Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Exosite LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0001479146 Filed Document 0001235802-14-000135 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Debt
FIRST WARNING SYSTEMS, INC. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001557418 Filed Document 0001214659-14-006516 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Trilogy Investment Funds PLC-Trilogy Emerging Wealth Fund See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trilogy Global Advisors International LLP CIK Number 0001557952 Filed Document 0000919574-14-005299 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEM Realty Securities Ltd See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409215 Filed Document 0000902664-14-003856 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRIDENT HEALTHCARE PROPERTIES I LP See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Walesa and Kenneth Luccioni CIK Number 0001436929 Filed Document 0001436929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Qualaroo, Inc. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $7,499,999 Associated Brokers / Dealers N/A CIK Number 0001504233 Filed Document 0001504233-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VinPerfect Inc See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $694,256 Associated Brokers / Dealers N/A CIK Number 0001520408 Filed Document 0001520408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Swift Run Capital LP See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411894 Filed Document 0000919574-14-005294 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ilex Partners (Asia) Feeder, LP See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586994 Filed Document 0001140361-14-036045 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gobi Gear, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001619804 Filed Document 0001619804-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Cain Brothers Executive Co-Investment Fund, L.P. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614222 Filed Document 0001614222-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GEF Opportunities Fund (Cayman) Ltd. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618388 Filed Document 0000943663-14-000150 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHADOW RETAIL PARTNERS LP See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Walesa and Kenneth Luccionoi CIK Number 0001402796 Filed Document 0001402796-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brookside Investment Partners IV, LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001619301 Filed Document 0001619301-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Murchison-Hume LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001620035 Filed Document 0001019687-14-003643 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WOODBRIDGE MORTGAGE INVESTMENT FUND 3, LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001619955 Filed Document 0001596151-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Oakland Beverage Group, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,850,004 Associated Brokers / Dealers N/A CIK Number 0001614491 Filed Document 0001614491-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jasper Ridge Diversified (Tax Exempt), L.P. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611991 Filed Document 0001519924-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rushmore Energy, LLC See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001605123 Filed Document 0001605123-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Agilence, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001400779 Filed Document 0001400779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Fir Tree Special Oportunities Fund V, LP See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612180 Filed Document 0001315863-14-000556 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ridgeview Park, LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001619141 Filed Document 0001619141-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Patton Flex Fund, L.P. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474329 Filed Document 0001474329-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integris Foundation Partners, LLC See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559278 Filed Document 0001559278-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
O'Connor Market Opportunities SPC for the account of Global Equity Markets Segregated Portfolio See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458408 Filed Document 0001458408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 10, LLC See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $805,000 Associated Brokers / Dealers N/A CIK Number 0001608325 Filed Document 0001608325-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Platinum Partners Liquid Opportunity Fund (International) Ltd. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464650 Filed Document 0001013594-14-000596 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA Wesley Mortgage REIT Fund LLC See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497082 Filed Document 0001497082-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZEBEDEE FOCUS FUND LTD See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448477 Filed Document 0000919574-14-005286 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Freak Industries, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $11,000 Associated Brokers / Dealers N/A CIK Number 0001616439 Filed Document 0001441557-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
SINAPIS PHARMA, INC. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001492347 Filed Document 0001492347-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
GEF Opportunities Fund (U.S.) L.P. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618384 Filed Document 0000943663-14-000151 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iMoCu Corp See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $612,375 Associated Brokers / Dealers N/A CIK Number 0001615054 Filed Document 0000950138-14-000649 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund V (Cayman) Ltd. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619559 Filed Document 0001315863-14-000555 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco U.S. Value-Add Fund IV, L.P. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001610166 Filed Document 0001610166-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Longhorn Lodging, LP See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Walesa and Kenneth A. Luccioni CIK Number 0001456535 Filed Document 0001456535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hub at 620 & 45, LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $5,180,000 Associated Brokers / Dealers N/A CIK Number 0001619105 Filed Document 0001619105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Platinum Partners Liquid Opportunity Fund (USA) L.P. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464651 Filed Document 0001013594-14-000597 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELLPOINTS INC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $7,800,000 Associated Brokers / Dealers Roth Capital Partners CIK Number 0001161700 Filed Document 0001161700-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waterfront CP Offshore Fund Ltd. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587112 Filed Document 0001587112-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANGELICA ROOT LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001619959 Filed Document 0001619959-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROUND ROCK DEVELOPMENT PARTNERS L P See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Walesa and Kenneth A. Luccioni CIK Number 0001337983 Filed Document 0001337983-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Financial Real Estate Value Fund II, L.P. See All Filings	D/A	2014-09-19 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001585713 Filed Document 0001598476-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prowler Super Holding Corp. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $456,938 Associated Brokers / Dealers N/A CIK Number 0001597391 Filed Document 0000895345-14-000252 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Positronics Technologies, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001619693 Filed Document 0001619693-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 10, LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $445,000 Associated Brokers / Dealers N/A CIK Number 0001608325 Filed Document 0001608325-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RightCare Solutions, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001560965 Filed Document 0001192482-14-000185 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PerceptiMed, Inc. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $2,392,618 Associated Brokers / Dealers N/A CIK Number 0001563500 Filed Document 0001563500-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MERIWETHER HOYT LLC See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001619393 Filed Document 0001619393-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
ZEFR, INC. See All Filings	D	2014-09-19 00:00:00 UTC
Amount To Be Raised $886,939 Associated Brokers / Dealers N/A CIK Number 0001474764 Filed Document 0001474764-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity