Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Spor, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001607181 Filed Document 0001607181-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Chatham Balanced Partnership, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479826 Filed Document 0001479826-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantedge Global Fund (Offshore) See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548579 Filed Document 0001548579-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hilltop Suncrest, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001605952 Filed Document 0001605952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Inmobly, Inc. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $923,420 Associated Brokers / Dealers N/A CIK Number 0001588591 Filed Document 0001588591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RION FUND, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ARJENT LLC CIK Number 0001529068 Filed Document 0000919574-14-002823 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAFE N CLEAR, INC. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001570312 Filed Document 0001570312-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
WV AIV II (PINT), LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606756 Filed Document 0001606756-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chrysaetos Global Opportunities Fund, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576015 Filed Document 0001576015-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QVT Offshore Ltd. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301801 Filed Document 0001301801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOODFUELS INVESTMENT, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001597854 Filed Document 0001065949-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Honolulu Seawater Air Conditioning, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607427 Filed Document 0001181431-14-018218 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Whipstock Co-Investment Fund LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600669 Filed Document 0000902664-14-002366 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SnapRetail, Inc. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001513242 Filed Document 0001513242-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $4,411,296 Associated Brokers / Dealers Andrew Arigo, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-14-000167 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Dalma Capital Management LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607219 Filed Document 0001140361-14-018746 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
YaSabe, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,705,000 Associated Brokers / Dealers N/A CIK Number 0001504321 Filed Document 0001504321-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
12 READY'S IMAGE/MALABAR STAR, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001607236 Filed Document 0001607236-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
CASTLE BIOSCIENCES INC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001447362 Filed Document 0001447362-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quantuvis LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001600543 Filed Document 0001600543-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Point72 Capital International, Ltd. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465991 Filed Document 0001596119-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
McCutchen Group Investment Fund Series LLC 2011 Opportunistic Portfolio See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $35,435,000 Associated Brokers / Dealers N/A CIK Number 0001527324 Filed Document 0001565908-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Other
Bidslate, Inc. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001576694 Filed Document 0001576694-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Glori Energy Inc. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001597131 Filed Document 0001597131-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Chatham Small Cap Partnership I, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479824 Filed Document 0001479826-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DDJ Institutional High Yield Fund L.P. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546661 Filed Document 0001546661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GCA CREDIT OPPORTUNITIES FUND, LLC See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Perkins Fund Marketing LLC and Papamarkou Wellner & Co. Inc. CIK Number 0001451844 Filed Document 0001451844-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sprinklr, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $39,999,996 Associated Brokers / Dealers N/A CIK Number 0001569345 Filed Document 0001140361-14-018649 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LASER LIGHT ENGINES INC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001435834 Filed Document 0001435834-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
CONCOURSE CAPITAL PARTNERS LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001453975 Filed Document 0001453975-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $4,430,799 Associated Brokers / Dealers Jason Burlie and John Sanford CIK Number 0001135856 Filed Document 0001135856-14-000170 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Herring Creek Fund, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575746 Filed Document 0000919574-14-002822 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yalla Mallow Limited Partnership See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001598334 Filed Document 0001598334-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $21,841,935 Associated Brokers / Dealers Andrew Arigo, Kenneth LaBarge, and John Matzoll CIK Number 0001135856 Filed Document 0001135856-14-000168 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARROGENE, INC See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers GVC CAPITAL LLC CIK Number 0001403792 Filed Document 0001011034-14-000074 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Pubmark Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $3,825,000 Associated Brokers / Dealers N/A CIK Number 0001605413 Filed Document 0001605413-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pillar I LS Fund, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001606103 Filed Document 0001606103-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SwipeSense, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001558863 Filed Document 0001558863-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Metacapital Rising Rates Fund, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001576489 Filed Document 0000919574-14-002827 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZELMAN CAPITAL OFFSHORE, LTD. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital CIK Number 0001606236 Filed Document 0001144204-14-027750 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001051209-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Halsted Partners, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572581 Filed Document 0001572581-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midawi Holdings Inc See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001489718 Filed Document 0001489718-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
REPUBLIC FIRST BANCORP INC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $45,000,002 Associated Brokers / Dealers N/A CIK Number 0000834285 Filed Document 0001140361-14-018802 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
RevoLaze, LLC See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $7,670,000 Associated Brokers / Dealers Kevin Allyn CIK Number 0001580694 Filed Document 0001580694-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Point72 Capital, L.P. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461642 Filed Document 0001596119-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LUMOPTIK EYE INC. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001607168 Filed Document 0001607168-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
SpinGo Solutions, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $2,405,760 Associated Brokers / Dealers N/A CIK Number 0001600557 Filed Document 0001600557-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Chatham Balanced Investment Group Trust See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479825 Filed Document 0001479826-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metacapital Mortgage Value Fund, Ltd. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001549265 Filed Document 0000919574-14-002826 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund