Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Paintzen Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,864,816 Associated Brokers / Dealers N/A CIK Number 0001587157 Filed Document 0001231919-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nucleus Jdek LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001621511 Filed Document 0001556919-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Sheridan Production Partners III-A, L.P. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers N/A CIK Number 0001622287 Filed Document 0001622285-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Perella Weinberg Partners Asset Based Value Fund LP See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433784 Filed Document 0000902664-14-004079 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revily, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $675,500 Associated Brokers / Dealers N/A CIK Number 0001593320 Filed Document 0001593320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GLG TECHNOLOGY FUND See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460483 Filed Document 0000902664-14-004081 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ice Services LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001622040 Filed Document 0001622040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
JSW Greenbriar Plaza Partners LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $3,220,500 Associated Brokers / Dealers N/A CIK Number 0001622423 Filed Document 0001622423-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trophy Stack, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001622411 Filed Document 0001622411-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HS Group Sponsor Fund Ltd. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621661 Filed Document 0001621661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whetstone Opportunity Fund I LP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621650 Filed Document 0001621650-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Wellomics, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001622658 Filed Document 0001622658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
SECOR Alpha Fund, LP See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559974 Filed Document 0000902664-14-004086 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
InCrowd,Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001539026 Filed Document 0001539026-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Bakken Frontier, LLC See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001587087 Filed Document 0001181431-14-034280 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
CVI Credit Value Fund B III LP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621989 Filed Document 0000902664-14-004101 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BP SLL Trust See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $14,994,700 Associated Brokers / Dealers N/A CIK Number 0001622351 Filed Document 0001622351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
CHEGG, INC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $974,719 Associated Brokers / Dealers N/A CIK Number 0001364954 Filed Document 0001364954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Bancshares Inc See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $425,574 Associated Brokers / Dealers N/A CIK Number 0001341317 Filed Document 0001341317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Solar Holdings (Cayman) LP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622121 Filed Document 0001622121-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Extract Capital Offshore Ltd See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622041 Filed Document 0001622041-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gotham Enhanced Long Fund, Ltd. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589260 Filed Document 0001589260-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROCKWELL MEDICAL, INC. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001041024 Filed Document 0001104659-14-071809 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Hecht Peabody, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001622236 Filed Document 0001622236-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ENDURANCE WIND POWER INC. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $232,267 Associated Brokers / Dealers N/A CIK Number 0001502317 Filed Document 0001140361-14-038253 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Panda Power Fund II Feeder, L.P. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Beacon Hill Financial Corporation CIK Number 0001621924 Filed Document 0001140361-14-038227 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAYPOINT PRESERVE INVESTORS, LP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $12,442,500 Associated Brokers / Dealers Broadway Direct Investments, LLC CIK Number 0001554048 Filed Document 0001554048-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Neutral Strategies, Ltd. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589261 Filed Document 0001589261-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electron Global Fund, L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571943 Filed Document 0001012975-14-000667 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rev Worldwide, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001593534 Filed Document 0001593534-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Mesirow Equity Opportunity Fund III, L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Inc. CIK Number 0001503312 Filed Document 0001456836-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BELLE MEADE ASSOCIATES NY L P See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001374681 Filed Document 0001140361-14-038289 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ ELS Overseas Fund, Ltd. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503266 Filed Document 0001503266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Targeted Technology Fund II, LP See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Braymen, Lambert & Noel Securities, Ltd. CIK Number 0001590812 Filed Document 0001590812-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Aspect FuturesAccess LLC See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001309132 Filed Document 0001309132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2nd Watch, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $10,000,002 Associated Brokers / Dealers N/A CIK Number 0001535671 Filed Document 0001535671-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Causeway Media Partners, L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised $125,555,555 Associated Brokers / Dealers Robert McDonald Hofeditz and Trinity Group Limited CIK Number 0001576443 Filed Document 0001576443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DAV - M SEDONA, LLC See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001622384 Filed Document 0001622384-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tekton GCM Fund, Ltd. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621927 Filed Document 0001621927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HS Group Sponsor Fund (US) Ltd. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621660 Filed Document 0001621660-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Balcera Fund, Ltd. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621926 Filed Document 0001621926-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JOBHIVE, INC. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001585156 Filed Document 0001585156-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Cardero Therapeutics, Inc. See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001532510 Filed Document 0001288649-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Perella Weinberg Partners Asset Based Value Offshore Fund L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476699 Filed Document 0000902664-14-004078 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Global Equities Fund Ltd. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486836 Filed Document 0001486836-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River China Fund L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588616 Filed Document 0001588616-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable Event Driven LP See All Filings	D	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621175 Filed Document 0001621175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panda Power Fund II B, L.P. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised $246,100,000 Associated Brokers / Dealers Beacon Hill Financial Corporation CIK Number 0001581418 Filed Document 0001140361-14-038222 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AHL Alpha (Cayman) Ltd See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001588889 Filed Document 0001588889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrbiMed Global Healthcare Fund, Ltd. See All Filings	D/A	2014-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588471 Filed Document 0000902664-14-004080 Exclusions or Exemptions 506b Accepted Date 2014-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity