Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TISSUE GENESIS INC. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001210070 Filed Document 0001210070-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Realty Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001617479 Filed Document 0000898432-14-001090 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYNVENIO BIOSYSTEMS INC See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001445789 Filed Document 0001445789-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Hill Country Brooklyn, LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001579051 Filed Document 0001515971-14-000402 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Victory Surgical Hospital East Houston, LP See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616627 Filed Document 0001162677-14-000074 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Celer Images, Inc. See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001618252 Filed Document 0001618252-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
BWF PRIVATE LOAN FUND LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $1,730,000 Associated Brokers / Dealers N/A CIK Number 0001409623 Filed Document 0001409623-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
EVEREST ACQUISITION HOLDINGS INC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Everest Acquisition Holdings, Inc. CIK Number 0001434260 Filed Document 0001434260-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
superpedestrian, inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $4,074,990 Associated Brokers / Dealers N/A CIK Number 0001601723 Filed Document 0001601723-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fractyl Laboratories Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $48,635,784 Associated Brokers / Dealers N/A CIK Number 0001572616 Filed Document 0001572616-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mergermarket Topco Ltd See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611510 Filed Document 0001611510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Agralogics Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596410 Filed Document 0001596410-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BELLICUM PHARMACEUTICALS, INC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $94,357,588 Associated Brokers / Dealers Jefferies LLC CIK Number 0001358403 Filed Document 0001358403-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tilson Technology Management, Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593004 Filed Document 0001593004-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
TRIA Beauty, Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $2,992,007 Associated Brokers / Dealers N/A CIK Number 0001498824 Filed Document 0001593293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
VERACODE INC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $39,999,983 Associated Brokers / Dealers N/A CIK Number 0001358559 Filed Document 0001140361-14-035266 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
First Texas BHC Inc See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $18,678,960 Associated Brokers / Dealers N/A CIK Number 0001399443 Filed Document 0001399443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HICONVERSION, INC. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001505783 Filed Document 0001505783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Nuvola, Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001609319 Filed Document 0001077048-14-000198 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Kindermint Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $421,820 Associated Brokers / Dealers N/A CIK Number 0001618318 Filed Document 0001618318-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Adaptive Symbiotic Technologies, LLC See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised $2,200,600 Associated Brokers / Dealers N/A CIK Number 0001615955 Filed Document 0001606512-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
DineAmic Steak, LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001614278 Filed Document 0001614278-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Orono Spectral Solutions, Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $768,000 Associated Brokers / Dealers N/A CIK Number 0001618299 Filed Document 0001618299-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Cleaning Authority Holding Company, LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $49,106,388 Associated Brokers / Dealers N/A CIK Number 0001617362 Filed Document 0001617362-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Wedge & Skull, LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001617750 Filed Document 0001617750-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Artesia RDCH Fund I LLC See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001617863 Filed Document 0001617863-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Advanced Animal Diagnostics Inc See All Filings	D/A	2014-09-02 00:00:00 UTC
Amount To Be Raised $2,516,347 Associated Brokers / Dealers N/A CIK Number 0001417704 Filed Document 0001417704-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Cornerstone Bancshares, Inc. See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001618498 Filed Document 0001014108-14-000207 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle U.S. Realty VII Trust See All Filings	D	2014-09-02 00:00:00 UTC
Amount To Be Raised $63,725,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001618159 Filed Document 0001618159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCM Insurance Services Inc. See All Filings	D	2014-09-01 00:00:00 UTC
Amount To Be Raised $240,204,585 Associated Brokers / Dealers N/A CIK Number 0001618416 Filed Document 0001140361-14-034661 Exclusions or Exemptions 506b Accepted Date 2014-09-01 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
OkCopay Inc See All Filings	D	2014-09-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001618831 Filed Document 0001618831-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
WemoMedia, Inc. See All Filings	D/A	2014-09-01 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001545520 Filed Document 0001545520-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TRENDLINES GROUP LTD. See All Filings	D/A	2014-08-31 00:00:00 UTC
Amount To Be Raised $1,320,677 Associated Brokers / Dealers Octagon Capital Corporation CIK Number 0001607852 Filed Document 0001607852-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-31 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
VICAR I, LP See All Filings	D	2014-08-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617392 Filed Document 0001617392-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wallflowr Inc. See All Filings	D	2014-08-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618490 Filed Document 0001618490-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ridge Lego Operator, LLC See All Filings	D	2014-08-31 00:00:00 UTC
Amount To Be Raised $4,310,206 Associated Brokers / Dealers N/A CIK Number 0001617866 Filed Document 0001617866-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HigherMe, Inc. See All Filings	D	2014-08-30 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001618941 Filed Document 0001618941-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-30 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Honest Company, Inc. See All Filings	D	2014-08-29 12:24:39 UTC
Amount To Be Raised $70,000,005 Associated Brokers / Dealers N/A CIK Number 0001530979 Filed Document 0001530979-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 12:24:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Escarpment Energy Ltd. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001608329 Filed Document 0001608329-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Triton Real Estate ND Fund III LP See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615310 Filed Document 0001615310-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEQUOIA CAPITAL CHINA VENTURE FUND V, L.P. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618279 Filed Document 0001618279-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sgrouples, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001619394 Filed Document 0001619394-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clarity Health Services, Inc. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised $3,095,301 Associated Brokers / Dealers N/A CIK Number 0001468947 Filed Document 0001468947-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AqGen Liberty Holdings, LLC See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585202 Filed Document 0001585202-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shopoff Land Fund III, L.P. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001608937 Filed Document 0001608937-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
LendingHome Corp See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $28,100,020 Associated Brokers / Dealers N/A CIK Number 0001592838 Filed Document 0001592838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ipCreate Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001560618 Filed Document 0001560618-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
All Weather@15, Ltd. See All Filings	D/A	2014-08-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557313 Filed Document 0001557313-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Natural Crest Laboratories, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001618266 Filed Document 0001618266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NOWDiagnostics, Inc. See All Filings	D	2014-08-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001572736 Filed Document 0001572736-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity