Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MOON CAPITAL GLOBAL EQUITY PARTNERS FUND LP See All Filings	D/A	2016-12-02 11:04:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460115 Filed Document 0000902664-16-008945 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:04:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DA Argentina Recovery Fund, LP See All Filings	D	2016-12-02 11:03:46 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001637769 Filed Document 0001637769-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-02 11:03:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LEE Fund Ltd See All Filings	D/A	2016-12-02 10:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559240 Filed Document 0000919574-16-016985 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:50:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bellus Partners, LP See All Filings	D/A	2016-12-02 10:39:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659556 Filed Document 0000919574-16-016982 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:39:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Terlingua Fund 1, LP See All Filings	D/A	2016-12-02 10:38:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563658 Filed Document 0001563658-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:38:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cathedral Lake III, Ltd. See All Filings	D/A	2016-12-02 10:29:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffries LLC CIK Number 0001660031 Filed Document 0000945621-16-000778 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:29:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Access Bazaar, Inc. See All Filings	D	2016-12-02 10:24:57 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001691244 Filed Document 0001691244-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:24:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ANCHOR BOLT OFFSHORE FUND LTD. See All Filings	D/A	2016-12-02 10:24:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594372 Filed Document 0000919574-16-016980 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:24:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AdvisorEngine Inc. See All Filings	D	2016-12-02 10:22:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001607589 Filed Document 0001607589-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:22:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Georgia Pastures I LLC See All Filings	D	2016-12-02 10:19:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001691287 Filed Document 0001691287-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:19:43 UTC Type of Offering D Industry Agriculture Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
WINSTON HEDGED EQUITY FUND LTD See All Filings	D/A	2016-12-02 10:13:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GALLATIN CAPITAL LLC CIK Number 0001097940 Filed Document 0001097940-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:13:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
WINSTON GROWTH FUND LIMITED PARTNERSHIP See All Filings	D/A	2016-12-02 10:10:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GALLATIN CAPITAL LLC CIK Number 0000936788 Filed Document 0000936788-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:10:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Discovery Energy Corp. See All Filings	D	2016-12-02 10:09:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001435387 Filed Document 0001144204-16-137578 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:09:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
WINSTON GLOBAL FUND LTD See All Filings	D/A	2016-12-02 10:07:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GALLATIN CAPITAL LLC CIK Number 0001225702 Filed Document 0001225702-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:07:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
WINSTON GLOBAL FUND LP See All Filings	D/A	2016-12-02 10:03:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GALLATIN CAPITAL LLC CIK Number 0000898719 Filed Document 0000898719-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:03:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Seven7, LLC See All Filings	D	2016-12-02 10:01:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691163 Filed Document 0001691163-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-02 10:01:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Credit Suisse Risk Parity Commodity Fund, L.P. See All Filings	D/A	2016-12-02 09:57:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001508463 Filed Document 0001508463-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-02 09:57:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2016-12-02 09:55:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-16-000054 Exclusions or Exemptions 506b Accepted Date 2016-12-02 09:55:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MAK-ro Capital Fund LP See All Filings	D/A	2016-12-02 09:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480091 Filed Document 0000919574-16-016977 Exclusions or Exemptions 506b Accepted Date 2016-12-02 09:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2016-12-02 09:52:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-16-000052 Exclusions or Exemptions 506b Accepted Date 2016-12-02 09:52:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2016-12-02 09:49:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-16-000050 Exclusions or Exemptions 506b Accepted Date 2016-12-02 09:49:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2016-12-02 09:47:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-16-000048 Exclusions or Exemptions 506b Accepted Date 2016-12-02 09:47:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2016-12-02 09:43:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-16-000046 Exclusions or Exemptions 506b Accepted Date 2016-12-02 09:43:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aetna Partners Diversified Fund LLC See All Filings	D/A	2016-12-02 09:41:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MAFG RIA Services, Inc., Cambridge Investment Research, Inc., Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, and Cetera Investment Services LLC CIK Number 0001314522 Filed Document 0001314522-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-02 09:41:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Aurvista Gold Corp See All Filings	D	2016-12-02 09:38:43 UTC
Amount To Be Raised $442,050 Associated Brokers / Dealers N/A CIK Number 0001523494 Filed Document 0001523494-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-02 09:38:43 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AETNA PARTNERS DIVERSIFIED FUND (CAYMAN) LTD See All Filings	D/A	2016-12-02 09:19:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MAFG RIA Services, Inc., Cambridge Investment Research, Inc., Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, and Cetera Investment Services LLC CIK Number 0001460020 Filed Document 0001460020-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-02 09:19:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
KP I LP See All Filings	D/A	2016-12-02 08:59:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001079826 Filed Document 0001079826-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-02 08:59:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Macquarie Global Alpha US Feeder Fund See All Filings	D	2016-12-01 21:49:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers na CIK Number 0001691008 Filed Document 0001691008-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 21:49:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
AG Capital Recovery Partners VIII, L.P. See All Filings	D/A	2016-12-01 20:57:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001593944 Filed Document 0001593944-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 20:57:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PASSCO BLOCKS DST See All Filings	D	2016-12-01 20:53:08 UTC
Amount To Be Raised $37,950,000 Associated Brokers / Dealers PASSCO CAPITAL, INC. CIK Number 0001691346 Filed Document 0001691346-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 20:53:08 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Capital Recovery VIII Holdings, L.P. See All Filings	D/A	2016-12-01 20:18:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001593945 Filed Document 0001593945-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 20:18:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
700 1st Investment LLC See All Filings	D	2016-12-01 20:13:11 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers Burpee Del Simone Capital Markets LLC CIK Number 0001691344 Filed Document 0001691344-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 20:13:11 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Paradigm Diagnostics, Inc. See All Filings	D	2016-12-01 20:03:31 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001690852 Filed Document 0001690852-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 20:03:31 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Seasons Creek Development LLC See All Filings	D/A	2016-12-01 19:42:24 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001665319 Filed Document 0001665319-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-01 19:42:24 UTC Type of Offering D/A Industry Construction Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Brayton Partners, L.P. See All Filings	D	2016-12-01 19:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691351 Filed Document 0000935836-16-001201 Exclusions or Exemptions 506b Accepted Date 2016-12-01 19:27:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Realty Fund IX (A), L.P. See All Filings	D/A	2016-12-01 19:18:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and Raymond James Financial Services, Inc. CIK Number 0001620972 Filed Document 0001620972-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 19:18:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seasons Creek Development LLC See All Filings	D	2016-12-01 19:12:35 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001665319 Filed Document 0001665319-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-01 19:12:35 UTC Type of Offering D Industry Construction Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
AG Realty Fund IX, L.P. See All Filings	D/A	2016-12-01 18:57:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001620910 Filed Document 0001620910-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:57:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG FDS, L.P. See All Filings	D/A	2016-12-01 18:46:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572145 Filed Document 0001572145-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:46:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empire Biotechnologies, Inc. See All Filings	D	2016-12-01 18:44:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001691107 Filed Document 0001691107-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:44:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Canvas Media Studios, Inc. See All Filings	D	2016-12-01 18:42:35 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001691368 Filed Document 0001691368-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:42:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lands, LLLP See All Filings	D	2016-12-01 18:34:33 UTC
Amount To Be Raised $1,376,300 Associated Brokers / Dealers N/A CIK Number 0001691388 Filed Document 0001691388-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:34:33 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AG SCS Fund, L.P. See All Filings	D/A	2016-12-01 18:30:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617272 Filed Document 0001617272-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:30:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prosperity Organic Foods, Inc. See All Filings	D	2016-12-01 18:21:49 UTC
Amount To Be Raised $4,477,107 Associated Brokers / Dealers N/A CIK Number 0001484621 Filed Document 0001484621-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:21:49 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RSG1, LLC See All Filings	D	2016-12-01 18:11:07 UTC
Amount To Be Raised $376,000 Associated Brokers / Dealers N/A CIK Number 0001690174 Filed Document 0001690174-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:11:07 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ETK NET LEASE FUND I, LLC See All Filings	D	2016-12-01 18:10:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers NONE CIK Number 0001691180 Filed Document 0001691180-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:10:24 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-12-01 18:04:17 UTC
Amount To Be Raised $674,016 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000473 Exclusions or Exemptions 506b Accepted Date 2016-12-01 18:04:17 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
First Boston Bridge Lending Pool II, LLC See All Filings	D	2016-12-01 17:46:08 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001690993 Filed Document 0001690993-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:46:08 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TRUSTED KEY SOLUTIONS INC. See All Filings	D	2016-12-01 17:40:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001690929 Filed Document 0001690929-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:40:15 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Mudita Archimedes LP See All Filings	D	2016-12-01 17:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690812 Filed Document 0001690812-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-01 17:39:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund