Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AH Spring Lake Investors LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers GREGORY SCHWARTZ CIK Number 0001615497 Filed Document 0001615497-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
WHE Generation Corp. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers NONE CIK Number 0001616292 Filed Document 0001616292-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Other
i minerals inc See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $211,937 Associated Brokers / Dealers N/A CIK Number 0001405663 Filed Document 0001183740-14-000248 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Crossover Master L.P. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616569 Filed Document 0001616569-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Creek Capital II, LP See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001602578 Filed Document 0001181431-14-029170 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BR PITTSTON AAP INVESTMENTS, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $785,000 Associated Brokers / Dealers N/A CIK Number 0001616643 Filed Document 0001616643-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arrowpoint Life Science Fund, L.P. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556383 Filed Document 0001556383-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
dancingguy, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001616838 Filed Document 0001616838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Disruptor Technologies, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001616252 Filed Document 0001616252-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Senseonics, Inc See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $299,991 Associated Brokers / Dealers N/A CIK Number 0001032158 Filed Document 0001032158-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
HEALTHSCOPE HOLDINGS, INC. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers Stephens Inc. CIK Number 0001615871 Filed Document 0001615871-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Monroe Capital Senior Secured Direct Loan Fund (Offshore) LP See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $124,505,000 Associated Brokers / Dealers du Pasqiuer & Co., Inc. and Shoreline Global Investments Inc. CIK Number 0001584491 Filed Document 0001584491-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETNA MULTI-STRATEGY 1099 FUND See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001552250 Filed Document 0001552250-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InterValve Inc See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001528412 Filed Document 0001528412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FilterMag International, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001616781 Filed Document 0001616781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Fund LLC See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers PHX FINANCIAL, INC. and HALYCON CABOT PARTNERS Ltd. CIK Number 0001611194 Filed Document 0001013762-14-000981 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disgraced Broadway LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001616307 Filed Document 0001144204-14-050562 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Pac Hwy 630, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers N/A CIK Number 0001616633 Filed Document 0001616633-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
BlkDot, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001572127 Filed Document 0001572127-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Porch.com, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $3,810 Associated Brokers / Dealers N/A CIK Number 0001553181 Filed Document 0001140361-14-032746 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tru Life Foods, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001616587 Filed Document 0001616587-14-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Constellation Fund,SPC - Equities Segregated Portfolio See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001490086 Filed Document 0001490086-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amicus Colorado 10, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001616721 Filed Document 0001616721-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Ender Labs, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,013,629 Associated Brokers / Dealers N/A CIK Number 0001616607 Filed Document 0001616607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Baynote Inc See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001322585 Filed Document 0001168404-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OCA EAGLE GLOBAL MLP LLC See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449774 Filed Document 0001449774-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbia Lake Partners Growth Lending I, L.P. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001615860 Filed Document 0001615860-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brickman Parent L.P. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $8,847,304 Associated Brokers / Dealers N/A CIK Number 0001612646 Filed Document 0001612646-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Other
QVT Fund LP See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290165 Filed Document 0001290165-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRATEGIC VALUE SPECIAL SITUATIONS FEEDER FUND III, L.P. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC., UBS AG, JEFFERIES LLC, and ISIS (ASIA PACIFIC) PTY LIMITED CIK Number 0001593947 Filed Document 0001616264-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novia Products, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001505646 Filed Document 0001505646-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
EmboMedics, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592901 Filed Document 0001181431-14-029189 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GrayHawk Home Care I LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001616417 Filed Document 0001209191-14-052349 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
VALINOR CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401387 Filed Document 0000919574-14-004873 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disruptor Technologies, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001616252 Filed Document 0001616252-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Turner Investment Fund XI, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers J.P. Turner & Company, L.L.C. CIK Number 0001616651 Filed Document 0001616651-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SRS Acquiom LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001616674 Filed Document 0001616674-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TriniD Partners Fund I, LLC See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524910 Filed Document 0001524910-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW JERSEY MINING CO See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers GVC Capital LLC CIK Number 0001030192 Filed Document 0001611662-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Leerink Swann Co-Investment Fund, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616541 Filed Document 0001616541-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Middle Sound Partners, LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001616489 Filed Document 0001181431-14-029165 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PROHIBITION GOLD LLC See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616702 Filed Document 0001616702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RATHDOWNEY RESOURCES LTD. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,796,039 Associated Brokers / Dealers N/A CIK Number 0001616914 Filed Document 0001616914-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Puglisi Opportunity Fund LP See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616764 Filed Document 0001209191-14-052476 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pure Natures Wellness Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $40,549 Associated Brokers / Dealers Clarus Securities Inc. CIK Number 0001616861 Filed Document 0001140361-14-033111 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Merkle Group Inc See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $10,683,035 Associated Brokers / Dealers N/A CIK Number 0001342190 Filed Document 0001342190-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Cooling Therapy, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001616251 Filed Document 0001616251-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Senscio Systems, Inc. See All Filings	D/A	2014-08-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001574059 Filed Document 0001574059-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
World Panel, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001616878 Filed Document 0001616878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Toopher, Inc. See All Filings	D	2014-08-14 00:00:00 UTC
Amount To Be Raised $815,765 Associated Brokers / Dealers N/A CIK Number 0001562386 Filed Document 0001562386-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity