Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rubicon Global Holdings, LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $30,611,426 Associated Brokers / Dealers Artist Capital, Inc. CIK Number 0001543263 Filed Document 0001543263-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BSREP CARS Co-Invest REIT LLC See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629341 Filed Document 0001629341-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COMPANIES (TC) LLC See All Filings	D/A	2014-12-30 00:00:00 UTC
Amount To Be Raised $4,525,500 Associated Brokers / Dealers N/A CIK Number 0001455675 Filed Document 0001455675-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Brown Advisory Private Equity Partners III (TE), LLLP See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624646 Filed Document 0001624647-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CATASYS, INC. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0001136174 Filed Document 0001136174-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Azalea Palmetto Co-Invest Fund, L.P. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised $30,075,000 Associated Brokers / Dealers N/A CIK Number 0001629274 Filed Document 0001461373-14-000063 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CS Strategic Partners RE VI Offshore Feeder, L.P. See All Filings	D	2014-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001627984 Filed Document 0001627984-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NWP Acquisition Group LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers Veber Partners, L.L.C. CIK Number 0001474094 Filed Document 0001474094-15-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Art Agency Partners Associates, L.P. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628475 Filed Document 0000902664-15-000016 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OMNI WATER SOLUTIONS, INC. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001522208 Filed Document 0001209191-14-078064 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GIJV REIT DEL 1, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629052 Filed Document 0001629052-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Paul Evans LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001579693 Filed Document 0001579693-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tishman Speyer U.S. Core 1919 Office, L.L.C. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629330 Filed Document 0001629330-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRASADA LONG-SHORT EQUITY FUND, LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Condera Securities, LLC CIK Number 0001456115 Filed Document 0001456115-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goodman Santa Fe Springs Trust See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629241 Filed Document 0001629241-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sense Labs, Inc. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $2,499,999 Associated Brokers / Dealers N/A CIK Number 0001629273 Filed Document 0001140361-15-000014 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GBB Hospitality Group, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001594220 Filed Document 0001594220-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ibex Holdings LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594653 Filed Document 0001594653-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Ohr Pharmaceutical Inc See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001173281 Filed Document 0001387131-14-004164 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BERGEYS, INC. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001345560 Filed Document 0001345560-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Westwind Ventures, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001628898 Filed Document 0001628898-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
TTC MASTER LP FUND QP LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450038 Filed Document 0001413454-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $Over $100,000,000 Type of Security Equity
UBOOSTER INC. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001628095 Filed Document 0001628095-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
FiveW Dealogic LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $20,510,000 Associated Brokers / Dealers N/A CIK Number 0001629061 Filed Document 0001393725-14-000192 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Relevant Solutions, Inc. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001553468 Filed Document 0001553468-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Steamboat Fund LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476127 Filed Document 0001476127-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAXEX LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001486199 Filed Document 0001503249-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TTC Private Equity Partners V, LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520915 Filed Document 0001520915-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
AQR DELTA TOTAL RETURN FUND LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459599 Filed Document 0001413961-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JAT Prime Fund, Ltd. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594148 Filed Document 0000950142-14-002534 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carroll Bancorp, Inc. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $7,999,992 Associated Brokers / Dealers Ambassador Financial Group CIK Number 0001515069 Filed Document 0001181431-14-039725 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Power of 32 Site Development Fund Partners, LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001612175 Filed Document 0001612175-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hyundai Able Investment REIT See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629285 Filed Document 0001629285-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CREFII Telegraph REIT, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629095 Filed Document 0001629095-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BCSP REIT VI, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629175 Filed Document 0001629175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bay Capital Investments Ltd See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531209 Filed Document 0001531209-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Gibraltar Offshore Fund, L.P. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584543 Filed Document 0001413961-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
myDrugCosts, Inc. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001518391 Filed Document 0001518391-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Ascenso Opportunity Partners, LP See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618868 Filed Document 0001618868-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brushy Mountain Farm Fund, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $955,000 Associated Brokers / Dealers N/A CIK Number 0001629461 Filed Document 0001629461-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Adi Long Short Equity Fund (Offshore) Ltd. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596272 Filed Document 0000919574-14-007184 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEMI Fund, LP See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers * CIK Number 0001628813 Filed Document 0001628813-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SVAP II REIT, LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629321 Filed Document 0001629321-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PointArgentum Fund LP See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625116 Filed Document 0000950142-14-002539 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HALO Maritime Defense Systems, Inc. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001310455 Filed Document 0000914760-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
Blue Opportunity Fund II, LP See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Over 5 CIK Number 0001631096 Filed Document 0001095449-15-000041 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARENGO BANCSHARES INC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Patrick Capital Markets, LLC CIK Number 0001272893 Filed Document 0001272893-15-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Periscope SPS Holdings LLC See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001628964 Filed Document 0001628964-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Emerging Markets Equity Fund (Delaware), L.P. See All Filings	D/A	2014-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550685 Filed Document 0000950103-14-009137 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tishman Speyer 183 Madison Avenue VIII, L.L.C. See All Filings	D	2014-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629337 Filed Document 0001629337-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity