Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wave Insurance Technologies, Inc. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001631042 Filed Document 0001631042-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Thrax Fund, LP See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631387 Filed Document 0001631387-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BWII, Ltd. See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PAPAMARKOU WELLNER & CO., INC CIK Number 0001539564 Filed Document 0001539564-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPECIAL SITUATIONS CAYMAN FUND L P See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000882988 Filed Document 0000905718-15-000068 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 7, LP See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572801 Filed Document 0001572801-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 8, LP See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572802 Filed Document 0001572802-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Luxury Trading Club LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001630777 Filed Document 0001415889-15-000192 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
ICONIQ Access 15, LP See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587759 Filed Document 0001587759-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Notes Fund QP II LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001631498 Filed Document 0001631500-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Master Fund, Ltd See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631060 Filed Document 0001631060-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 9, LP See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572803 Filed Document 0001572803-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palisade Strategic Fund (Cayman) Ltd See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481751 Filed Document 0001481751-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Mobile Innovations, LLC See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588297 Filed Document 0001588297-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Campus Rides, Inc. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001629377 Filed Document 0001629377-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Debt
ExploraMed NC7, Inc. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001630784 Filed Document 0001630784-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Momunt, Inc. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001631264 Filed Document 0001631264-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
TREACE MEDICAL CONCEPTS, INC. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001630627 Filed Document 0001015325-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VERAX BIOMEDICAL INC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001161304 Filed Document 0001161304-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
STOCKSHIELD, LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001432398 Filed Document 0001432398-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North American Breaker Co., LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers N/A CIK Number 0001631058 Filed Document 0001631059-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
OREX MINERALS INC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $167,140 Associated Brokers / Dealers Joe Douglas Hale CIK Number 0001458057 Filed Document 0001458057-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Vascular Pharmaceuticals, Inc. See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised $19,121,487 Associated Brokers / Dealers N/A CIK Number 0001557160 Filed Document 0001557160-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Real Estate Partners VIII L.P. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630881 Filed Document 0001630881-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BELLWETHER HOUSING See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001629991 Filed Document 0001629991-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Blackstone Real Estate Partners VIII.TE.2 L.P. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630865 Filed Document 0001630865-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crosby 2 LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001631309 Filed Document 0001631309-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Dover Commons Apartments VI, LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001631111 Filed Document 0001079973-15-000039 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Adaptive Biotechnologies Corp See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $95,716,444 Associated Brokers / Dealers N/A CIK Number 0001478320 Filed Document 0001478320-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MWBC Lot 10, LLLP See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers None CIK Number 0001630831 Filed Document 0001630831-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Resilience Therapeutics, Inc. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001630938 Filed Document 0001630938-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oricula Therapeutics LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001590934 Filed Document 0001590934-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KURA ONCOLOGY, INC. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001631246 Filed Document 0001631246-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ralston Park Apartments V, LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001631113 Filed Document 0001079973-15-000040 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
McB Medical Center, L.P. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001631105 Filed Document 0001631105-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Benchmark Bancorp, Inc. See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised $1,602,250 Associated Brokers / Dealers N/A CIK Number 0001514555 Filed Document 0001514555-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Oak Hill Apartments VI, LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001631112 Filed Document 0001079973-15-000038 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Microbion Corp See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001318639 Filed Document 0001318639-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
OH-16 Feeholder, LLC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001631149 Filed Document 0001631149-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hydra Platform LLC - Hydra Cell 035 See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619435 Filed Document 0000897069-15-000025 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GitPrime, Inc. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001630971 Filed Document 0001630971-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fintan Partners Specialty Credit Fund I, L.P. See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601059 Filed Document 0000905718-15-000086 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IGENICA BIOTHERAPEUTICS, INC See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001453044 Filed Document 0001453044-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 10, LP See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572800 Filed Document 0001572800-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPECIAL SITUATIONS FUND III QP LP See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328185 Filed Document 0000905718-15-000074 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Samuel Municipal Total Return Fund, LP See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540509 Filed Document 0001540509-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rotella Acrospire Global Equity Fund Ltd. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599382 Filed Document 0001599382-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Echo Street Capital Partners (QP), LP See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341761 Filed Document 0000919574-15-000576 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Entermedia Tax-Exempt Partners, L.P. See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175561 Filed Document 0000919574-15-000571 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eightfold Structured Real Estate Fund II, L.P. See All Filings	D	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631108 Filed Document 0001631108-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Global Diversified Managed Futures Fund See All Filings	D/A	2015-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510893 Filed Document 0001510893-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund