Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ACON Igloo Holdings, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $77,537,500 Associated Brokers / Dealers N/A CIK Number 0001605164 Filed Document 0001140361-15-000708 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
AtScale, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $7,000,062 Associated Brokers / Dealers N/A CIK Number 0001587352 Filed Document 0001587352-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bink, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629198 Filed Document 0001629198-15-000002 Exclusions or Exemptions 504, 504.1, and 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
15th Street Partners, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $3,069,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001630054 Filed Document 0001630054-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Peerbridge Health, Inc. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised $8,986,171 Associated Brokers / Dealers N/A CIK Number 0001629673 Filed Document 0001629673-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Closed-End International Equity Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516931 Filed Document 0001516890-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountaineer Partners, LP See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538680 Filed Document 0000919574-15-000088 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Energy Partners II L.P. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised $4,500,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Deutsche Bank Securities, Inc., and Woori Investment & Securities Co., Ltd CIK Number 0001614853 Filed Document 0001614853-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised $640,545 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LGIMA TREASURY 15 PLUS STRIPS FUND LLC See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597977 Filed Document 0001597977-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Radial Analytics, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001629918 Filed Document 0001629918-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GOBALTO INC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $12,111,998 Associated Brokers / Dealers N/A CIK Number 0001453770 Filed Document 0001168404-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Measurabl, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $2,506,148 Associated Brokers / Dealers N/A CIK Number 0001618397 Filed Document 0001618397-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Residence at Overbrook, L.P. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001626856 Filed Document 0001626856-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Sqord, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $3,171,339 Associated Brokers / Dealers N/A CIK Number 0001629740 Filed Document 0000897069-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RIMROCK LOW VOLATILITY (QP) FUND, L.P. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539003 Filed Document 0001539003-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zorn Island Investments, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $3,762,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001629934 Filed Document 0001629934-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TimeRAZOR Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $8,024,998 Associated Brokers / Dealers N/A CIK Number 0001526946 Filed Document 0001526946-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Terravilla Holdings JV, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001629915 Filed Document 0001629915-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Neutron I, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $244,500 Associated Brokers / Dealers N/A CIK Number 0001625046 Filed Document 0001625046-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leaf Investment Partners, L.P. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001129620 Filed Document 0000919574-15-000095 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairfield Park, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $5,790,000 Associated Brokers / Dealers N/A CIK Number 0001626097 Filed Document 0001626097-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Fresenius Vascular Care Greenville MSO, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $17,232,551 Associated Brokers / Dealers N/A CIK Number 0001630047 Filed Document 0001461373-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VERITEQ See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0000924642 Filed Document 0001437749-15-000339 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Global Tactical Asset Allocation Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516895 Filed Document 0001516890-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXCELLIGENCE PARENT HOLDINGS, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630195 Filed Document 0001630195-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Country Club of Harrisburg See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001625291 Filed Document 0001625291-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
RIMROCK HIGH INCOME PLUS FUND, L.P. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539005 Filed Document 0001538997-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Ktic-92-Fund, a series of AngelList-CT-Funds, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001629775 Filed Document 0001629775-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Leads Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001629926 Filed Document 0001629926-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
LotLinx, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers None CIK Number 0001491745 Filed Document 0001491745-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Axtria, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001490702 Filed Document 0001490702-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
International Bond Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516896 Filed Document 0001516890-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveland Resource Partners III, LP See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital Inc., Ausdal Financial Partners Inc., Centaurus Financial, Inc., Chapin Davis, Inc., International Assets Advisory, LLC, VSR Financial Services, Inc., Cambridge Investment Research, Inc., ProEquities Inc., Whitehall-Parker Securities, Inc., Berthel Fisher and Company Financial Services, Inc., First Allied Securities, Inc., and Independent Financial Group, LLC CIK Number 0001616825 Filed Document 0001616825-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Covo Coworking, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001629883 Filed Document 0001629879-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TigerShark Fund, L.P. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO BROKERAGE ADVISORS LLC CIK Number 0001167283 Filed Document 0000919574-15-000083 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Entertainment Center L.L.C. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Beck, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629985 Filed Document 0001140361-15-001010 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GG MACRO, L.P. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509720 Filed Document 0001405086-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Anaconda 3-D 2015 Joint Venture See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $1,128,000 Associated Brokers / Dealers N/A CIK Number 0001630163 Filed Document 0001354488-15-000164 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Advenir@La Costa Investors, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001629112 Filed Document 0001629112-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
AngelList-Vtia-Fund, a series of AngelList-BW-Funds, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001629835 Filed Document 0001629835-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair - BlackGold Opportunity Fund, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001624579 Filed Document 0001144204-15-000778 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appconomy-US, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001629951 Filed Document 0001629951-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
150 Broadway LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $307,000 Associated Brokers / Dealers Lev Gershman CIK Number 0001629571 Filed Document 0001629571-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALERT LOGIC INC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $4,226,262 Associated Brokers / Dealers N/A CIK Number 0001337857 Filed Document 0001337857-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CONTRARIAN CAPITAL SENIOR SECURED LP See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert G. Byron and Peter Stelian CIK Number 0001338428 Filed Document 0000919574-16-008988 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SAM PARTNERS FUND I LP See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480899 Filed Document 0001405086-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Closed-End Bond Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001516932 Filed Document 0001516890-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Little Horse Creek, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $4,851,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001629947 Filed Document 0001629934-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Floating Rate Loan Fund, a series of 525 Market Street Fund, LLC See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001552268 Filed Document 0001516890-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund