Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Analytic U.S. Low Volatility Fund LP See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568138 Filed Document 0001568138-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Analytic Core Equity Plus Fund LP See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568137 Filed Document 0001568137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowstreet Emerging Market Fund III, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482581 Filed Document 0001482691-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELEMENT CAPITAL US FEEDER FUND LLC See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439657 Filed Document 0000919574-15-000839 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NotaryCam, Inc. See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised $585,000 Associated Brokers / Dealers N/A CIK Number 0001625643 Filed Document 0001625643-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TWG Clark 125 LLC See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised $17,795,000 Associated Brokers / Dealers N/A CIK Number 0001631194 Filed Document 0001631194-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners Co-Investment Opportunities Fund, L.P. See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631310 Filed Document 0000902664-15-000358 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BONAVENTURE INVESTMENTS LP See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers White Mountain Capital, LLC CIK Number 0001142066 Filed Document 0001142066-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flour Mill Fund, Ltd. See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001553303 Filed Document 0001315863-15-000069 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENOAKS CAPITAL OPPORTUNITIES FUND, L.P. See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JONATHAN SANDS CIK Number 0001630578 Filed Document 0001630578-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Lane Private Equity Offshore Fund IX LP See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631575 Filed Document 0001631573-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueTrend Fund Ltd See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. (acting through Barclays Wealth) CIK Number 0001440342 Filed Document 0001315863-15-000064 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cambridge Social Science Decision Lab Inc. See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001631443 Filed Document 0000897069-15-000034 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Genomind, Inc. See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001604902 Filed Document 0001604902-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised $410,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BioSig Technologies, Inc. See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001530766 Filed Document 0001530766-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AUDIOEYE INC See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers BTIG LLC CIK Number 0001362190 Filed Document 0001250853-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Highland Sola Fund Ltd See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426426 Filed Document 0000902664-15-000365 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowstreet Global Equity - ACWI Fund, a sub-fund of Arrowstreet US Group Trust See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563833 Filed Document 0001482691-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ERASTAR ENTERTAINMENT INC. See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001632149 Filed Document 0001214659-15-000811 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FH EMERGING MARKETS DEBT FUND OFFSHORE LTD See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453156 Filed Document 0001453156-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weber Capital Partners V, L.P. See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001506663 Filed Document 0001506663-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONCIERGE TECHNOLOGIES INC See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001005101 Filed Document 0001354488-15-000383 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AdWerx, Inc. See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001631461 Filed Document 0001631461-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
FANTASY COMBINE LLC See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001632261 Filed Document 0001104659-15-005654 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Aithon Offshore Ltd. See All Filings	D	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627903 Filed Document 0001315863-15-000071 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFS INSTITUTIONAL MONEY MARKET PORTFOLIO, A SERIES OF THE MFS SERIES TRUST XIV See All Filings	D/A	2015-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392417 Filed Document 0000912938-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kane Street Fund LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC CIK Number 0001466623 Filed Document 0000919574-15-000787 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Light Strategic Fund IV, L.P. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001630267 Filed Document 0001630267-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LG Capital Fund, LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527638 Filed Document 0001527638-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Curator Lifestyle Portfolio Fund, LLC See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594600 Filed Document 0001594600-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
ADVISORY RESEARCH ENERGY FUND LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Piper Jaffray & Co CIK Number 0001322311 Filed Document 0001322311-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEGREGATED PORTFOLIO A OF SUMMIT ROCK DIVERSIFIED STRATEGIES (OFFSHORE) PORTFOLIO, SPC See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424675 Filed Document 0001424675-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barlow Partners Offshore Ltd. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112469 Filed Document 0000919574-15-000763 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SugarCRM Inc See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $3,568,960 Associated Brokers / Dealers N/A CIK Number 0001298253 Filed Document 0001298253-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Southport Selador Fund, LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509377 Filed Document 0000919574-15-000770 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archer Capital Fund, L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oakpoint Advisors, LLC and Oakpoint Advisors, LLC CIK Number 0001539577 Filed Document 0001315863-15-000060 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALARC OFFSHORE FUND, LTD. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596108 Filed Document 0001405086-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artigent Income Opportunities, LP See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584698 Filed Document 0001584698-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Radius Networks, Inc. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $6,696,200 Associated Brokers / Dealers N/A CIK Number 0001551849 Filed Document 0001551849-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Glade Brook Global Offshore Fund Ltd See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530798 Filed Document 0000902664-15-000352 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gentry Technology Fund II LLC, Series D-1 See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001623008 Filed Document 0001623008-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
NFI Income Strategies Fund, L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566741 Filed Document 0001566741-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trans World Health Services, Inc. See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001501939 Filed Document 0001501939-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
GLOBEFLEX INTERNATIONAL PARTNERS (QP), L P See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339848 Filed Document 0001339848-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GPShopper, LLC See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471079 Filed Document 0001471079-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
STONERISE CAPITAL PARTNERS, L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453987 Filed Document 0001453987-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlobeFlex Emerging Markets Small Cap, L.P. See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000925056 Filed Document 0000925056-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUTURA LLC See All Filings	D	2015-01-29 00:00:00 UTC
Amount To Be Raised $847,200 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
MFS Emerging Markets Debt LLC See All Filings	D/A	2015-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001294012 Filed Document 0001378639-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund