Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CrowdTwist, Inc. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $9,000,005 Associated Brokers / Dealers N/A CIK Number 0001499996 Filed Document 0001499996-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dimensional Funds plc - Global Sustainability Core Equity Fund See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579777 Filed Document 0000945621-14-000172 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Coupon Pharmacy V DST See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised $7,657,589 Associated Brokers / Dealers Joseph G. Michaletz, Peter D. Fisher, David B. Levinson, Joral T. Schmalle, Barry W. LeMay, Robert S. Smith, Robert R. Tweed, Robert B. Knowles, Patrick J. Lynch, III, Steven I. Kolinsky, Jason L. Steele, Trawnegan Gill, William S. Sheehan, and Eric S. Scaff CIK Number 0001603338 Filed Document 0001603338-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Boot Barn Holdings, Inc. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $9,400,000 Associated Brokers / Dealers N/A CIK Number 0001610250 Filed Document 0001140361-14-026497 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Credit Suisse Merger Arbitrage Liquid Index Fund, Ltd. See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525831 Filed Document 0001525831-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Emerging Markets Corporate Debt Fund (US), L.P. See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001578665 Filed Document 0001578665-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kidron Advisers II, LP See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525193 Filed Document 0001525193-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Romark Laboratories, L.C. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers International Assets Advisory, LLC, Source Capital Group, Inc., and WFG Investments, Inc. CIK Number 0001470263 Filed Document 0000897069-14-000317 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Pazoo, Inc. See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001533427 Filed Document 0001533427-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SCM SPECIAL FUND 3, LP See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611461 Filed Document 0001611461-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Laredo FED JV1, LLC See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001611374 Filed Document 0001611374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Laredo Regional Medical Center LP See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $982,700 Associated Brokers / Dealers N/A CIK Number 0001421718 Filed Document 0001421718-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
IRONSIDES OFFSHORE PARTNERSHIP FUND III, L.P. See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579679 Filed Document 0001611204-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pathways to Success LLC See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001611875 Filed Document 0001611875-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HeadCount, LLC See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001611488 Filed Document 0001611488-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Avalon Solutions Group, LLC See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001577383 Filed Document 0001577383-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WILSON PARTNERS LP See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001126598 Filed Document 0000919574-14-003807 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised $7,560,006 Associated Brokers / Dealers William MacDonald, Steve Russell, David Stetcher, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-14-000201 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fingerprint Digital, Inc. See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised $10,855,309 Associated Brokers / Dealers N/A CIK Number 0001556752 Filed Document 0001556752-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cubed, Inc. See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised $2,835,000 Associated Brokers / Dealers N/A CIK Number 0001507718 Filed Document 0001255294-14-000617 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Inception 5, Inc. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001612128 Filed Document 0001612128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Paper Battery Company, Inc. See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised $3,449,998 Associated Brokers / Dealers N/A CIK Number 0001599969 Filed Document 0001599969-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Hemp Group Inc. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $81,585 Associated Brokers / Dealers N/A CIK Number 0001611322 Filed Document 0001611322-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Proterra Inc See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $42,500,001 Associated Brokers / Dealers N/A CIK Number 0001492739 Filed Document 0001211628-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Harbour Portfolio VIII, LP See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577977 Filed Document 0001315863-14-000386 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StudyBlue, Inc. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $1,721,259 Associated Brokers / Dealers N/A CIK Number 0001466121 Filed Document 0000897069-14-000324 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Greenspring Opportunities III, L.P. See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers ALFILUX Partners, PAS Advisory Services (T/A Principle Advisory Services), Newcastle Distributors LLC, and VCP Advisors Limited CIK Number 0001603767 Filed Document 0001603767-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kettle Black of CT, LP See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001611470 Filed Document 0001611470-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Millennium International HedgeFocus Fund Ltd See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001579805 Filed Document 0001579805-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mustang HoldCo 1 LLC See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $6,610,000 Associated Brokers / Dealers N/A CIK Number 0001611226 Filed Document 0001611226-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARMOR QUALIFIED, L. P. See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373990 Filed Document 0000919574-14-003802 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATURAL GAS NY ENTERPRISE 1, L.P. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001611299 Filed Document 0001445866-14-000797 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NEWPORT/CHURCHILL ADDISON, LLC See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001609867 Filed Document 0001609867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
J.P. Morgan Digital Growth Fund II L.P. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611500 Filed Document 0001012975-14-000424 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Art to Aid, LLC See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001611103 Filed Document 0001551743-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $309,205 Associated Brokers / Dealers Andrew Arigo and Kenneth LaBarge CIK Number 0001135856 Filed Document 0001135856-14-000206 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cagent Vascular, LLC See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001612011 Filed Document 0001192482-14-000132 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
SEASTONE PARTNERS, L.P. See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552034 Filed Document 0001140361-14-026408 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exadel, Inc. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $1,740,676 Associated Brokers / Dealers N/A CIK Number 0001611400 Filed Document 0001611400-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
All Campus LLC See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001555652 Filed Document 0001555652-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Inofile, LLC See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001592118 Filed Document 0001592118-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
Credit Suisse Liquid Alternative Beta Index Fund, Ltd. See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525832 Filed Document 0001525832-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Seven Arrows Brewing, LLC See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610506 Filed Document 0001610506-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
IRONSIDES OFFSHORE CO-INVESTMENT FUND III, L.P. See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579678 Filed Document 0001611204-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PishPosh, Inc. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Palladium Capital Advisors LLC CIK Number 0001611282 Filed Document 0001213900-14-004431 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
True Fit Corp See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $10,590,407 Associated Brokers / Dealers N/A CIK Number 0001512850 Filed Document 0001512850-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Virginia Asia Investors, LP See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609794 Filed Document 0001609794-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Distressed Line II Fund, L.P. See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553515 Filed Document 0001315863-14-000385 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIZTHEFASTLAINE, LLC See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $62,000 Associated Brokers / Dealers N/A CIK Number 0001611620 Filed Document 0001611620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
HYPHEN PARTNERS LP See All Filings	D/A	2014-06-23 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001450303 Filed Document 0000935836-14-000365 Exclusions or Exemptions 506b Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund