Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FULCRUM BIOENERGY INC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $60,179,998 Associated Brokers / Dealers N/A CIK Number 0001434441 Filed Document 0001434441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amstatz, Inc. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised $1,238,000 Associated Brokers / Dealers N/A CIK Number 0001610721 Filed Document 0001393725-14-000122 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Alpha4X Onshore Feeder Fund LP See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MICHAEL DAVID GLAUBMAN CIK Number 0001583839 Filed Document 0000919574-14-004340 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AJO Emerging Markets Offshore Hedge Fund, Ltd. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565074 Filed Document 0001565074-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
So Cal PF Torrance LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001616414 Filed Document 0001616414-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Three Ring Inc. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001567789 Filed Document 0001567789-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Axonic Systematic Arbitrage Overseas Fund, Ltd. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554002 Filed Document 0000919574-14-004345 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LADENBURG THALMANN FINANCIAL SERVICES INC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $9,019,705 Associated Brokers / Dealers N/A CIK Number 0001029730 Filed Document 0001144204-14-048901 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
GroupZoom Inc. See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593696 Filed Document 0001593696-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
WineCountry Media, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $1,201,000 Associated Brokers / Dealers N/A CIK Number 0001613676 Filed Document 0001613676-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
FL Belleza, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001616487 Filed Document 0001616487-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Willow Park J-Dek LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $1,925,433 Associated Brokers / Dealers N/A CIK Number 0001616160 Filed Document 0001616160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MacroRisk Capital Partners 1, LP See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616442 Filed Document 0001616442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Sics-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $217,481 Associated Brokers / Dealers N/A CIK Number 0001615823 Filed Document 0001615823-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Placer Creek Mining Co See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001616096 Filed Document 0001616096-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised $24,943,872 Associated Brokers / Dealers Dennis Morris CIK Number 0001135856 Filed Document 0001135856-14-000242 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NDA Fund XVI LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $277,500 Associated Brokers / Dealers N/A CIK Number 0001615575 Filed Document 0001615575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
VIC Technology Venture Development, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001219639 Filed Document 0001219639-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
13 CURLIN/GIANT CANAL, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $410,000 Associated Brokers / Dealers N/A CIK Number 0001616399 Filed Document 0001616399-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Enumeral Biomedical Holdings, Inc. See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $25,150,000 Associated Brokers / Dealers N/A CIK Number 0001561551 Filed Document 0001615774-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Scoopr Media Services, Inc. See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616223 Filed Document 0001616223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Global Alpha Opportunities Fund Ltd. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514313 Filed Document 0001140361-14-032173 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Beyond Zero, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001617590 Filed Document 0001617590-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised $9,261,040 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000247 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Carrick Petroleum Inc. See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $67,127 Associated Brokers / Dealers N/A CIK Number 0001610164 Filed Document 0001140361-14-031872 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Zindigo, Inc. See All Filings	D	2014-08-11 21:46:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587996 Filed Document 0001493152-14-002435 Exclusions or Exemptions 506b Accepted Date 2014-08-11 21:46:14 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TyraTech Inc See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $34,176 Associated Brokers / Dealers N/A CIK Number 0001403284 Filed Document 0001382963-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Quarri Technologies, Inc. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001481847 Filed Document 0001481847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
SIGNALFIRE AFFILIATES FUND, L.P. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616374 Filed Document 0001616374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Earnest Emerging Markets Pooled Group Trust See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486471 Filed Document 0000897069-14-000354 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS Select - Quantitative Strategies Ltd See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001555748 Filed Document 0001555748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RDG Capital Fund LP See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Young America Capital, LLC CIK Number 0001615886 Filed Document 0000919574-14-004320 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shamrock Securities Fund, L.P. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616319 Filed Document 0001616319-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Helion Energy, Inc. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $1,499,986 Associated Brokers / Dealers N/A CIK Number 0001615940 Filed Document 0001615940-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Plinth Corp See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised $5,111,111 Associated Brokers / Dealers N/A CIK Number 0001614548 Filed Document 0001614548-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GPT Property Trust LP See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $23,400,000 Associated Brokers / Dealers N/A CIK Number 0001616137 Filed Document 0001616137-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Risky Wibby LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616305 Filed Document 0001616305-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
ROUND TABLE INTEREST RATE FUND, LP See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425704 Filed Document 0000902664-14-003404 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Karman Coinvest L.P. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers N/A CIK Number 0001616071 Filed Document 0001568923-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JARDESCA LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001616140 Filed Document 0001616140-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Zerista, Inc. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $2,000,714 Associated Brokers / Dealers N/A CIK Number 0001590982 Filed Document 0001590982-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
MedAware Systems, Inc. See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592576 Filed Document 0001592576-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
NanoVapor Inc. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers None CIK Number 0001478131 Filed Document 0001478131-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KUBOO, INC. See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001051209 Filed Document 0001051209-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
NBD Nanotechnologies Inc. See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $5,199,997 Associated Brokers / Dealers N/A CIK Number 0001589304 Filed Document 0001589304-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sonian Capital, L.P. See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400175 Filed Document 0000919574-14-004325 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buffalo Creek Real Estate LLC See All Filings	D	2014-08-11 00:00:00 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001616208 Filed Document 0001616208-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
3575 FUND LTD See All Filings	D/A	2014-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390835 Filed Document 0001140361-14-033031 Exclusions or Exemptions 506b Accepted Date 2014-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund