Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gresham Inflation Strategies, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510939 Filed Document 0001510939-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloudian Holdings Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001597765 Filed Document 0001597765-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Causam Energy, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001592042 Filed Document 0001592042-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Avalon Battery Corp See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $4,500,360 Associated Brokers / Dealers N/A CIK Number 0001613269 Filed Document 0001613269-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BioAtla,LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $3,110,000 Associated Brokers / Dealers N/A CIK Number 0001614452 Filed Document 0001614452-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BINARY CAPITAL FUND I, L.P. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613094 Filed Document 0001613094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquifer All Weather Fund, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546350 Filed Document 0001546350-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Driehaus Domestic High Yield Fund, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580783 Filed Document 0001580783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVERNORTH CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456771 Filed Document 0001456771-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Capital Network, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580513 Filed Document 0001580513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Full Sea Market, LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001612898 Filed Document 0001612898-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Lingerfelt Commonwealth Legacy Fund, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Cary Street Partners LLC CIK Number 0001574698 Filed Document 0001574698-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PetroWolf Resources, LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $5,005,000 Associated Brokers / Dealers None CIK Number 0001603421 Filed Document 0001603421-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Peoples Bankshares, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $4,510,275 Associated Brokers / Dealers N/A CIK Number 0001612721 Filed Document 0001181431-14-027116 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 96, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608626 Filed Document 0000950142-14-001551 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 93, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567885 Filed Document 0000950142-14-001549 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Panda Power Fund II A, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Beacon Hill Financial Corporation and Mercury Capital Advisors, LLC CIK Number 0001581416 Filed Document 0001140361-14-028115 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plastiq Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549783 Filed Document 0001549783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Polygon European Equity Opportunity Fund See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554146 Filed Document 0001315863-14-000446 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATTESTOR VALUE FUND LTD See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554013 Filed Document 0000919574-14-004016 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portsmouth Regional Ambulatory Surgery Center, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $508,478 Associated Brokers / Dealers Not applicable CIK Number 0001517567 Filed Document 0001517567-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
BEW Global, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $14,341,091 Associated Brokers / Dealers N/A CIK Number 0001613104 Filed Document 0001613104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Renovate America, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $26,784 Associated Brokers / Dealers N/A CIK Number 0001487481 Filed Document 0001487481-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Northisle Copper & Gold Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $13,488 Associated Brokers / Dealers N/A CIK Number 0001533520 Filed Document 0001183740-14-000209 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
O'Actually, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001613040 Filed Document 0001613040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Supramed, Inc. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001586198 Filed Document 0001586198-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TKO Alpha Fund, LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476476 Filed Document 0001095449-14-000103 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARGA INTERNATIONAL FUND, A SERIES OF ARGA FUNDS TRUST See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493616 Filed Document 0001586024-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
IRI Group Holdings, Inc. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518075 Filed Document 0000895345-14-000202 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gatosk Operating Company, LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001610050 Filed Document 0001610050-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Voloridge Trading Fund, LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552907 Filed Document 0001315863-14-000439 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthbox Florida II LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001613376 Filed Document 0001613376-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PROLOGUE LIQUID MORTGAGE FUND, L.P. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580652 Filed Document 0001580652-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maris Ltd. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001610362 Filed Document 0001610362-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
A2Zlogix, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001613162 Filed Document 0000905718-14-000409 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Sylvania CC Investors, LLC See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612791 Filed Document 0001612791-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Lumed Science, Inc. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001613324 Filed Document 0001613324-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Webaoo (USA) Inc. See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612166 Filed Document 0001612166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ATLAS CAPITAL QP LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001207178 Filed Document 0001207178-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TICO Investment Vehicle I, LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551725 Filed Document 0001551725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONAL SECURED INCOME FUND LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001442792 Filed Document 0001442792-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Silk Road Global Frontier Fund, LLC See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581546 Filed Document 0001581546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River FUND LP See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001205679 Filed Document 0001205679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-10 00:00:00 UTC
Amount To Be Raised $7,668,021 Associated Brokers / Dealers Stanley Eckert, Sam Sheth, and Phillip Currie CIK Number 0001135856 Filed Document 0001135856-14-000216 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Caspian Focused Credit International L Fund See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613180 Filed Document 0001613180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOBEATS, INC. See All Filings	D	2014-07-10 00:00:00 UTC
Amount To Be Raised $751,400 Associated Brokers / Dealers N/A CIK Number 0001613957 Filed Document 0001600934-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Lansdowne Pecan Street Europe LP See All Filings	D/A	2014-07-09 15:15:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494267 Filed Document 0000919574-14-003966 Exclusions or Exemptions 506b Accepted Date 2014-07-09 15:15:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Worcester Investments, LLC See All Filings	D	2014-07-09 14:05:27 UTC
Amount To Be Raised $4,017,162 Associated Brokers / Dealers None CIK Number 0001613112 Filed Document 0001613112-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 14:05:27 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Common
DLD Event Onshore Fund, LP See All Filings	D/A	2014-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578298 Filed Document 0001315863-14-000433 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S2 Brands, Inc. See All Filings	D	2014-07-09 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001612367 Filed Document 0001612367-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity