Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Atalaya Fund V REIT Inc. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001621395 Filed Document 0001621395-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TAG Fund II, LLC See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers None CIK Number 0001621009 Filed Document 0001621009-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AMI Investments - A L.P. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620899 Filed Document 0001620899-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Context Relevant, Inc. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $14,637,120 Associated Brokers / Dealers N/A CIK Number 0001549711 Filed Document 0001549711-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Ireland Coinvestment, LP See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617721 Filed Document 0001181431-14-033694 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
TOMI Environmental Solutions, Inc. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $1,015,000 Associated Brokers / Dealers SYNDICATED CAPITAL, INC. CIK Number 0000314227 Filed Document 0001170022-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CETP III Coinvestment, LP See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617723 Filed Document 0001181431-14-033699 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
COMVEST INVESTMENT PARTNERS V-A, L.P. See All Filings	D	2014-10-03 00:00:00 UTC
Amount To Be Raised $850,000,000 Associated Brokers / Dealers N/A CIK Number 0001619992 Filed Document 0001619990-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Platte River Green Fuels, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001620071 Filed Document 0000950138-14-000660 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
K2 MASTER FUND LP See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324275 Filed Document 0001507943-14-000093 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JagRma LLC See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers FundMe Securities, LLC CIK Number 0001590844 Filed Document 0001590844-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VAXINNATE CORP See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $6,265,125 Associated Brokers / Dealers N/A CIK Number 0001174224 Filed Document 0001192482-14-000193 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL HEALTHCARE REIT, INC. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers Institutional Securities Corp CIK Number 0000727346 Filed Document 0001011034-14-000122 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
WealthColony SPV I, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001621230 Filed Document 0001621230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Japan Chickadee Fund, LP See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472019 Filed Document 0001315863-14-000565 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oden Currency Fund I, LP See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618012 Filed Document 0001315863-14-000572 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Matador Latam, L.P. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535158 Filed Document 0001535158-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HARRISON STREET REAL ESTATE PARTNERS V-A, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $850,000,000 Associated Brokers / Dealers N/A CIK Number 0001619649 Filed Document 0001619649-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Columbus Office REIT I, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001621219 Filed Document 0001621219-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARIUM McAlpine REIT, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001621178 Filed Document 0001621178-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Adaptimmune Ltd See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $103,809,789 Associated Brokers / Dealers N/A CIK Number 0001621227 Filed Document 0001621227-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Cielo Gravitant Investors, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001620884 Filed Document 0001620884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
StoreRight (Fund I), LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $5,587,000 Associated Brokers / Dealers None CIK Number 0001620859 Filed Document 0001620859-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
SOCIAL REALITY, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers T.R. Winston & Company, LLC CIK Number 0001538217 Filed Document 0001553350-14-001163 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Infusion Software Inc See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $55,000,035 Associated Brokers / Dealers N/A CIK Number 0001416721 Filed Document 0001416721-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Reasoning Systems, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $26,663,383 Associated Brokers / Dealers N/A CIK Number 0001535692 Filed Document 0001621389-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
M3 Biotechnology, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001620463 Filed Document 0001620463-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EMH Resources, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001484525 Filed Document 0001484525-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
C2 FACILITY SOLUTIONS LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001157845 Filed Document 0001157845-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Hawk Applications Corp. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $5,960,000 Associated Brokers / Dealers N/A CIK Number 0001617588 Filed Document 0000897069-14-000420 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Lorikeet Fund Ltd. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472016 Filed Document 0001315863-14-000569 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Japan Chickadee Fund Ltd. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552607 Filed Document 0001315863-14-000564 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peeridea, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590268 Filed Document 0001590268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
North Atlantic Venture Fund V, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001621348 Filed Document 0001621348-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Solstice Biologics LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001564178 Filed Document 0001140361-14-037296 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shopoff Strategic Income Fund, L.P. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001566276 Filed Document 0001566276-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
First Heritage Credit of Alabama, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001621322 Filed Document 0001621322-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Debt
Ecentria Group, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001621437 Filed Document 0001621437-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Superior Ostrich, Inc. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001615083 Filed Document 0001387131-14-003386 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
KnowledgeTree, Inc. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,342,102 Associated Brokers / Dealers N/A CIK Number 0001553723 Filed Document 0001553723-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
USAsia Venture Partners Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $500 Associated Brokers / Dealers N/A CIK Number 0001621341 Filed Document 0001144204-14-059317 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kings Peak Global Macro Fund LP See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618757 Filed Document 0000919574-14-005447 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proteus Capital, L.P. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425631 Filed Document 0001425631-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RRE Leaders Fund, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001621197 Filed Document 0001621197-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Strategic Partners NC Real Asset Opportunities, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621306 Filed Document 0000950103-14-006912 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Danville Group See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $2,030,000 Associated Brokers / Dealers N/A CIK Number 0001480585 Filed Document 0001585608-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BIOSYNTHETIC TECHNOLOGIES, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers None CIK Number 0001577689 Filed Document 0001577689-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Living Life Solutions, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001620878 Filed Document 0001620878-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Alpha Opportunities Fund, LP See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606752 Filed Document 0001606752-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OYO Sportstoys, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $14,133,796 Associated Brokers / Dealers N/A CIK Number 0001621154 Filed Document 0001621154-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity