763 Filed Document 0001687763-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 16:08:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SIA Debt Opportunities Fund (Cayman), L.P. See All Filings	D	2016-10-18 16:06:12 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Artist Capital LLC CIK Number 0001687749 Filed Document 0001687749-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 16:06:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2525908 Ontario Inc. See All Filings	D	2016-10-18 16:05:05 UTC
Amount To Be Raised $754,888 Associated Brokers / Dealers N/A CIK Number 0001687757 Filed Document 0001140361-16-082991 Exclusions or Exemptions 506b Accepted Date 2016-10-18 16:05:05 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Evolent Health, Inc. See All Filings	D	2016-10-18 16:01:51 UTC
Amount To Be Raised $181,480,000 Associated Brokers / Dealers N/A CIK Number 0001628908 Filed Document 0001628908-16-000068 Exclusions or Exemptions 506b Accepted Date 2016-10-18 16:01:51 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GoShare, Inc. See All Filings	D/A	2016-10-18 15:59:52 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001676364 Filed Document 0001676364-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-18 15:59:52 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Medici VC I, LP See All Filings	D/A	2016-10-18 15:59:40 UTC
Amount To Be Raised $550,328 Associated Brokers / Dealers N/A CIK Number 0001651083 Filed Document 0001651083-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-18 15:59:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAYWIC Select Investments II L.P. See All Filings	D	2016-10-18 15:59:38 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001685931 Filed Document 0001685931-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 15:59:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Capital Management LLC See All Filings	D	2016-10-18 15:59:01 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001687812 Filed Document 0001687812-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 15:59:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Wavefront, Inc. See All Filings	D	2016-10-18 15:55:59 UTC
Amount To Be Raised $52,651,347 Associated Brokers / Dealers N/A CIK Number 0001687464 Filed Document 0001687464-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 15:55:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lindengrove Capital Feeder Fund Ltd See All Filings	D/A	2016-10-18 15:50:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561161 Filed Document 0001561161-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-18 15:50:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIA Debt Opportunities Fund, L.P. See All Filings	D	2016-10-18 15:46:31 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Artist Capital LLC CIK Number 0001687745 Filed Document 0001687745-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 15:46:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3AxisData LLC See All Filings	D	2016-10-18 15:46:04 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001687685 Filed Document 0001687685-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-18 15:46:04 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Client Access 20, L.P. Inc. See All Filings	D	2016-10-18 15:40:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687754 Filed Document 0001687754-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 15:40:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jude Gomila AL Fund I, LP See All Filings	D/A	2016-10-18 15:37:03 UTC
Amount To Be Raised $565,290 Associated Brokers / Dealers N/A CIK Number 0001651086 Filed Document 0001651086-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-18 15:37:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venture Financing VIIIB, LLC See All Filings	D	2016-10-18 15:33:14 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001687453 Filed Document 0001687433-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-18 15:33:14 UTC Type of Offering D Industry Residential Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Venture Financing VIII, LLC See All Filings	D	2016-10-18 15:26:08 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001687433 Filed Document 0001687433-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 15:26:08 UTC Type of Offering D Industry Residential Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
ORKA Fund, LP See All Filings	D	2016-10-18 15:15:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687680 Filed Document 0001687680-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 15:15:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Airwavz Solutions, Inc. See All Filings	D	2016-10-18 15:12:50 UTC
Amount To Be Raised $2,034,616 Associated Brokers / Dealers N/A CIK Number 0001597791 Filed Document 0001597791-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-18 15:12:50 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
3G Capital Partners L.P. See All Filings	D/A	2016-10-18 15:05:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589624 Filed Document 0001589624-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-18 15:05:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FG Angel Syndicate Fund I, a series of FG Angel Syndicate Funds LLC See All Filings	D/A	2016-10-18 14:57:23 UTC
Amount To Be Raised $529,500 Associated Brokers / Dealers N/A CIK Number 0001614194 Filed Document 0001614194-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 14:57:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTAVISTA MEDICAL DEVICE & PHARMACEUTICALS VENTURES FUND, LP See All Filings	D	2016-10-18 14:52:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687720 Filed Document 0001687720-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 14:52:13 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alastin Skincare, Inc. See All Filings	D/A	2016-10-18 14:48:59 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001639283 Filed Document 0001140361-16-082973 Exclusions or Exemptions 506b Accepted Date 2016-10-18 14:48:59 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AL-FG Angel Syndicate Fund II, a series of FG Angel Syndicate Funds LLC See All Filings	D/A	2016-10-18 14:48:56 UTC
Amount To Be Raised $2,107,946 Associated Brokers / Dealers N/A CIK Number 0001619618 Filed Document 0001619618-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 14:48:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AltaVista Manufacturing Ventures Fund, LP See All Filings	D	2016-10-18 14:47:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687718 Filed Document 0001687718-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 14:47:26 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobility Designed, LLC See All Filings	D/A	2016-10-18 14:44:56 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers None CIK Number 0001650621 Filed Document 0001650621-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-18 14:44:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
AltaVista Fashion & Textiles Ventures Fund, LP See All Filings	D	2016-10-18 14:42:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687713 Filed Document 0001687712-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-18 14:42:06 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dedoes Acquisition LLC See All Filings	D	2016-10-18 14:41:59 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001687760 Filed Document 0001687760-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 14:41:59 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
AltaVista Entertainment & Media Ventures Fund, LP See All Filings	D	2016-10-18 14:33:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687712 Filed Document 0001687712-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 14:33:48 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGHTLIFE SURGICAL, INC. See All Filings	D	2016-10-18 14:30:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001687524 Filed Document 0001687524-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 14:30:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TEMPLETON RYE SPIRITS HOLDINGS, LLC See All Filings	D	2016-10-18 14:18:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687399 Filed Document 0001687399-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 14:18:23 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
FG Angel Syndicate Fund III, a series of FG Angel Syndicate Funds LLC See All Filings	D/A	2016-10-18 14:17:50 UTC
Amount To Be Raised $1,489,000 Associated Brokers / Dealers N/A CIK Number 0001628173 Filed Document 0001628173-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 14:17:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monteris BC Holdings, LLC See All Filings	D	2016-10-18 14:10:45 UTC
Amount To Be Raised $24,500,000 Associated Brokers / Dealers N/A CIK Number 0001687323 Filed Document 0001687323-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-18 14:10:45 UTC Type of Offering D Industry Investing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Laundry Chute, LLC See All Filings	D	2016-10-18 14:03:21 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001606369 Filed Document 0001606369-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-18 14:03:21 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MANSERVANTS, INC. See All Filings	D	2016-10-18 13:57:49 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001680948 Filed Document 0001591408-16-000030 Exclusions or Exemptions 506b Accepted Date 2016-10-18 13:57:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TMAM Pathway Global Opportunities USD Fund, LP See All Filings	D	2016-10-18 13:53:47 UTC
Amount To Be Raised $500,950,000 Associated Brokers / Dealers N/A CIK Number 0001687683 Filed Document 0001687683-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 13:53:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dust Cutter See All Filings	D	2016-10-18 13:53:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001571269 Filed Document 0001571269-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-18 13:53:36 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
KOTAK INVESTMENT OPPORTUNITIES FUND Ltd See All Filings	D/A	2016-10-18 13:45:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394099 Filed Document 0001394099-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-18 13:45:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TGOF Offshore USD, LP See All Filings	D	2016-10-18 13:38:59 UTC
Amount To Be Raised $500,001,000 Associated Brokers / Dealers N/A CIK Number 0001687681 Filed Document 0001687681-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-18 13:38:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SOCIAL BEVERAGE COMPANY, LLC See All Filings	D	2016-10-18 13:25:55 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001687744 Filed Document 0001140361-16-082948 Exclusions or Exemptions 506b Accepted Date 2016-10-18 13:25:55 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS GE IX/VC IV, LLC See All Filings	D	2016-10-18 13:19:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654074 Filed Document 0001654074-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-18 13:19:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS CREDIT II, LLC See All Filings	D	2016-10-18 13:17:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619526 Filed Document 0001654074-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-18 13:17:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Summit Investors I, LLC See All Filings	D	2016-10-18 13:16:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435565 Filed Document 0001654074-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-18 13:16:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity