Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Red Ace Capital Management Series XI Investors LLC See All Filings	D	2016-11-23 17:18:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001690822 Filed Document 0001690822-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 17:18:40 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
A-ZKN-16-Fund, a series of AX-MieIes-Funds, LLC See All Filings	D	2016-11-23 17:15:57 UTC
Amount To Be Raised $105,500 Associated Brokers / Dealers N/A CIK Number 0001687781 Filed Document 0001687781-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 17:15:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 73, LLC See All Filings	D	2016-11-23 17:14:54 UTC
Amount To Be Raised $1,521,350 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001690715 Filed Document 0001690715-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 17:14:54 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
SCHF CIF, L.P. - CIF 2017-A SERIES See All Filings	D	2016-11-23 17:09:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690470 Filed Document 0001690470-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 17:09:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub RX2 LLC See All Filings	D	2016-11-23 17:01:50 UTC
Amount To Be Raised $52,000 Associated Brokers / Dealers N/A CIK Number 0001607811 Filed Document 0001607811-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-23 17:01:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ponderosa GY Joint Venture See All Filings	D	2016-11-23 16:52:20 UTC
Amount To Be Raised $712,500 Associated Brokers / Dealers N/A CIK Number 0001690814 Filed Document 0001654954-16-004302 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:52:20 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AllianceBernstein Strategies DBT See All Filings	D/A	2016-11-23 16:48:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford C. Bernstein & Co., LLC CIK Number 0001451351 Filed Document 0000902664-16-008904 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:48:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Strategic Real Estate Partners II Office REIT LLC See All Filings	D	2016-11-23 16:45:50 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001690309 Filed Document 0001690309-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:45:50 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Invasor Capital Fund, LP See All Filings	D/A	2016-11-23 16:45:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602085 Filed Document 0001315863-16-001938 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:45:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
A-OQZ-52-Fund, a series of AngelList-Saas-Funds, LLC See All Filings	D	2016-11-23 16:44:17 UTC
Amount To Be Raised $1,085,434 Associated Brokers / Dealers N/A CIK Number 0001689003 Filed Document 0001689003-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:44:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerahelix, Inc. See All Filings	D	2016-11-23 16:40:19 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001510131 Filed Document 0001510131-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:40:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
FundersClub QTN LLC See All Filings	D	2016-11-23 16:40:15 UTC
Amount To Be Raised $163,390 Associated Brokers / Dealers N/A CIK Number 0001690148 Filed Document 0001690148-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:40:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONTICELLO APERION FUNDING I LLC See All Filings	D	2016-11-23 16:38:44 UTC
Amount To Be Raised $12,085,000 Associated Brokers / Dealers N/A CIK Number 0001689243 Filed Document 0001689243-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:38:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arcadius (SW) Energy Capital, LP See All Filings	D/A	2016-11-23 16:37:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP Securities, LP CIK Number 0001656392 Filed Document 0001656392-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:37:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SeedInvest Holdings I, LLC, Blokable Series Only See All Filings	D	2016-11-23 16:37:01 UTC
Amount To Be Raised $114,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001690150 Filed Document 0001690150-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:37:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HawthorneCommonsPlus, LLC See All Filings	D	2016-11-23 16:32:36 UTC
Amount To Be Raised $4,930,413 Associated Brokers / Dealers N/A CIK Number 0001688504 Filed Document 0001688504-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:32:36 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
META FINANCIAL GROUP INC See All Filings	D	2016-11-23 16:31:53 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0000907471 Filed Document 0001140361-16-087788 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:31:53 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH DAKOTA Revenue or Assets $Over $100,000,000 Type of Security Equity
GNS Healthcare, Inc. See All Filings	D	2016-11-23 16:29:22 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001545871 Filed Document 0001545871-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:29:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
A-BND-14-Fund, a series of AngelList-DaTe-Funds, LLC See All Filings	D	2016-11-23 16:25:36 UTC
Amount To Be Raised $278,000 Associated Brokers / Dealers N/A CIK Number 0001688959 Filed Document 0001688959-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:25:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accelerant Equity-Huddle, LLC See All Filings	D	2016-11-23 16:17:50 UTC
Amount To Be Raised $768,750 Associated Brokers / Dealers N/A CIK Number 0001690811 Filed Document 0001690811-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:17:50 UTC Type of Offering D Industry Investing Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
Thorn Energy Corp See All Filings	D	2016-11-23 16:16:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001690739 Filed Document 0001690739-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:16:23 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
North Haven Real Estate Fund IX Global-TE Feeder, L.P. See All Filings	D	2016-11-23 16:15:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689834 Filed Document 0001689834-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:15:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuroRx, Inc. See All Filings	D	2016-11-23 16:14:54 UTC
Amount To Be Raised $2,159,687 Associated Brokers / Dealers N/A CIK Number 0001679768 Filed Document 0001679768-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:14:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
NeuroRx, Inc. See All Filings	D	2016-11-23 16:13:02 UTC
Amount To Be Raised $5,541,991 Associated Brokers / Dealers N/A CIK Number 0001679768 Filed Document 0001679768-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:13:02 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
North Haven Real Estate Fund IX Global-T, L.P. See All Filings	D	2016-11-23 16:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689833 Filed Document 0001689833-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:10:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Courtside Partners, LLC See All Filings	D	2016-11-23 16:07:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001685950 Filed Document 0001685950-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:07:19 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
FULLBRIDGE, INC. See All Filings	D	2016-11-23 16:03:55 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001497336 Filed Document 0001497336-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:03:55 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
North Haven Real Estate Fund IX Global-F, L.P. See All Filings	D	2016-11-23 16:03:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689832 Filed Document 0001689832-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:03:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Topical Remedy, LLC See All Filings	D/A	2016-11-23 16:03:27 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers Columbia Capital Securities, Inc. CIK Number 0001558360 Filed Document 0000896595-16-000091 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:03:27 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
EAGLE PHARMACEUTICALS, INC. See All Filings	D	2016-11-23 16:00:54 UTC
Amount To Be Raised $50,740,728 Associated Brokers / Dealers N/A CIK Number 0000827871 Filed Document 0000827871-16-000081 Exclusions or Exemptions 506b Accepted Date 2016-11-23 16:00:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Bethesda Self Storage Partners, LLC See All Filings	D	2016-11-23 15:54:37 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Source Capital Group, Inc. CIK Number 0001685506 Filed Document 0001685506-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 15:54:37 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Palantir Technologies Inc. See All Filings	D	2016-11-23 15:51:22 UTC
Amount To Be Raised $19,999,995 Associated Brokers / Dealers N/A CIK Number 0001321655 Filed Document 0001321655-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-23 15:51:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IAM MBV One, LLC See All Filings	D	2016-11-23 15:49:42 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001690732 Filed Document 0001690732-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 15:49:42 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Sonen Global Multistrategy (Delaware) Fund, a series of the Sonen Invest Mgmt Private Acc Plat LLC See All Filings	D	2016-11-23 15:49:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668606 Filed Document 0001144204-16-136330 Exclusions or Exemptions 506b Accepted Date 2016-11-23 15:49:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLINTON PARTNERS LLC See All Filings	D	2016-11-23 15:46:47 UTC
Amount To Be Raised $174,700 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001032522 Filed Document 0001032522-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-23 15:46:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Ribon Therapeutics, Inc. See All Filings	D/A	2016-11-23 15:45:34 UTC
Amount To Be Raised $23,500,000 Associated Brokers / Dealers N/A CIK Number 0001660410 Filed Document 0001660410-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-23 15:45:34 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sonen Global Multistrategy (Irish) Fund, a series of the Sonen Invest Mgmt Private Acc Plat PLC See All Filings	D/A	2016-11-23 15:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668598 Filed Document 0001144204-16-136325 Exclusions or Exemptions 506b Accepted Date 2016-11-23 15:43:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IAM MBV Beach Club, LLC See All Filings	D	2016-11-23 15:41:34 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001690731 Filed Document 0001690731-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 15:41:34 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Spring Bank Pharmaceuticals, Inc. See All Filings	D	2016-11-23 15:31:16 UTC
Amount To Be Raised $15,000,001 Associated Brokers / Dealers William Blair & Company, L.L.C. CIK Number 0001566373 Filed Document 0001566373-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-23 15:31:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Granite Street Apartments, LLC See All Filings	D	2016-11-23 15:31:09 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001690516 Filed Document 0001690516-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 15:31:09 UTC Type of Offering D Industry Commercial Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
Tillridge Global Agribusiness Partners II, L.P. See All Filings	D/A	2016-11-23 15:21:14 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001689051 Filed Document 0001689051-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-23 15:21:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PayStation Holdings LLC See All Filings	D	2016-11-23 15:20:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001690017 Filed Document 0001690017-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 15:20:42 UTC Type of Offering D Industry Computers Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BioPoly, LLC See All Filings	D/A	2016-11-23 15:08:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001465704 Filed Document 0001465704-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-23 15:08:10 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Poverty Dignified, Inc. See All Filings	D	2016-11-23 15:02:45 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001591615 Filed Document 0001591615-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-23 15:02:45 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GCG Investors IV, LP See All Filings	D	2016-11-23 15:01:45 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Equus Financial Consulting LLC CIK Number 0001688878 Filed Document 0001688878-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-23 15:01:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair - Rimrock, LLC See All Filings	D/A	2016-11-23 14:58:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001490945 Filed Document 0001144204-16-136296 Exclusions or Exemptions 506b Accepted Date 2016-11-23 14:58:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair - DSO, LLC See All Filings	D/A	2016-11-23 14:56:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001508604 Filed Document 0001144204-16-136292 Exclusions or Exemptions 506b Accepted Date 2016-11-23 14:56:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS BALANCED FUND L P See All Filings	D/A	2016-11-23 14:55:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities, Inc. and Equus Financial Consulting LLC CIK Number 0000876623 Filed Document 0001224907-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-23 14:55:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair - PCOF, LLC See All Filings	D/A	2016-11-23 14:54:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001591150 Filed Document 0001144204-16-136288 Exclusions or Exemptions 506b Accepted Date 2016-11-23 14:54:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Division33 LLC See All Filings	D	2016-11-23 14:45:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001690689 Filed Document 0001690689-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-23 14:45:18 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity