Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TSL Investors III, LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $1,740,000 Associated Brokers / Dealers N/A CIK Number 0001609733 Filed Document 0001609733-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Mermaid Nordic Fund LP See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552089 Filed Document 0000945621-14-000176 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Washington County Hospitality, LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $3,570,000 Associated Brokers / Dealers N/A CIK Number 0001609372 Filed Document 0001609372-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Cyprium Investors IV LP See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP SECURITIES, LP CIK Number 0001560759 Filed Document 0001610577-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Contravent LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592370 Filed Document 0001080368-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
GCA Credit Opportunities Offshore Plan Assets Fund, Ltd. See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PPS Securities, LLC, Perkins Fund Marketing LLC, and Papamarkou Wellner & Co. Inc. CIK Number 0001541134 Filed Document 0001541134-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River FIXED INCOME FUND LTD See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448880 Filed Document 0001448880-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Egerton Long-Short Fund (USD) Ltd See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001204178 Filed Document 0000919574-14-003713 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TA SDF II DO AIV, L.P. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609540 Filed Document 0001609540-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pong Research Corp. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001540249 Filed Document 0001405086-14-000207 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PLACED, INC. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $12,600,353 Associated Brokers / Dealers N/A CIK Number 0001610552 Filed Document 0001610552-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers Z LOAN & INVESTMENT, LLC CIK Number 0001467826 Filed Document 0001467826-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Saker Partners LP See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579417 Filed Document 0001579417-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PINE RIVER ULTRA FUND L.P. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609947 Filed Document 0001445602-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PINMAR INVESTORS, L.P. See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031831 Filed Document 0000919574-14-003718 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oxeia Biopharmaceuticals, Inc. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001610315 Filed Document 0000897069-14-000300 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Asius Fund I, LLC See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Geir Watland CIK Number 0001574877 Filed Document 0001140361-14-025284 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terra Grove Japan Fund Ltd. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001610243 Filed Document 0000947871-14-000386 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MobileTREC Corp See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001479096 Filed Document 0001479096-14-000004 Exclusions or Exemptions 504 and 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Boston Common All Country International Fund, LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001552277 Filed Document 0001552277-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PARADIGM ENERGY GROUP, LLC See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Troy Bohlke, Karen Eiserloh, Chris Amatto, Unique Solutions for Industry, Cornell Olari, Brandon Azadegan, Lorne Catling, Eric Sease, Theodore Claassen Jr., William G Was III, John Jones, and Samuel Krzyzewski CIK Number 0001525486 Filed Document 0001525486-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Navigate Power LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001610296 Filed Document 0001610296-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Avalon Trace Holdings, LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001610421 Filed Document 0001610517-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
AGGC Lender Group LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001477023 Filed Document 0001477023-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Aulon Trading Company, LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001610288 Filed Document 0001610288-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Raveneur Fund LP See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610674 Filed Document 0001610674-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAPERE CREDIT OPPORTUNITIES QUALIFIED FUND LP See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458327 Filed Document 0000919574-14-003724 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERNAL MEDICINE NETWORK GROUP INC. See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers NONE CIK Number 0001587639 Filed Document 0001587639-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
HELIUS MEDICAL TECHNOLOGIES, INC. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $782,184 Associated Brokers / Dealers N/A CIK Number 0001610853 Filed Document 0001183740-14-000194 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lotsa Helping Hands, LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $3,037,500 Associated Brokers / Dealers N/A CIK Number 0001610165 Filed Document 0001610165-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fresenius Medical Care Bartlett Home, LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $3,124,961 Associated Brokers / Dealers N/A CIK Number 0001611489 Filed Document 0001461373-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MACKENZIE NORTHWEST FUND LP See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers JOEY MILLER CIK Number 0001590434 Filed Document 0001590434-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FM First Hong Kong Fund Ltd See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580016 Filed Document 0001580016-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INDEX VENTURES VII (JERSEY), L.P. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $550,878,400 Associated Brokers / Dealers N/A CIK Number 0001604856 Filed Document 0001610577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbia Assets, LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001610517 Filed Document 0001610517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Onex USI Holdings Corp. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $4,373,555 Associated Brokers / Dealers N/A CIK Number 0001566431 Filed Document 0001566431-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PCH Manager Fund, SPC-Segregated Portfolio 201 See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610492 Filed Document 0001565908-14-000063 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodriver Energy LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $1,500,008 Associated Brokers / Dealers N/A CIK Number 0001610137 Filed Document 0001610137-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
New Science Ventures Fund III, L.P. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001610748 Filed Document 0001610748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dallas Baltimore Multifamily Holdings, LLC See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $4,917,000 Associated Brokers / Dealers Alexander Erlichman, Shlomo Ness, RYR Equities, and BIN, LLC CIK Number 0001610489 Filed Document 0001610489-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ChanRx Corp. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001609970 Filed Document 0001609970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Egerton ELS Fund LP See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522026 Filed Document 0000919574-14-003712 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MobileTREC Corp See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Middlebury Securities CIK Number 0001479096 Filed Document 0001479096-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PINNACLE OPPORTUNITY FUND, L.P. See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001108885 Filed Document 0000919574-14-003717 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TA SDF III DO Feeder, L.P. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609557 Filed Document 0001609557-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Point Defiance Microcap Fund, LP See All Filings	D/A	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent William Guy and Richard Arthur Hermann CIK Number 0001467545 Filed Document 0001467545-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Global Market Strategies Commodities Funding 2014-1, Ltd. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001610586 Filed Document 0001610586-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPOTHERO, INC. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001609292 Filed Document 0001609292-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Venture86, Inc. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001610119 Filed Document 0001610119-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Rover Capital Partners Offshore Ltd. See All Filings	D	2014-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573216 Filed Document 0001573216-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund