Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
COMMONFUND INSTITUTIONAL GLOBAL BOND FUND LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001448929 Filed Document 0001619064-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Radcliffe Domestic BDC Fund, L.P. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617390 Filed Document 0000919574-14-005706 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andalusian Corporate Opportunities Offshore Fund, Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC CIK Number 0001617402 Filed Document 0001315863-14-000587 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pamfleet Real Estate Fund II, L.P. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Michelle M. LeRoy CIK Number 0001612370 Filed Document 0001612370-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers Jennifer Kephart, Samir Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-14-000295 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pointer Offshore III, Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560058 Filed Document 0001560058-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Pointer Offshore II, Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560086 Filed Document 0001560086-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
LEWIS OIL, INC. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001622070 Filed Document 0001622070-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
IQ Global Long/Short Equity Select (Offshore) Fund, Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488686 Filed Document 0001488686-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Partners International 9, L.P. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592596 Filed Document 0001592596-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEQUOIA CAPITAL CHINA VENTURE PARTNERS FUND V, L.P. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621806 Filed Document 0001621806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveland Resource Partners III, LP See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, and Kalos Capital Inc. CIK Number 0001616825 Filed Document 0001616825-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Globevestor FlintoBox Fund I, a series of Globevestor Funds, LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $82,500 Associated Brokers / Dealers N/A CIK Number 0001623917 Filed Document 0001623917-15-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Festival Entertainment Holdings, LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001621738 Filed Document 0001117768-14-000788 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
Gotham Hedged Value Strategies (International) SPC, Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531981 Filed Document 0001531981-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thomas H. Lee Parallel Fund VII, L.P. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620947 Filed Document 0001619064-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buchanan Phoenix Rising Fund, LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $51,080,000 Associated Brokers / Dealers N/A CIK Number 0001564393 Filed Document 0001564393-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
First Texas BHC Inc See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001399443 Filed Document 0001399443-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Investment Management Flexible Strategies Fund, LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507760 Filed Document 0001507760-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
tenKsolar, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001482954 Filed Document 0001482954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Investment Management Conservative Growth Fund LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299872 Filed Document 0001299872-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 37, LP See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621861 Filed Document 0001621861-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skylar Capital Energy Fund LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559753 Filed Document 0000902664-14-004017 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mettrum Health Corp. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621407 Filed Document 0001062993-14-005937 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
IDmission LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $1,002,623 Associated Brokers / Dealers N/A CIK Number 0001514900 Filed Document 0001514900-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $9,878,326 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-14-000296 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OZDPII Access LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001489969 Filed Document 0001489969-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Neutral Strategies (US), LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502582 Filed Document 0001531982-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
David Capital Partners Fund, LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532695 Filed Document 0001532695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUDIOEYE INC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001362190 Filed Document 0001250853-14-000132 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
USB Focus Fund LevelUp 1, LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers US Boston Capital Corporation CIK Number 0001618385 Filed Document 0001618385-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUNVARD LP See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621561 Filed Document 0001621561-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROCEPT BioRobotics Corp See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001588978 Filed Document 0001588978-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Commonfund Diversifying Hedge Strategies Co See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001588839 Filed Document 0001619064-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CommonAngels Ventures Fund IV, L.P. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised $26,500,000 Associated Brokers / Dealers N/A CIK Number 0001588128 Filed Document 0001588128-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HENGISTBURY FUND LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560196 Filed Document 0000919574-14-005697 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pointer (QP) II, L.P. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560047 Filed Document 0001560047-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Agile Network Builders, LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $1,864,918 Associated Brokers / Dealers N/A CIK Number 0001621765 Filed Document 0001621765-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cooledge Lighting Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $4,275,000 Associated Brokers / Dealers N/A CIK Number 0001470911 Filed Document 0001470911-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Andalusian Corporate Opportunities Fund, LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC CIK Number 0001464562 Filed Document 0001315863-14-000586 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Partners 9, L.P. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592593 Filed Document 0001592593-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C/C Financial Corp. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $7 Associated Brokers / Dealers None CIK Number 0001572445 Filed Document 0001572445-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
iScreen Vision, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001500146 Filed Document 0001500146-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PEPPERMINT ENERGY, INC. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001555821 Filed Document 0001555821-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Free Flow Wines, LLC See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001601810 Filed Document 0001601810-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SERIOUS INTEGRATED, INC. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001518486 Filed Document 0001518486-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Ping Emerging Markets Macro Fund, LP See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001531360 Filed Document 0001531360-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GKC Offshore COLP, LP See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $63,000,000 Associated Brokers / Dealers N/A CIK Number 0001621716 Filed Document 0000905718-14-000670 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Good Clean Love, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Circleup CIK Number 0001621758 Filed Document 0001621758-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
IAM Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557409 Filed Document 0001557409-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund