Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CIPHERLOC Corp See All Filings	D/A	2017-01-09 20:22:33 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers None CIK Number 0001022505 Filed Document 0001493152-17-000305 Exclusions or Exemptions 506b Accepted Date 2017-01-09 20:22:33 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SEE JANE GO FUND I, LLC See All Filings	D	2017-01-09 20:15:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001693811 Filed Document 0001693811-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 20:15:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MG 909 West Investments L.P. See All Filings	D	2017-01-09 20:11:50 UTC
Amount To Be Raised $14,980,000 Associated Brokers / Dealers N/A CIK Number 0001692596 Filed Document 0001692596-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 20:11:50 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MG Mosaic Hills Investments SRA L.P. See All Filings	D	2017-01-09 19:44:01 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001692593 Filed Document 0001692593-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 19:44:01 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MG Azure Villas II Apartments L.P See All Filings	D	2017-01-09 19:20:17 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001692595 Filed Document 0001692595-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 19:20:17 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Finovera, Inc. See All Filings	D	2017-01-09 19:14:24 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001541335 Filed Document 0001541335-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 19:14:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SF TN Realty, Inc. See All Filings	D	2017-01-09 18:31:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001692856 Filed Document 0001692856-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 18:31:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CEMOF II Offshore Investors, L.P. See All Filings	D/A	2017-01-09 18:20:40 UTC
Amount To Be Raised $1,053,969,475 Associated Brokers / Dealers TCG Securities, L.L.C., Alistithmar Capital, Morgan Stanley Smith Barney LLC, Bank Julius Baer & Co. Ltd., and Kora Post Savings Bureau CIK Number 0001630794 Filed Document 0001630793-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 18:20:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Founders Properties Income Fund IV, L.L.L.P. See All Filings	D	2017-01-09 18:19:10 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001685958 Filed Document 0001685958-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 18:19:10 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
275 Huguenot REIT LLC See All Filings	D	2017-01-09 18:18:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693712 Filed Document 0001693712-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 18:18:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gladius Venator Fund LP See All Filings	D/A	2017-01-09 17:57:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP CIK Number 0001693703 Filed Document 0001693703-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:57:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E-HEALTH RECORDS INTERNATIONAL, INC. See All Filings	D	2017-01-09 17:55:08 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001562596 Filed Document 0001562596-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:55:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
Novome Biotechnologies, Inc. See All Filings	D	2017-01-09 17:49:08 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001694013 Filed Document 0001694013-17-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2017-01-09 17:49:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
480 Main Street REIT LLC See All Filings	D	2017-01-09 17:46:35 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001693421 Filed Document 0001693421-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:46:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Regency REIT, LLC See All Filings	D	2017-01-09 17:46:07 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001693026 Filed Document 0001315863-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:46:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Braeside Capital, L.P. See All Filings	D/A	2017-01-09 17:45:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. and UBS Financial Services, Inc. CIK Number 0001300407 Filed Document 0001315863-17-000027 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:45:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Braeside Capital II, L.P. See All Filings	D/A	2017-01-09 17:44:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. and UBS Financial Services, Inc. CIK Number 0001501561 Filed Document 0001315863-17-000026 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:44:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BIOSYNTHETIC TECHNOLOGIES, LLC See All Filings	D	2017-01-09 17:34:12 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers None CIK Number 0001577689 Filed Document 0001577689-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:34:12 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Carlyle Energy Mezzanine Opportunities Fund II, L.P. See All Filings	D/A	2017-01-09 17:33:18 UTC
Amount To Be Raised $1,472,082,050 Associated Brokers / Dealers TCG Securities, L.L.C. and Morgan Stanley Smith Barney LLC CIK Number 0001630793 Filed Document 0001630793-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:33:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montage Capital II, L.P. See All Filings	D/A	2017-01-09 17:30:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546603 Filed Document 0001546603-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:30:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SunTx Capital Partners III, LP See All Filings	D/A	2017-01-09 17:18:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sixpoint Partners LLC CIK Number 0001662470 Filed Document 0001315863-17-000025 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:18:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital, LLC See All Filings	D	2017-01-09 17:15:15 UTC
Amount To Be Raised $41,031,038 Associated Brokers / Dealers N/A CIK Number 0001693610 Filed Document 0001693610-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:15:15 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Labcyte Inc See All Filings	D	2017-01-09 17:06:57 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001167807 Filed Document 0001167807-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:06:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MODERNE VENTURES FUND I, L.P. See All Filings	D/A	2017-01-09 17:01:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646101 Filed Document 0001646101-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:01:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BFC-MNM, LLC See All Filings	D	2017-01-09 17:00:35 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001694072 Filed Document 0001694072-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 17:00:35 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
EP CLO Opportunities Fund I LP See All Filings	D/A	2017-01-09 16:57:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663291 Filed Document 0000945621-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:57:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Intelomed, Inc. See All Filings	D	2017-01-09 16:49:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001482781 Filed Document 0001213900-17-000177 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:49:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Vaxess Technologies, Inc. See All Filings	D	2017-01-09 16:48:55 UTC
Amount To Be Raised $862,857 Associated Brokers / Dealers N/A CIK Number 0001578117 Filed Document 0001578117-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:48:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GEP IX Investors, LLC See All Filings	D	2017-01-09 16:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694057 Filed Document 0001694057-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:46:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Brightstone Muirwood Investors LLC See All Filings	D	2017-01-09 16:41:48 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001693995 Filed Document 0001693995-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:41:48 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greybrook Fort Lauderdale US Limited Partnership See All Filings	D	2017-01-09 16:41:47 UTC
Amount To Be Raised $1,435,000 Associated Brokers / Dealers N/A CIK Number 0001694031 Filed Document 0001140361-17-001219 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:41:47 UTC Type of Offering D Industry Construction Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Viking Partners Long Fund LP See All Filings	D/A	2017-01-09 16:40:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478760 Filed Document 0000902664-17-000073 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:40:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Partners Fund LP See All Filings	D/A	2017-01-09 16:35:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478759 Filed Document 0000902664-17-000071 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:35:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 163 See All Filings	D	2017-01-09 16:28:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001693998 Filed Document 0001693998-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:28:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2017-01-09 16:25:10 UTC
Amount To Be Raised $1,812,305 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-17-000036 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:25:10 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2017-01-09 16:23:57 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-17-000034 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:23:57 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2017-01-09 16:22:29 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Garden State Securities, Inc. CIK Number 0001074828 Filed Document 0001161697-17-000032 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:22:29 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Zoomi, Inc. See All Filings	D	2017-01-09 16:21:42 UTC
Amount To Be Raised $7,499,998 Associated Brokers / Dealers N/A CIK Number 0001630501 Filed Document 0001630501-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:21:42 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
OEP VI Feeder (Delaware), L.P. See All Filings	D/A	2017-01-09 16:21:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629906 Filed Document 0001629906-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:21:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sands Capital Private Growth BB Fund, L.P. See All Filings	D	2017-01-09 16:20:52 UTC
Amount To Be Raised $11,208,313 Associated Brokers / Dealers N/A CIK Number 0001694059 Filed Document 0001694059-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:20:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Giving Assistant, Inc. See All Filings	D	2017-01-09 16:19:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525240 Filed Document 0001525240-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:19:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UA Cambia Investor, LLC See All Filings	D/A	2017-01-09 16:18:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001636464 Filed Document 0001636464-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:18:18 UTC Type of Offering D/A Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Lola Travel Company, Inc. See All Filings	D	2017-01-09 16:16:33 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001671400 Filed Document 0001140361-17-001206 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:16:33 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Skystone Partners LP See All Filings	D/A	2017-01-09 16:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520546 Filed Document 0001520546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:12:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2017-01-09 16:09:04 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:09:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Avatar Capital Finance LLC See All Filings	D	2017-01-09 16:00:20 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:00:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
3E Software, Inc. See All Filings	D	2017-01-09 16:00:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001694021 Filed Document 0001694021-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 16:00:10 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Lane Secondary Fund IV LP See All Filings	D/A	2017-01-09 15:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001661706 Filed Document 0001661706-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:56:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLE PLAY PARTNERS, L.P. See All Filings	D/A	2017-01-09 15:55:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000741914 Filed Document 0001251109-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:55:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Frontiers Fund LP See All Filings	D/A	2017-01-09 15:46:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464847 Filed Document 0001464847-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-09 15:46:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund