Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Force Therapeutics LLC See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001585935 Filed Document 0001585935-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Synoptek Holdings, LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $3,016,942 Associated Brokers / Dealers N/A CIK Number 0001584027 Filed Document 0001584027-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Velorum ProtoFund LP See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599160 Filed Document 0001599160-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROC Debt Strategies Fund REIT LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001632621 Filed Document 0001632621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
RMWC CREDIT ALPHA FUND, LP See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537949 Filed Document 0001537949-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walter Capital Opportunity Corp. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001632381 Filed Document 0001632381-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PLS INC. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001631875 Filed Document 0001631875-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
EIG Harbour Energy Feeder, L.P. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001632670 Filed Document 0001181431-15-001941 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAPRICOR THERAPEUTICS, INC. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $10,002,028 Associated Brokers / Dealers SC&H Capital and H.C. Wainwright & Co., LLC CIK Number 0001133869 Filed Document 0001144204-15-005619 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Casetext, Inc. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $8,835,567 Associated Brokers / Dealers N/A CIK Number 0001632585 Filed Document 0001632585-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EastBay Offshore Fund, Ltd. See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609395 Filed Document 0000919574-15-000917 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Copperplate Partners LP See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631633 Filed Document 0001546927-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
REALTYSHARES 56, LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001632254 Filed Document 0001632249-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RPEP Energy Opportunities Fund - Institutional Partners LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Ridgewood Securities Corporation CIK Number 0001632258 Filed Document 0001632258-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Saracen Total Return Onshore Income Fund LP See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539585 Filed Document 0001315863-15-000076 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Partners Group Direct Infrastructure 2015 (USD), L.P. Inc. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631594 Filed Document 0001631594-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Composition Series LLC See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001541316 Filed Document 0001541316-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHP Portland 1st National, LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers Erik W. Doyle CIK Number 0001632178 Filed Document 0001632178-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Principal Strategies - Real Estate Capital Solutions REIT, LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001632146 Filed Document 0001140361-15-003987 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HORD COPLAN MACHT, INC. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $317,819 Associated Brokers / Dealers N/A CIK Number 0001533851 Filed Document 0001533851-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Hillair Capital Investments LP See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536125 Filed Document 0001536125-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XLCR CAPITAL PARTNERS LP See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523070 Filed Document 0001013594-15-000038 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Faraday, Inc. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001600236 Filed Document 0001600236-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
UNIFI SOFTWARE, INC. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $3,399,999 Associated Brokers / Dealers N/A CIK Number 0001611566 Filed Document 0001611566-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RoboFlight Systems, LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001628381 Filed Document 0001628381-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Sundial Operating, LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001632486 Filed Document 0001632486-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
PS INSTITUTIONAL OFFSHORE LTD See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528179 Filed Document 0001012975-15-000088 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Kestrel Fund, L.P. Series B See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537838 Filed Document 0001537838-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iris Mobile Corp See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $2,600,002 Associated Brokers / Dealers N/A CIK Number 0001586261 Filed Document 0001586261-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
StatSocial, Inc. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $4,142,157 Associated Brokers / Dealers N/A CIK Number 0001626594 Filed Document 0001626594-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chrysalis, LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001632719 Filed Document 0000906318-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Other
MCSR Pasadena MOB Invest, LP See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001632434 Filed Document 0001632434-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
PS Latin America Offshore Ltd See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598961 Filed Document 0001012975-15-000090 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PS OPPORTUNITIES OFFSHORE LTD See All Filings	D/A	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460726 Filed Document 0001012975-15-000083 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLRC Partners I LLC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001632651 Filed Document 0001632419-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Avitah Energy Fund Ltd See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632416 Filed Document 0000902664-15-000404 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Armed Forces Wireless/Mobile, Inc. See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001630367 Filed Document 0001630367-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
CHOICE EXPLORATION INC See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $404,110 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
CLINTON, THE MUSICAL LTD LIABILITY CO See All Filings	D	2015-02-03 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001630683 Filed Document 0001630683-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Lantana Co-Investor REIT, LLC See All Filings	D	2015-02-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Christopher Scott Harrison, Phyllis J. Beck, Patrick J. Welchel, and Lori Mayfield CIK Number 0001631689 Filed Document 0001631689-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PrimaDesk, Inc. See All Filings	D	2015-02-02 00:00:00 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers N/A CIK Number 0001479775 Filed Document 0001479775-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
EAGLE INCOME APPRECIATION PARTNERS LP See All Filings	D/A	2015-02-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460736 Filed Document 0001460736-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Philadelphia Financial Life Assurance Co Separate Account GVA 26 See All Filings	D/A	2015-02-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Winklevoss Insurance Agency LLC CIK Number 0001554770 Filed Document 0001554770-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seerflix Inc. See All Filings	D	2015-02-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001632379 Filed Document 0001632379-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
VERDE UNIQUE FUND, LLC See All Filings	D/A	2015-02-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395444 Filed Document 0001395444-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
OrbiMed Royalty Opportunities II, LP See All Filings	D	2015-02-02 00:00:00 UTC
Amount To Be Raised $900,000,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001632107 Filed Document 0001632107-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HLH, LLC See All Filings	D/A	2015-02-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-15-000016 Exclusions or Exemptions 506b Accepted Date 2015-02-02 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
GAP COINVESTMENTS III LLC See All Filings	D/A	2015-02-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282203 Filed Document 0000950142-15-000266 Exclusions or Exemptions 506b Accepted Date 2015-02-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Finem Respice Fund, L.P. See All Filings	D/A	2015-02-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483227 Filed Document 0000897069-15-000035 Exclusions or Exemptions 506b Accepted Date 2015-02-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altegris QIM Futures Fund, L.P. See All Filings	D/A	2015-02-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001469317 Filed Document 0001566114-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-02-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund