Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Praxis Precision Medicines, Inc. See All Filings	D	2016-11-10 11:26:30 UTC
Amount To Be Raised $7,741,849 Associated Brokers / Dealers N/A CIK Number 0001689548 Filed Document 0001689548-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:26:30 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OPTIMA PARTNERS FOCUS FUND See All Filings	D/A	2016-11-10 11:21:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001387475 Filed Document 0001641582-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:21:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 66 See All Filings	D	2016-11-10 11:16:34 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001689623 Filed Document 0001689623-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:16:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Optika Fund Ltd See All Filings	D/A	2016-11-10 11:12:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001641582 Filed Document 0001641582-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:12:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maxim Health, LLC See All Filings	D	2016-11-10 11:09:42 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001689807 Filed Document 0000898432-16-003069 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:09:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Keywise Phoenix Development Onshore Fund See All Filings	D/A	2016-11-10 11:04:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534527 Filed Document 0001534527-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:04:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blockhouse Partners Fund LP See All Filings	D	2016-11-10 11:01:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689799 Filed Document 0000919574-16-016193 Exclusions or Exemptions 506b Accepted Date 2016-11-10 11:01:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Keywise Greater China Onshore Fund See All Filings	D/A	2016-11-10 10:48:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534530 Filed Document 0001534530-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:48:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGNALLAMP HEALTH, LLC See All Filings	D	2016-11-10 10:40:24 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001689705 Filed Document 0001689705-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:40:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Shadowbox Holdings LLC See All Filings	D	2016-11-10 10:30:59 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001688673 Filed Document 0001688673-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:30:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Debt
TrendKite Inc. See All Filings	D	2016-11-10 10:30:05 UTC
Amount To Be Raised $16,629,995 Associated Brokers / Dealers N/A CIK Number 0001657791 Filed Document 0001657791-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:30:05 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Hospice Holdings, Inc. See All Filings	D	2016-11-10 10:19:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001689808 Filed Document 0001689808-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:19:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
UNION Real Estate II LP See All Filings	D	2016-11-10 10:10:59 UTC
Amount To Be Raised $292,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001689522 Filed Document 0001689522-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:10:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SIGNALLAMP HEALTH, LLC See All Filings	D	2016-11-10 10:07:38 UTC
Amount To Be Raised $244,809 Associated Brokers / Dealers N/A CIK Number 0001689705 Filed Document 0001689705-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:07:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Temnein Ventures I, L.P. See All Filings	D/A	2016-11-10 10:02:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645703 Filed Document 0001315863-16-001878 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:02:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Caption Partners, LP See All Filings	D/A	2016-11-10 10:01:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551048 Filed Document 0000919574-16-016190 Exclusions or Exemptions 506b Accepted Date 2016-11-10 10:01:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
POLAR CAPITAL FUNDS PUBLIC LTD CO See All Filings	D/A	2016-11-10 09:54:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001170710 Filed Document 0000902664-16-008703 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:54:36 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business IRELAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Premier Imaging Holdings, LLC See All Filings	D	2016-11-10 09:36:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689521 Filed Document 0001689521-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:36:38 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ternus Pharma, Inc. See All Filings	D	2016-11-10 09:25:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001688608 Filed Document 0001688608-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:25:22 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
WIC MANAGED VOLATILITY & INCOME FUND, L.P. See All Filings	D/A	2016-11-10 09:25:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510395 Filed Document 0001510395-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:25:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
gel-e, Inc. See All Filings	D/A	2016-11-10 09:22:38 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001672180 Filed Document 0001672180-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:22:38 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PanTher Therapeutics, Inc. See All Filings	D	2016-11-10 09:18:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001644045 Filed Document 0001644045-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:18:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
BAYVIEW MORTGAGE SECURITIES OFFSHORE, LTD. See All Filings	D/A	2016-11-10 09:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540437 Filed Document 0000902664-16-008701 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:06:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BAYVIEW MORTGAGE SECURITIES DOMESTIC, L.P. See All Filings	D/A	2016-11-10 09:05:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539665 Filed Document 0000902664-16-008700 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:05:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bayview MSR Opportunity Domestic, L.P. See All Filings	D/A	2016-11-10 09:04:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525739 Filed Document 0000902664-16-008699 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:04:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
International Value Equity Fund, a series of iCapital Global Access Partnership I, L.P. See All Filings	D/A	2016-11-10 09:04:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657069 Filed Document 0001657069-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:04:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bayview MSR Opportunity Offshore, L.P. See All Filings	D/A	2016-11-10 09:03:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525740 Filed Document 0000902664-16-008698 Exclusions or Exemptions 506b Accepted Date 2016-11-10 09:03:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Argentina Lithium & Energy Corp. See All Filings	D	2016-11-10 08:55:46 UTC
Amount To Be Raised $2,326,348 Associated Brokers / Dealers N/A CIK Number 0001689448 Filed Document 0001689448-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-10 08:55:46 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
AUSHON BIOSYSTEMS INC See All Filings	D/A	2016-11-10 08:52:29 UTC
Amount To Be Raised $6,746,747 Associated Brokers / Dealers N/A CIK Number 0001380735 Filed Document 0001380735-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-10 08:52:29 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alterra Power Corp. See All Filings	D	2016-11-10 08:41:21 UTC
Amount To Be Raised $2,416,310 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. and Haywood Securities (USA) Inc. CIK Number 0001689240 Filed Document 0001689240-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 08:41:21 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Sanctus Ranch LLC See All Filings	D	2016-11-10 08:16:28 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001689755 Filed Document 0001689755-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-10 08:16:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Cheyne Total Return Credit Fund June 2022 LP See All Filings	D	2016-11-10 08:11:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688780 Filed Document 0001315863-16-001877 Exclusions or Exemptions 506b Accepted Date 2016-11-10 08:11:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Total Return Credit Fund June 2022 Inc. See All Filings	D	2016-11-10 08:10:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688649 Filed Document 0001315863-16-001876 Exclusions or Exemptions 506b Accepted Date 2016-11-10 08:10:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One William Street Capital Offshore Fund, Ltd. See All Filings	D/A	2016-11-10 06:25:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated, Credit Suisse Securities (USA) LLC, and Park Hill Group LLC CIK Number 0001442189 Filed Document 0000902664-16-008691 Exclusions or Exemptions 506b Accepted Date 2016-11-10 06:25:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Yannix Fund Ltd. See All Filings	D/A	2016-11-10 06:15:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities, Inc. CIK Number 0001534304 Filed Document 0000902664-16-008690 Exclusions or Exemptions 506b Accepted Date 2016-11-10 06:15:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PWP EIV LLC See All Filings	D/A	2016-11-10 06:06:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589721 Filed Document 0000902664-16-008689 Exclusions or Exemptions 506b Accepted Date 2016-11-10 06:06:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Calthorpe Analytics, Inc. See All Filings	D	2016-11-09 21:19:25 UTC
Amount To Be Raised $2,068,920 Associated Brokers / Dealers N/A CIK Number 0001661288 Filed Document 0001661288-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 21:19:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-PFY-12-Fund, a series of AngelList-NewRes-Funds, LLC See All Filings	D	2016-11-09 21:16:28 UTC
Amount To Be Raised $148,500 Associated Brokers / Dealers N/A CIK Number 0001688360 Filed Document 0001688360-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 21:16:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-SDV-18-Fund, a series of AX-ToTe-Funds, LLC See All Filings	D	2016-11-09 21:15:43 UTC
Amount To Be Raised $102,500 Associated Brokers / Dealers N/A CIK Number 0001685669 Filed Document 0001685669-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 21:15:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JJK SPV I, a series of JJK Funds, LLC See All Filings	D	2016-11-09 21:06:30 UTC
Amount To Be Raised $282,997 Associated Brokers / Dealers N/A CIK Number 0001689515 Filed Document 0001689515-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 21:06:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 60 See All Filings	D	2016-11-09 20:53:46 UTC
Amount To Be Raised $149,994 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001689624 Filed Document 0001689624-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 20:53:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Enterprise Housing Partners XXVII Limited Partnership See All Filings	D	2016-11-09 20:41:53 UTC
Amount To Be Raised $152,700,000 Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001689674 Filed Document 0001689674-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 20:41:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
A-PXB-37-Fund, a series of AngelList-ThTe-Funds, LLC See All Filings	D	2016-11-09 20:41:52 UTC
Amount To Be Raised $186,887 Associated Brokers / Dealers N/A CIK Number 0001686619 Filed Document 0001686619-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 20:41:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 58 See All Filings	D	2016-11-09 20:41:51 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001689626 Filed Document 0001689626-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 20:41:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 59 See All Filings	D	2016-11-09 20:38:06 UTC
Amount To Be Raised $356,460 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001689625 Filed Document 0001689625-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 20:38:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 51 See All Filings	D	2016-11-09 20:32:49 UTC
Amount To Be Raised $119,505 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001689518 Filed Document 0001689518-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 20:32:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Physicians Realty Trust See All Filings	D	2016-11-09 20:32:40 UTC
Amount To Be Raised $1,699,091 Associated Brokers / Dealers None CIK Number 0001574540 Filed Document 0001574540-16-000127 Exclusions or Exemptions 506b Accepted Date 2016-11-09 20:32:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Fisher Investments Institutional Group Emerging Markets Equity Fund See All Filings	D/A	2016-11-09 19:33:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001478708 Filed Document 0001478708-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 19:33:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SOLARIS PHARMA CORP See All Filings	D	2016-11-09 19:31:22 UTC
Amount To Be Raised $13,439,997 Associated Brokers / Dealers N/A CIK Number 0001689748 Filed Document 0001689748-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 19:31:22 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Listen.md, Inc. See All Filings	D	2016-11-09 19:19:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689550 Filed Document 0001689550-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 19:19:33 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt