Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PENN CORE OPPORTUNISTIC HIGH YIELD BOND FUND LP See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc. and VSR Financial Services Incorporated CIK Number 0001285999 Filed Document 0001192482-15-000066 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREEN MOUNTAIN (U.S.) FUND, L.P. See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572328 Filed Document 0000919574-15-002863 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF Greater China Master Fund, Ltd. See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507357 Filed Document 0001140361-15-012168 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swallow Solutions, LLC See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised $3,178,907 Associated Brokers / Dealers N/A CIK Number 0001561107 Filed Document 0001561107-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Manchester Explorer, L.P. See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411524 Filed Document 0000919574-15-002875 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Strategy Portfolio QBE Group LLC See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001636061 Filed Document 0001140361-15-011634 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUARANTY BANCSHARES INC /TX/ See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001058867 Filed Document 0001058867-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DR. SOOTHE LLC See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001544560 Filed Document 0001544560-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Share2Give, Inc. See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001623699 Filed Document 0001623699-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Private Advisors Hedged Equity Fund (QP) Ltd. See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Bridge Capital, Deutsche Bank, Morgan Stanley Wealth Management, NYLIFE Distributors LLC, and McMorgan & Company LLC CIK Number 0001459910 Filed Document 0001459910-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw U.S. Broad Market Core Alpha Extension Fund, L.L.C. See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001394620 Filed Document 0001394620-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEELWEDGE SOFTWARE INC See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised $12,787,500 Associated Brokers / Dealers N/A CIK Number 0001383602 Filed Document 0001383602-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCS Private Real Assets I, LLC See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632524 Filed Document 0001632524-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOBIVITY HOLDINGS CORP. See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised $6,551,350 Associated Brokers / Dealers Emerging Growth Equities, Ltd. CIK Number 0001447380 Filed Document 0001636537-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BOGLE OPPORTUNITY FUND II SRI, L.P. See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361231 Filed Document 0001138174-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petwell Partners LLC See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001572545 Filed Document 0001572545-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TRADELINK INTEGRATED PROGRAM LP See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001101694 Filed Document 0001101694-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TUCEK PARTNERS, L.P. See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000872953 Filed Document 0000919574-15-002926 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIFTH AVENUE GLOBAL EQUITY IRA OFFSHORE FUND LTD See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001264457 Filed Document 0000919574-15-002902 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEXFORD CATALYST FUND, L.P. See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001332926 Filed Document 0000902664-15-001726 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD II See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425086 Filed Document 0001315863-15-000271 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCIP Houston Hotels I Series See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001636247 Filed Document 0001636247-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
GoldenTree Offshore Fund II, Ltd. See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC and JP Morgan Securities LLC CIK Number 0001419212 Filed Document 0000902664-15-001738 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD. See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NEUBERGER BERMAN, LLC CIK Number 0001544588 Filed Document 0001544588-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA GSO Capital Solutions Fund II LLC See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637229 Filed Document 0001637229-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Highland Park Associates, L.P. See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001636495 Filed Document 0001636495-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Partners (100), L.P. See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382761 Filed Document 0000902664-15-001745 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BioCentra Molecular Innovations LLC See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001636572 Filed Document 0001636572-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Advenir@Frankford Investors, LLC See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001636539 Filed Document 0001636539-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
EarlyShares.com, Inc. See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001555488 Filed Document 0001555488-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Ambient Clinical Analytics, Inc. See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001597172 Filed Document 0001209191-15-025919 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Elastica, Inc. See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised $9,000,004 Associated Brokers / Dealers N/A CIK Number 0001548752 Filed Document 0001548752-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DimensionalMechanics, Inc. See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001636220 Filed Document 0001636220-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
microLAM Partners, L.P. See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001342221 Filed Document 0000919574-15-002932 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN DISTRESSED FUND L P See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Arete Wealth Management, LLC, Phillips & Company, and VSR Financial Services Incorporated CIK Number 0001231294 Filed Document 0001192482-15-000067 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Hedged Equity Fund LP See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC, North Bridge Capital, and McMorgan & Company LLC CIK Number 0001322607 Filed Document 0001322607-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLAZER OFFSHORE FUND LTD See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461086 Filed Document 0001461086-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Numeric Multi-Strategy Market Neutral Levered Offshore Fund Ltd See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001410453 Filed Document 0001410453-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountain View Retail DST See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised $13,359,693 Associated Brokers / Dealers Inland Securities Corporation, Craig M. Rollins, Alex J. Kowalski, Nathaniel M. Kuhn, Jervis L. Dicicco, Roger T. Tadsen, Gary G. Benson, Drew F. Dedelow, Dwight K. Kay, Mark S. Gopen, Alex M. Weissman, Darren S. Watson, Mark G. Kosanke, Robert A. Cannon, Eric A. Bicknese, Leslie A. Cannon, Rocco J. Scarsella, Michael A. Bendix, Corbin S. Thomas, Jeffrey B. Baker, Robert R. Tweed, David B. Levinson, William J. Connaker, Robin T. Naylor, John W. Posey, and Joseph A. Graziano CIK Number 0001606660 Filed Document 0001606660-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
D. E. Shaw Special Opportunities International Fund, L.P. See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604661 Filed Document 0001604661-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tradelink Master Fund LP See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329083 Filed Document 0001329083-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIEDEMANN SELECT LTD. See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497748 Filed Document 0000919574-15-002886 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ EUROPE DOMESTIC PARTNERS LP See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112498 Filed Document 0001112498-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EINBEITA TAX EXEMPT PARTNERS LP See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460039 Filed Document 0000919574-15-002920 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palo Alto Advanced Life Sciences Offshore Fund, Ltd. See All Filings	D	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001636553 Filed Document 0001575075-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Benchmark Plus Long Short Partners, LP See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460356 Filed Document 0001164691-15-000063 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPAG I, LP See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491995 Filed Document 0001491995-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENSATO EUROPA FUND Ltd See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482964 Filed Document 0000945621-15-000108 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
OCA CRMBS Fund LLC See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543787 Filed Document 0001543787-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN SMALL TO MID CAP EQUITY FUND LP See All Filings	D/A	2015-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christenson Investment Partners, SMH Capital Inc., and VSR Financial Services Incorporated CIK Number 0001461230 Filed Document 0001192482-15-000074 Exclusions or Exemptions 506b Accepted Date 2015-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund