Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Advent Latin American Private Equity Fund VI-C Limited Partnership See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621979 Filed Document 0001621977-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinnek, Inc. See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $12,999,967 Associated Brokers / Dealers N/A CIK Number 0001622696 Filed Document 0000905718-14-000692 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Goldman Sachs CORE US Flex Fund See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001354146 Filed Document 0001140361-14-038698 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advent Latin American Private Equity Fund VI-H Limited Partnership See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621973 Filed Document 0001621977-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $53,965 Associated Brokers / Dealers Kristin Barens and Thomas Cook CIK Number 0001135856 Filed Document 0001135856-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zola, Inc. See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $2,599,999 Associated Brokers / Dealers N/A CIK Number 0001595209 Filed Document 0001595209-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
United Insurance Company, USA, Ltd See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001526621 Filed Document 0001140361-14-038363 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
KohFounders I LLC See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001620404 Filed Document 0001620404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sinopsys Surgical, Inc. See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $8,258,015 Associated Brokers / Dealers N/A CIK Number 0001511987 Filed Document 0001511987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hey Wordy, LLC See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001622248 Filed Document 0001376474-14-000339 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Medstatix, LLC See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001618951 Filed Document 0001618950-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
PAYOFF, INC. See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001488773 Filed Document 0001488773-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pondfield Capital Advantage, LP See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised $74,420,000 Associated Brokers / Dealers E.L.K. Capital Advisors, LLC CIK Number 0001589319 Filed Document 0001589319-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zhivago Broadway Limited Partnership See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers N/A CIK Number 0001622524 Filed Document 0001622524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
EbookExtreme Inc. See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Rockland Securities, LLC CIK Number 0001621826 Filed Document 0001621826-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SL CAPITAL SOF II LP See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STANDARD LIFE INVESTMENTS SECURITIES LLC CIK Number 0001622021 Filed Document 0001622021-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Investors 2014 - Yukon II (QP), LLLP See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619330 Filed Document 0001619329-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Advent LAPEF VI Feeder Limited Partnership See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621971 Filed Document 0001621977-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Surna Inc. See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001482541 Filed Document 0001493152-14-003354 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Security To Be Acquired
Savara Inc. See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001461492 Filed Document 0001461492-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Royalty Exchange, Inc. See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised $1,897,544 Associated Brokers / Dealers N/A CIK Number 0001580734 Filed Document 0001580734-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Goldman Sachs GTAA Equity Strategy Fund See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001354156 Filed Document 0001140361-14-038700 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advent Latin American Private Equity Fund VI-G Limited Partnership See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621974 Filed Document 0001621977-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kandeo Fund II (M), L.P. See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001622513 Filed Document 0001622512-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLOMBIA Revenue or Assets $Not Applicable Type of Security Equity
Advent Latin American Private Equity Fund VI-B Limited Partnership See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621980 Filed Document 0001621977-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldman Sachs CORE Japan Flex Fund See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001381506 Filed Document 0001140361-14-038697 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disciplined Investor Fund, LP See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590047 Filed Document 0001590047-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wylei, LLC See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001618950 Filed Document 0001618950-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
12 West Capital Fund Ltd. See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589327 Filed Document 0000905718-14-000688 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
12 WEST CAPITAL FUND LP See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532621 Filed Document 0000905718-14-000690 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vista Ridge Diversified Fund II, LP See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001570635 Filed Document 0001570635-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VR HK REIT INVESTORS, INC. See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001622414 Filed Document 0001622414-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REALTYSHARES 30, LLC See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001622598 Filed Document 0001622598-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Wolverine Liquid Opportunity Fund Ltd See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530810 Filed Document 0001393725-14-000152 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WALLEYE INVESTMENTS FUND LLC See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379227 Filed Document 0001379227-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUSKY VENTURES, INC. See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000035 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
GOOD TECHNOLOGY Corp See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $6,187,056 Associated Brokers / Dealers N/A CIK Number 0001089196 Filed Document 0001089196-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Energy Opportunity Fund L.P. See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589665 Filed Document 0001589665-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Multi-Asset Class Fund, L.P. See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584006 Filed Document 0001584006-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Investors 2014 - Yukon II (AI), LLLP See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619329 Filed Document 0001619329-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
BBOOTH, INC. See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $152,000 Associated Brokers / Dealers N/A CIK Number 0001622355 Filed Document 0001085037-14-000127 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Senzar Healthcare US Fund, LP See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525233 Filed Document 0000919574-14-005755 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlternativeFocus MKP Opportunity Partners L.P. See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001588936 Filed Document 0000899140-14-000672 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Advent Latin American Private Equity Fund VI-A Limited Partnership See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621981 Filed Document 0001621977-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Owl Creek Asia Fund, Ltd. See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. (Barclays Wealth Americas) and Barclays Bank PLC CIK Number 0001528994 Filed Document 0000902664-14-004106 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COINSETTER, INC. See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $1,686,241 Associated Brokers / Dealers N/A CIK Number 0001595315 Filed Document 0001595315-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Database Solutions, Inc. See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001622546 Filed Document 0001622546-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Dividend Shares, L.P. See All Filings	D/A	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532402 Filed Document 0000950103-14-007210 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GFS Map (Cayman) SPC See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621996 Filed Document 0001621996-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tristream Co-Invest III LP See All Filings	D	2014-10-16 00:00:00 UTC
Amount To Be Raised $1,079,439 Associated Brokers / Dealers N/A CIK Number 0001621628 Filed Document 0001621628-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity