Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $5,817,742 Associated Brokers / Dealers David Fisher, Thomas Chisholm, Kevin Ballou, and Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-14-000178 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $38,177,312 Associated Brokers / Dealers Craig Main and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000180 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Versaci Interactive Gaming Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607272 Filed Document 0001607272-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
CALIBER HOLDING COMPANY, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $26,075,595 Associated Brokers / Dealers N/A CIK Number 0001605332 Filed Document 0001362118-14-000066 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
IDentia, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001603435 Filed Document 0001603435-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $9,116,200 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-14-000173 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Visual Supply Co See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $40,000,043 Associated Brokers / Dealers N/A CIK Number 0001605632 Filed Document 0001605632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Saba Capital Tail Hedge Partners, L.P. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498872 Filed Document 0000902664-14-002362 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ePals Corp See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $564,579 Associated Brokers / Dealers N/A CIK Number 0001527457 Filed Document 0001062993-14-002619 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
uniRow Inc See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $376,000 Associated Brokers / Dealers N/A CIK Number 0001607196 Filed Document 0001607196-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners Strategic Investment Fund-A, L.P. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507560 Filed Document 0000902664-14-002355 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Avalon Global Real Assets Fund, LP See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Wealth Management LLC CIK Number 0001603224 Filed Document 0000945621-14-000134 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVAXIA BIOLOGICS, Inc See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001534899 Filed Document 0001534899-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Sol Boards, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001573591 Filed Document 0001573591-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Cardinal Spine, LLC See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SAFCell Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,511,374 Associated Brokers / Dealers N/A CIK Number 0001549605 Filed Document 0001549605-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MCW Energy Group Ltd See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-14-000167 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $4,167,585 Associated Brokers / Dealers Sean Devlin and David Stecher CIK Number 0001135856 Filed Document 0001135856-14-000174 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aberdeen Fixed Income Funds Pooled Trust See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499538 Filed Document 0001574944-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greycork See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $277,500 Associated Brokers / Dealers N/A CIK Number 0001594449 Filed Document 0001594449-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Saba Capital Leveraged Offshore Fund, Ltd. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550401 Filed Document 0000902664-14-002361 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $2,967,975 Associated Brokers / Dealers David Fisher, Thomas Chisholm, Kevin Ballou, and Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-14-000179 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mission Toxicology, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $97,500 Associated Brokers / Dealers N/A CIK Number 0001607274 Filed Document 0001607225-14-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $13,016,365 Associated Brokers / Dealers Kenneth Dayton and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000181 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Versaci Interactive Gaming Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607272 Filed Document 0001607272-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
3130 BRIGHTON 7TH STREET, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001607241 Filed Document 0001607241-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
IOSEMANTICS LLC See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001390066 Filed Document 0001015325-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CRITICAL OUTCOME TECHNOLOGIES INC. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001585808 Filed Document 0001183740-14-000150 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
BREAKAWAY CAPITAL PARTNERS FUND, L.P. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607093 Filed Document 0001140361-14-019059 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wandera, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001553859 Filed Document 0001553859-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Birds of Prey, L.P. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575278 Filed Document 0001575278-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JESSI KAY HOME CARE INC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,500 Associated Brokers / Dealers N/A CIK Number 0001607268 Filed Document 0001607268-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Prescient Bio-Analytics, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Dr. Thom Park CIK Number 0001563663 Filed Document 0001563663-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Biomass Secure Power Inc See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $5,500 Associated Brokers / Dealers N/A CIK Number 0001160164 Filed Document 0001085037-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bullfrog Gold Corp. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448597 Filed Document 0001448597-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
TEC OPPORTUNITIES FUND I, LP See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607077 Filed Document 0001607077-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $3,807,910 Associated Brokers / Dealers Kirk Penland, Danny Golesh, and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-14-000175 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
QUANTUMSPHERE, INC. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387135 Filed Document 0001144204-14-027856 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Financial Ascent L P See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293452 Filed Document 0001293452-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
New Mountain Vantage LO (Cayman) Ltd. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607354 Filed Document 0000950142-14-001027 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outstanding Businesses Limited Partnership See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295148 Filed Document 0001295148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Fireplace, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,759,383 Associated Brokers / Dealers N/A CIK Number 0001607085 Filed Document 0001607085-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
GoSpotCheck, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001565732 Filed Document 0001565732-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NORTHERN STATES FINANCIAL CORP /DE/ See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0000744485 Filed Document 0000744485-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cantex Development Partners, LP See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607225 Filed Document 0001607225-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
UserIQ, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001609426 Filed Document 0001609426-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $2,345,552 Associated Brokers / Dealers Kevin Wernick, John Argue, and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-14-000182 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BlueStack Systems, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001529216 Filed Document 0001529216-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broad Insurance Strategies Fund, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001607394 Filed Document 0001607394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
DSAM Long/Short Equity Fund See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605968 Filed Document 0000902664-14-002353 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity