Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ARENA SOLUTIONS INC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $8,994,987 Associated Brokers / Dealers N/A CIK Number 0001325156 Filed Document 0001140361-14-032268 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CARMEL VENTURES IV CEO PROGRAM, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616644 Filed Document 0001616644-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascendance Capital Partners II, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001616493 Filed Document 0001616493-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MAPLE LEAF PARTNERS I LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001322556 Filed Document 0001322556-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAVENS INTERNATIONAL INVESTORS, LTD See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Bartlett, Cross Border Private Capital, LLC, and Niklas Lundquist CIK Number 0001458830 Filed Document 0001013594-14-000553 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CarLotz, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001517739 Filed Document 0001015325-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AtticGem, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001616125 Filed Document 0001616125-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Prana Current Yield Fund III, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001615003 Filed Document 0000935836-14-000470 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lionstone-Hermes Real Estate Venture, L.P. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001616725 Filed Document 0001616725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Echinus Partners, LP See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556468 Filed Document 0001556468-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENTIGRAL SYSTEMS, INC. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $201,750 Associated Brokers / Dealers N/A CIK Number 0001584015 Filed Document 0001140361-14-032096 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Practice Fusion Inc See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $2,096,386 Associated Brokers / Dealers N/A CIK Number 0001461356 Filed Document 0001461356-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Live Oak Bancshares, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $74,951,622 Associated Brokers / Dealers N/A CIK Number 0001462120 Filed Document 0001209191-14-052132 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RINA Group, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001616574 Filed Document 0001616574-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
MainNerve Federal Services, Inc. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001615313 Filed Document 0001615313-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Regional Development, LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised $7,500,024 Associated Brokers / Dealers N/A CIK Number 0001544748 Filed Document 0001544748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Hampton Roads Portfolio LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers N/A CIK Number 0001614770 Filed Document 0001614770-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
National Net Lease Portfolio VI DST See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $22,895,715 Associated Brokers / Dealers Joseph A. Nugent CIK Number 0001615752 Filed Document 0001615752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
GTIS US Residential Strategies Fund II LP See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001616499 Filed Document 0000947871-14-000511 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WB Sarasota, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001615020 Filed Document 0001615020-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AMYRIS, INC. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $10,850,000 Associated Brokers / Dealers N/A CIK Number 0001365916 Filed Document 0001365916-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ANCHORAGE CAPITAL PARTNERS L P See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328352 Filed Document 0001328352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matthews A Share Selections Fund, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001554268 Filed Document 0001554268-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bourbon Brothers Holding Corp See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001445918 Filed Document 0001079973-14-000432 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Farmland Renewal, LLC See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001605680 Filed Document 0001605680-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HopeWorks Social Enterprises See All Filings	D/A	2014-08-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001585778 Filed Document 0001585778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
Consolidated Wealth Management, LLC See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615913 Filed Document 0001615913-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
BIOPTIX DIAGNOSTICS, INC. See All Filings	D	2014-08-13 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001386616 Filed Document 0001386616-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Innovational Funding, LLC Project #28 See All Filings	D	2014-08-12 17:26:20 UTC
Amount To Be Raised $415,000 Associated Brokers / Dealers N/A CIK Number 0001615277 Filed Document 0001615277-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-12 17:26:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-08-12 07:36:02 UTC
Amount To Be Raised $18,707,904 Associated Brokers / Dealers Dennis Morris CIK Number 0001135856 Filed Document 0001135856-14-000236 Exclusions or Exemptions 506b Accepted Date 2014-08-12 07:36:02 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Net Lease Realty Fund III (SO), L.P. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584442 Filed Document 0001584442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRC Big 22 Capital, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $1,355,000 Associated Brokers / Dealers N/A CIK Number 0001616211 Filed Document 0001209191-14-059261 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESERVOIR CAPITAL CORP See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $112,098 Associated Brokers / Dealers N/A CIK Number 0000880009 Filed Document 0001534122-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Alpha Advantage Fund - Strategic Screened Ltd. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541159 Filed Document 0001140361-14-032177 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Second City Real Estate II, Limited Partnership See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001615422 Filed Document 0001013594-14-000550 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TenOneTen Ventures, L.P. See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001616520 Filed Document 0001616520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Black Gold Industries LLC See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001525782 Filed Document 0001525782-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
David Evans Enterprises, Inc. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610112 Filed Document 0001610112-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
C. Goody Holdings, LP See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616415 Filed Document 0001616415-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
PAM 1740 Fund See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616163 Filed Document 0000902664-14-003423 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Pzen-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $144,000 Associated Brokers / Dealers N/A CIK Number 0001616220 Filed Document 0001616220-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Placer Creek Mining Co See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001616096 Filed Document 0001616096-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BlackRock Multi-Strategy Fund Ltd See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001332275 Filed Document 0001140361-14-032172 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Palmetto Louisiana Solar, LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001591921 Filed Document 0001591921-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
Sistema Fund Ltd See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606864 Filed Document 0001606864-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
FARALLON REAL ESTATE INSTITUTIONAL PARTNERS, L.P. See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584212 Filed Document 0000902664-14-003454 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bawte, Inc. See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001616382 Filed Document 0001616382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-08-12 00:00:00 UTC
Amount To Be Raised $52,039,640 Associated Brokers / Dealers Eddie Allen, William MacDonald, and Edmon J Tomes CIK Number 0001135856 Filed Document 0001135856-14-000243 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bluevine Capital, Inc. See All Filings	D	2014-08-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001585220 Filed Document 0001585220-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity