Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AA Saline-V, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001605506 Filed Document 0001605506-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Clef Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001578910 Filed Document 0001446933-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Highland Copper Co Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $5,024,885 Associated Brokers / Dealers N/A CIK Number 0001552157 Filed Document 0001183740-14-000206 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CCP Raintree, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001612232 Filed Document 0001612232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Secondary Opportunities Fund III Private Client Feeder Fund (International), L.P. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001612233 Filed Document 0001612233-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yellow Warbler, LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465946 Filed Document 0001465946-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BSREP Riverside REIT LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001612293 Filed Document 0001612293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WISPRY INC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001276351 Filed Document 0001276351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PEAKCOLO HOLDINGS, INC. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001575761 Filed Document 0001575761-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Versant Venture Capital V, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001589097 Filed Document 0001589097-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Convenience Network, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001612443 Filed Document 0001612443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Mallard Fund, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465938 Filed Document 0001465938-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TERRAPIN OFFSHORE FUND OF FUNDS LTD See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001347138 Filed Document 0001347138-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRAINSTORM CELL THERAPEUTICS INC. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001137883 Filed Document 0001144204-14-040621 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Juniper Public Fund, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524397 Filed Document 0000947871-14-000425 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terrapin Fund of Funds SLV, LLC See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001470108 Filed Document 0001470108-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENSPERA INC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001421204 Filed Document 0001144204-14-040479 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Engine Capital, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580320 Filed Document 0001580320-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great American Group, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $35,208,701 Associated Brokers / Dealers N/A CIK Number 0001464790 Filed Document 0001607491-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nexus Energy Partners Fund II LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579959 Filed Document 0000919574-14-003871 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vallee Blanche Fund Beta, LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $93,262,368 Associated Brokers / Dealers N/A CIK Number 0001611190 Filed Document 0001610577-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Speaktoit, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,776,999 Associated Brokers / Dealers N/A CIK Number 0001611817 Filed Document 0001611817-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund VIII, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $296,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001606121 Filed Document 0001606121-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Wasserstein Partners III, LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Diamond Dragon Capital Limited CIK Number 0001612077 Filed Document 0000950142-14-001458 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BAYOU CITY CAPITAL LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Will Monroe CIK Number 0001131378 Filed Document 0001131378-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Engine Capital Offshore Fund, Ltd. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584068 Filed Document 0001584068-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platform Leviathan Fund, LP See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519261 Filed Document 0001519261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Atlas44, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $8,545,000 Associated Brokers / Dealers Nathan A. Barber CIK Number 0001612179 Filed Document 0001612179-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Astra Financial Corp See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001606139 Filed Document 0001606139-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Inside, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001564660 Filed Document 0001564660-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Motiv Power Systems, Inc. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,035,000 Associated Brokers / Dealers N/A CIK Number 0001496560 Filed Document 0001496560-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Osage Place Townhomes, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001612277 Filed Document 0001612277-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
BOOMiO, Inc. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001604824 Filed Document 0000927087-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Ivy Funding Nine, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001618514 Filed Document 0001618514-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Paine & Partners Capital Fund IV, L.P. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $850,000,000 Associated Brokers / Dealers Probitas Funds Group LLC CIK Number 0001608590 Filed Document 0000898822-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSREP Marina Village REIT I LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001612294 Filed Document 0001612294-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pediatric Subspecialty Land Co North, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $4,530,000 Associated Brokers / Dealers N/A CIK Number 0001612390 Filed Document 0001612390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KWB HOTEL PARTNERS, LLC See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Chauner Securities, Inc. and BCW Securities, LLC CIK Number 0001607771 Filed Document 0001607771-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Center Coast Core MLP Fund I, LLC See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001521971 Filed Document 0001521971-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FC Ribbit Opportunity I, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001610965 Filed Document 0001610965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kestrel Fund, L.P. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315337 Filed Document 0001315337-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wingate Partners V (TX Co-Investment), L.P. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001612282 Filed Document 0001612282-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Price Waiter LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001612145 Filed Document 0001612145-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Terrapin Offshore Fund of Funds SLV, Ltd. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001470109 Filed Document 0001470109-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Fund III Feeder, LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001612204 Filed Document 0000902664-14-002985 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Co-Investment Fund IV, L.P. - US Tax Exempt Series See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611764 Filed Document 0001140361-14-027373 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Secondary Opportunities Fund III Private Client Feeder Fund (U.S.), L.P. See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001612286 Filed Document 0001612286-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chama Enhanced Market Neutral, Ltd. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458821 Filed Document 0001458821-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OP Greenfield Gateway, LLC See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $2,665,000 Associated Brokers / Dealers N/A CIK Number 0001612154 Filed Document 0001612154-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Vallee Blanche Fund Alpha, LP See All Filings	D	2014-06-30 00:00:00 UTC
Amount To Be Raised $218,278,859 Associated Brokers / Dealers N/A CIK Number 0001611204 Filed Document 0001610577-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund