Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PineView Levered Fund, LP See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651044 Filed Document 0001651044-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Frontier Markets Equity Fund See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001405793 Filed Document 0001405793-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sticky Technologies Inc. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001631901 Filed Document 0001631901-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Equity
Ospraie Commodity Fund Ltd. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498911 Filed Document 0000902664-15-003419 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $100,564 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-15-000243 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rgenix, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001651159 Filed Document 0001651159-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cape Poge Macro Fund L.P. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650655 Filed Document 0000935836-15-000431 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APEX RESOURCES INC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers JAMES BALDAUF, GERARD LUNA, and JERRY FRANTZ CIK Number 0000868868 Filed Document 0000868868-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323795 Filed Document 0001323790-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TORTOISE COMMINGLED MLP FUND, LLC See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONTAGE SECURITIES, LLC CIK Number 0001609584 Filed Document 0000913849-15-000227 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baldwin House SFG Investors LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $8,850,000 Associated Brokers / Dealers Gregory J. Schwartz CIK Number 0001650973 Filed Document 0001650973-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Roth TaskRabbit I, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $552,591 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001650384 Filed Document 0001650384-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund V, LLC See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,527,098 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001632066-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SQN Investors Offshore Ltd See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616536 Filed Document 0000935836-15-000436 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amplyx Pharmaceuticals, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001648627 Filed Document 0001648627-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Practice Interactive, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001577525 Filed Document 0001577525-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Proathlete Media, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001651084 Filed Document 0001477932-15-005272 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
423 TERRY PARTNERS, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001649018 Filed Document 0001649018-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
GMI-OVERLAND PARK, LP See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $5,879,411 Associated Brokers / Dealers Bennett K Ely, Charles Geraci, Richard Gagne, Jim Kennedy, Niina Bagdasar, Lori L Rastall, Joseph A Ondris, Curt Ladd, Bobby Kyle Cowand, Azam Jaber, George Hjorth, Ty Bauer, Ellen Joyner, Brian Smith, Torry Scott, Carlos Resendez, Lawrence Breen, Mark Van Mourick, Gregg A Horsman, Kathryn Scanlon, Dean Antonopoulos, Scott Bussy, David Morrison, Lisa Allen, and Steve Walsh CIK Number 0001624217 Filed Document 0001624217-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jude Gomila AL Fund I, LP See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $565,290 Associated Brokers / Dealers N/A CIK Number 0001651086 Filed Document 0001651086-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Factory Investors, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001648578 Filed Document 0001648578-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
14 HANSEN/AIRIZON, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $477,000 Associated Brokers / Dealers N/A CIK Number 0001651061 Filed Document 0001651061-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
LKCM Micro-Cap Partnership, L.P. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502285 Filed Document 0001502285-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001528509 Filed Document 0001625257-15-000069 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
San Francisco Asia Investors, L.P. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611441 Filed Document 0001611441-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ospraie Commodity Fund LP See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC CIK Number 0001470017 Filed Document 0000902664-15-003418 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT PARTNERS CONCENTRATED GROWTH L/S QP FUND, L.P. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323788 Filed Document 0001323790-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Canyon Partners, LP See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514838 Filed Document 0001514838-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Leaf Debt Holdings, LLC See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001643583 Filed Document 0001643583-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ovid Therapeutics Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $74,999,893 Associated Brokers / Dealers Cowen and Company, LLC CIK Number 0001636651 Filed Document 0001140361-15-032597 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HZO, INC. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $15,000,021 Associated Brokers / Dealers N/A CIK Number 0001505264 Filed Document 0001505264-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
GMI-OVERLAND PARK, LP See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $5,879,411 Associated Brokers / Dealers Bennett K Ely, Charles Geraci, Richard Gagne, Jim Kennedy, Niina Bagdasar, Lori L Rastall, Joseph A Ondris, Curt Ladd, Bobby Kyle Cowand, Azam Jaber, George Hjorth, Ty Bauer, Ellen Joyner, Brian Smith, Torry Scott, Carlos Resendez, Lawrence Breen, Mark Van Mourick, Gregg A Horsman, Kathryn Scanlon, Dean Antonopoulos, Scott Bussy, David Morrison, Lisa Allen, and Steve Walsh CIK Number 0001624217 Filed Document 0001624217-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Curry's Paradox Fund I, LP See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $693,616 Associated Brokers / Dealers N/A CIK Number 0001651137 Filed Document 0001651137-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DELPHI CAPITAL LP See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000925698 Filed Document 0000935836-15-000432 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Isowalk, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $878,335 Associated Brokers / Dealers N/A CIK Number 0001650641 Filed Document 0001650641-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FundAthena Inc See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001650191 Filed Document 0001650191-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Medici VC I, LP See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $550,328 Associated Brokers / Dealers N/A CIK Number 0001651083 Filed Document 0001651083-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MapD Technologies, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $7,805,215 Associated Brokers / Dealers N/A CIK Number 0001650538 Filed Document 0001140361-15-032408 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Barpay, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001651004 Filed Document 0001651004-15-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Endeavor Plus, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001650343 Filed Document 0001650343-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eclectica Fund LP See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498708 Filed Document 0000902664-15-003420 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Limes Inc. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001636252 Filed Document 0001636252-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Bi-Coastal Home Improvement DST See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $59,186,571 Associated Brokers / Dealers John G. Chess, Jennifer J. Homman, James J. Panzer, Jr., Michael G. Steinthal, Jean-Louis Guinchard, Robert R. Tweed, Patrick R. Conway, Donald R. Hehir, Jr., Hagop (Jacob) S. Tujian, Alexandro L. Filippini, Jason H. Freeman, Robert E. Burns, David T. Marshall, Jay M. Diamond, Scott D. Offerman, Dwight K. Kay, Timothy J. Warren, Robert S. Smith, Christina S. Nielson, Eric S. Scaff, Kerri M. Sullivan-Kreiss, Eric J. Glassbrenner, Anthony Nori, Daniel R. Mueller, Lawrence L. Bushnell, James A. Davenport, Gregory C. Mottau, Ann H. Stewart, Sterling D. Neblett, Wendy A. Payne, Mark D. Pedersen, Mark J. Rychel, Samuel W. Watters, Samuel W. Waters, Jr., Craig E. Lewelling, Habib M. Iskander, Darren C. Brooks, Peter D. Fisher, Kathleen C. Kovar, Stephanie A. Menke, Brian D. Vosberg, Timothy W. Greer, Thomas F. Mengel, Nicholas Mengel, Carl M. Strozyk, Brion P. Harris, Christopher A. Pratt, Robert W. Bruner, Jack W. Ellison, Karl L. Hambrecht, Chay T. Lapin, Roger T. Tadsen, John T. Christy, Delmar V. McKinney, II, Maurice W. McKinney, Gerrin P. DeGroot, Spencer L. Weston, Bart P. Allard, Shannon M. Markle, James M. Raine, Hugh O. Barndollar, Sr., Yiping M. Ma, Michael T. Janis, Christopher J. Passero, Cynthia A. Selfridge, Matthew E. Roberson, William S. Sheehan, Kirk D. Dobson, Donald P. Westerhoff, Jeffrey L. Davis, Lyn F. Boening, James D. Warring, Bruce A. Carroll, Marco A. Scalco, Philip J. Deangelo, Molly M. Grubb, Steve J. Aguiar, Kelly B. Yamamoto, Gerald J. Whyte, Matthew C. Weinheimer, Eric A. Bicknese, Ivar N. Jones, Jr., Larry K. Manuel, and Darrin W. Gustafson CIK Number 0001650543 Filed Document 0001650543-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Vape Holdings, Inc. See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001455819 Filed Document 0001213900-15-006316 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
14 TIZWAY/BULLVILLE BELLE, LLC See All Filings	D	2015-08-17 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001651025 Filed Document 0001651025-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
BUCKLEY CAPITAL PARTNERS, L.P. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514382 Filed Document 0001514382-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Non-US All Cap Equity Fund, USD Hedged, LLC See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001642619 Filed Document 0001642619-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES L/S FUND, L.P. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413635 Filed Document 0001323790-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthcare Interactive, Inc. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised $12,295,234 Associated Brokers / Dealers 1st Bridgehouse Securities, LLC CIK Number 0001612708 Filed Document 0001612708-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
York Global Credit Income Fund, L.P. See All Filings	D/A	2015-08-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001555933 Filed Document 0001144204-15-050115 Exclusions or Exemptions 506b Accepted Date 2015-08-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund