Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GFRS Equipment Leasing Fund II, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001541498 Filed Document 0001541498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DEPCOM POWER, INC. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001611444 Filed Document 0001611444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Pentwater, Ltd. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001569997 Filed Document 0001569997-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Colony Distressed Credit & Special Situations III Feeder, LP See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001612585 Filed Document 0001140361-14-027556 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIR TREE CAPITAL OPPORTUNITY FUND II, LTD. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431698 Filed Document 0001315863-14-000412 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SLO MINI-STORAGE LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001420716 Filed Document 0001420716-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Innovate Partners Emerging Growth & Equity Fund I, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $23,491,000 Associated Brokers / Dealers N/A CIK Number 0001611835 Filed Document 0001611835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
IncWell II LP See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605521 Filed Document 0001605521-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
PROGRESSIVE GREEN SOLUTIONS, INC. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Brookville Capital Partners LLC CIK Number 0001537511 Filed Document 0001144204-14-040966 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ALYDAR FUND LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001211904 Filed Document 0000898432-14-000911 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHG-Metro JV, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001607348 Filed Document 0000897069-14-000325 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Frontier Water Systems, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers na CIK Number 0001578779 Filed Document 0001578779-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BDT Capital Partners Fund II, L.P. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $5,205,873,500 Associated Brokers / Dealers N/A CIK Number 0001612490 Filed Document 0001140361-14-027741 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAJA CAPITAL FUND II LTD See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612363 Filed Document 0001612363-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iroquois Energy Fund LLC See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505411 Filed Document 0001505411-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palo Alto Health Sciences, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001588054 Filed Document 0001588054-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
FIREFLY PARTNERS L P See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001271710 Filed Document 0001271710-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Ridgetop Capital V, LP See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001610110 Filed Document 0001610110-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Jewel Bond Fund, LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001440284 Filed Document 0001440284-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND, LTD. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431697 Filed Document 0001315863-14-000411 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rothschild Cornerstone Fund, LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612017 Filed Document 0001612017-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hirtle Callaghan Special Opportunities Fund, L.P. Tax Advantaged Yield Series See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566590 Filed Document 0001566590-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OBJ Enterprises, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $7,548,529 Associated Brokers / Dealers N/A CIK Number 0001489256 Filed Document 0001140361-14-027740 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BDR Bellevue IV LLC See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001609622 Filed Document 0001609622-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Alysun Fund LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413635 Filed Document 0000898432-14-000915 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MUGAR 87 CPD LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $4,553,846 Associated Brokers / Dealers N/A CIK Number 0001612278 Filed Document 0001612278-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Plia Systems, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001564517 Filed Document 0001564517-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cold Harbor Capital Partners, LP See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611625 Filed Document 0001611625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSREF2 Razor REIT (Atlanta), Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001612068 Filed Document 0001612068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bellerophon Therapeutics LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001600132 Filed Document 0001600132-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ivy Lane Concentrated Value Fund, LP See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612415 Filed Document 0001612415-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOUNTAIN AVENUE PARTNERS LP See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001038103 Filed Document 0000919574-14-003874 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E-Line Ventures LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587856 Filed Document 0001587856-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AlternativeFocus Owl Creek Asia II, L.P. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001525136 Filed Document 0001525136-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Salt Lake Brewing Co., LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $5,590,474 Associated Brokers / Dealers N/A CIK Number 0001612288 Filed Document 0000914760-14-000043 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Latitude Airlines, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $23,100,000 Associated Brokers / Dealers N/A CIK Number 0001612359 Filed Document 0001612359-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
DC Devices, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $34,000,001 Associated Brokers / Dealers N/A CIK Number 0001464449 Filed Document 0001464449-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
KKR Direct Lending II Trust See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001611989 Filed Document 0001611989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nativis, Inc. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001254348 Filed Document 0001572426-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
2014-B ENCORE KENTUCKY 10-WELL See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $1,674,584 Associated Brokers / Dealers N/A CIK Number 0001612302 Filed Document 0001144204-14-040648 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
STARREX INTERNATIONAL LTD. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000930534 Filed Document 0001013594-14-000483 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Physicians Outpatient Surgery Center, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $129,000 Associated Brokers / Dealers N/A CIK Number 0001615314 Filed Document 0001615314-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Sound Technology, LLC See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001515065 Filed Document 0001515065-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Real Estate Fund III, L.P. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569696 Filed Document 0001315863-14-000404 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACG OHIO, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Not Applicable CIK Number 0001612387 Filed Document 0001612387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Mummichog Opportunity Fund VI, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001612247 Filed Document 0001612247-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
B Positive National Blood Services, LLC See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001556448 Filed Document 0001556448-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Gravidi, Inc. See All Filings	D	2014-07-01 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001568670 Filed Document 0001568670-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (Non-US), L.P. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562263 Filed Document 0001315863-14-000409 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree Special Opportunities Fund III (Cayman), Ltd. See All Filings	D/A	2014-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572896 Filed Document 0001315863-14-000416 Exclusions or Exemptions 506b Accepted Date 2014-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund