Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LATAP BANC INVESTMENTS, LLC See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001622535 Filed Document 0001622535-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Nok Nok Labs, Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001579543 Filed Document 0001579543-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rose Grove Focus Fund, LLC See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628616 Filed Document 0001628616-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANTA MONICA PARTNERS LP See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000904793 Filed Document 0000904793-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blaster Fund, LP See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627961 Filed Document 0001627961-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millennial Media Inc. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised $48,251,495 Associated Brokers / Dealers N/A CIK Number 0001372375 Filed Document 0001372375-14-000102 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Equity
Corrum Capital Global Credit Opportunities Fund, L.P. See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch & Co. CIK Number 0001398986 Filed Document 0001398986-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CIFC CLO Warehouse Fund Offshore Feeder L.P. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627916 Filed Document 0001627916-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquaculture Innovations LLC See All Filings	D/A	2014-12-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001625873 Filed Document 0001625873-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Blackstone Tactical Opportunities Fund II L.P. See All Filings	D	2014-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS AG, Morgan Stanley Smith Barney LLC, Bank Julius Baer & Co. Ltd., and Park Hill Group LLC CIK Number 0001624939 Filed Document 0001624939-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARINER ATLANTIC LTD See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001456354 Filed Document 0001594566-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paine & Partners Capital Fund IV Co-Investors LP See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $42,500,000 Associated Brokers / Dealers N/A CIK Number 0001628333 Filed Document 0000898822-14-000462 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEY Capital, LP See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594423 Filed Document 0001594423-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delta-Energy Group, LLC See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001628263 Filed Document 0001181431-14-039124 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
RANGER SPECIALTY INCOME FUND, LTD See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tessera Capital Partners, LLC CIK Number 0001597190 Filed Document 0001597190-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
RANGER SPECIALTY INCOME FUND, LP See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tessera Capital Partners, LLC CIK Number 0001597165 Filed Document 0001597165-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised $6,745,830 Associated Brokers / Dealers Charles Steinberg CIK Number 0001135856 Filed Document 0001135856-14-000375 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Everstone Capital Partners III LP See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Ltd. CIK Number 0001625563 Filed Document 0001315863-14-000692 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGGC FUND II-D, L.P. See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001628476 Filed Document 0001628508-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Diversified U.S. Equities Sectors Fund, LLC See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578506 Filed Document 0001578506-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Portfolio Series 89 See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001628453 Filed Document 0001628453-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Morgan Stanley HedgePremier/OZRA Fund Ltd. See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001628370 Filed Document 0001628370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Can-Fite BioPharma Ltd. See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers H.C. Wainwright & Co., LLC and ROTH Capital Partners, LLC CIK Number 0001536196 Filed Document 0001536196-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Option To Acquire
Senet, Inc. See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $4,124,469 Associated Brokers / Dealers N/A CIK Number 0001471536 Filed Document 0001471536-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
RANGER SMALL CAP FUND LP See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tessera Capital Partners, LLC and DLX Financial Group, LLC CIK Number 0001267884 Filed Document 0001267884-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Alphaworks Dots Six LLC See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628221 Filed Document 0001628221-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LINDEN CAPITAL PARTNERS III LP See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001627844 Filed Document 0001627844-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
IR Media Ventures Corp. See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers N/A CIK Number 0001626880 Filed Document 0001626880-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Adama Materials, Inc. See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001584333 Filed Document 0001584333-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
CAPCG-Woodside, LLC See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $1,367,900 Associated Brokers / Dealers N/A CIK Number 0001626606 Filed Document 0001474767-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RT SC Co-Invest B, LLC See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628455 Filed Document 0001628455-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
COVINGTON PARTNERS L P See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001014585 Filed Document 0001014585-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vistronix Intelligence & Technology Solutions, LLC See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $38,800,000 Associated Brokers / Dealers N/A CIK Number 0001594557 Filed Document 0001594557-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Henderson Complex LP See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $1,830,000 Associated Brokers / Dealers N/A CIK Number 0001627851 Filed Document 0001627851-16-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HIGHLINE SELECT LP See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405488 Filed Document 0001405488-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raith Real Estate Fund I-A LP See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Lazard Freres &Co., LLC CIK Number 0001628583 Filed Document 0001628583-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PHOENIX INCOME PARTNERS LLC See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628479 Filed Document 0001628479-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Portfolio Series 82 See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001628416 Filed Document 0001628416-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Gum Branch Reserve Fund, LLC See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $1,915,000 Associated Brokers / Dealers N/A CIK Number 0001627525 Filed Document 0001627525-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ESCHELON TETON SECONDARY PARTNERS I, LP See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001626799 Filed Document 0001626799-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/OZRA Fund Ltd. See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001628370 Filed Document 0001628370-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCM UB, LLC See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $25,560,000 Associated Brokers / Dealers N/A CIK Number 0001627243 Filed Document 0001627243-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
REALTYSHARES 47, LLC See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001628487 Filed Document 0001628487-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Portfolio Series 86 See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001628450 Filed Document 0001628450-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Holistictreats, Inc. See All Filings	D	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628303 Filed Document 0001628303-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Weiss Capital Management, L.P. See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594424 Filed Document 0001594423-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resource Royalty Income & Growth Fund IV, LP See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001614983 Filed Document 0001614983-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised $8,558,916 Associated Brokers / Dealers James Bosley CIK Number 0001135856 Filed Document 0001135856-14-000376 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
InCarda Therapeutics, Inc. See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised $12,900,000 Associated Brokers / Dealers N/A CIK Number 0001552622 Filed Document 0001552622-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Suncrest USA, Inc. See All Filings	D/A	2014-12-17 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001581948 Filed Document 0001581948-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-17 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt