Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GlassPoint Solar, Inc. See All Filings	D/A	2014-09-07 00:00:00 UTC
Amount To Be Raised $25,622,642 Associated Brokers / Dealers N/A CIK Number 0001477708 Filed Document 0001477708-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avalanche Biotechnologies, Inc. See All Filings	D	2014-09-07 00:00:00 UTC
Amount To Be Raised $9,999,995 Associated Brokers / Dealers N/A CIK Number 0001501756 Filed Document 0001140361-14-034988 Exclusions or Exemptions 506b Accepted Date 2014-09-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GlassPoint Solar, Inc. See All Filings	D	2014-09-07 00:00:00 UTC
Amount To Be Raised $17,959,526 Associated Brokers / Dealers N/A CIK Number 0001477708 Filed Document 0001477708-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GlassPoint Solar, Inc. See All Filings	D	2014-09-07 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Ernst & Young CIK Number 0001477708 Filed Document 0001477708-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HRM Services, Inc. See All Filings	D	2014-09-05 13:40:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001618199 Filed Document 0001618199-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-05 13:40:53 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Holdfast, LLC See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $1,227,000 Associated Brokers / Dealers N/A CIK Number 0001598430 Filed Document 0001598430-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Aspire, LLC See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001618437 Filed Document 0001467481-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cyprus Investment Fund Ltd. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527953 Filed Document 0001527953-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Champion Technology Company, Inc. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $540,624 Associated Brokers / Dealers N/A CIK Number 0001618557 Filed Document 0001618557-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IEX GROUP, INC. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001544373 Filed Document 0001231919-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Washington Hotel & Restaurant Investement Fund, LLC See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001612781 Filed Document 0001612781-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
OpenDoor Labs Inc. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised $10,200,000 Associated Brokers / Dealers N/A CIK Number 0001609437 Filed Document 0001609437-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Koppenberg Macro Commodity Fund, Ltd. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital Inc. CIK Number 0001461517 Filed Document 0000902664-14-003757 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC-integrity, Inc See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001618851 Filed Document 0001209191-14-056217 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
AIM-Vehcon-2014 LLC See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $202,480 Associated Brokers / Dealers N/A CIK Number 0001618725 Filed Document 0001618725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
SPAG Dynamic Equities, LP See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617972 Filed Document 0001617972-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SeniorQuote Insurance Services, Inc. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001590522 Filed Document 0001590522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Polaris Technology Managers Fund #1 LLC See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555266 Filed Document 0001555266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRONGBOW RESOURCES INC. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $702,000 Associated Brokers / Dealers N/A CIK Number 0001382231 Filed Document 0001354488-14-004514 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Scion G7, L.P. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586364 Filed Document 0001586364-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEENIUS INC. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001617202 Filed Document 0001617202-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Traditional Medicinals, Inc. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001619144 Filed Document 0001458754-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AKROS SILICON INC See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers 0 CIK Number 0001331539 Filed Document 0001331539-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Constellation Fund,SPC - Equities Segregated Portfolio See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001490086 Filed Document 0001490086-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OVERLOOK PARTNERS FUND L P See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000896770 Filed Document 0000896770-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Other
ACCOLADE PARTNERS V, L.P. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618720 Filed Document 0001618720-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Khrom Investments Fund, LP See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586094 Filed Document 0001586094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series 1 of RMB Fixed Income Opportunities QP LLC See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557445 Filed Document 0001557445-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Michigan eLab Capital Partners, LP See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001586017 Filed Document 0001586017-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AIM-MemberSuite-2014 LLC See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $589,400 Associated Brokers / Dealers N/A CIK Number 0001618727 Filed Document 0001618725-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
TIG ARBITRAGE OPPORTUNITY FUND I, L.P. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618321 Filed Document 0000919574-14-005093 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amstar Poland Property Fund I, L.P. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $107,856,600 Associated Brokers / Dealers N/A CIK Number 0001618752 Filed Document 0001618716-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Eagles Bluff Club LLC See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001618592 Filed Document 0001618592-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LinearEdge Technologies, LLC See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $753,841 Associated Brokers / Dealers N/A CIK Number 0001618542 Filed Document 0001618542-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Polaris Masters Multi-Strategy Fund #1 LLC See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544266 Filed Document 0001544266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integrated Ordering Systems, Inc. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001593130 Filed Document 0001593130-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Scion Value G7, L.P. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586366 Filed Document 0001586366-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US Office Development Program-A Holdings, L.P. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001618867 Filed Document 0001618867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sharestates Investments, LLC See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618808 Filed Document 0001618808-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Scion G7 Offshore, Ltd. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586367 Filed Document 0001586367-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iSpecimen Inc. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $8,561,041 Associated Brokers / Dealers N/A CIK Number 0001558569 Filed Document 0001558569-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Entegra TC LLC See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $521,100,000 Associated Brokers / Dealers N/A CIK Number 0001617981 Filed Document 0001617981-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
FUNDAMENTAL GLOBAL PARTNERS See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557178 Filed Document 0001557178-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Wave Technologies, Inc. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001488825 Filed Document 0001488825-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cyclone Drilling Program, LLC See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001618719 Filed Document 0001618719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GASE ENERGY, INC. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers HUNTER WISE SECURITIES, LLC and BURNHAM SECURITIES INC. CIK Number 0001539574 Filed Document 0001532199-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
North Trail Partners, LP See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557729 Filed Document 0001557729-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kasisto, Inc. See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $2,250,002 Associated Brokers / Dealers N/A CIK Number 0001618258 Filed Document 0001618258-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VI-A LLC See All Filings	D	2014-09-05 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001568921 Filed Document 0001568921-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gavea Fund Plus Ltd. See All Filings	D/A	2014-09-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001584553 Filed Document 0001584476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity