Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MAGNETECS CORP See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $4,812,650 Associated Brokers / Dealers N/A CIK Number 0001352362 Filed Document 0001352362-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Disciplined Alpha Offshore Fund Ltd. See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583812 Filed Document 0001583812-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Cap Investors LLC See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001652443 Filed Document 0001652443-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Pine River Ultra Fund Ltd. See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618721 Filed Document 0001616569-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cathay Capital North American-Sino Fund (A), LP See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers Sagent Advisors, LLC CIK Number 0001652487 Filed Document 0001652487-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
H/D Investors Fund L.P. See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618556 Filed Document 0000902664-15-003578 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
OP AEP Holdings, LLC See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $2,781,000 Associated Brokers / Dealers N/A CIK Number 0001652290 Filed Document 0001652290-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Freeland Lending, LLC See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649221 Filed Document 0001649221-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
PTAM Dynamic Fixed Income Fund (Cayman), Ltd. See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596527 Filed Document 0001596527-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Van Eck NatGas Opportunity Fund See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Van Eck Securities Corporation and Van Eck Securities Corporation CIK Number 0001566515 Filed Document 0000899140-15-000688 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TT INTERNATIONAL FUND LTD See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458228 Filed Document 0000947871-15-000622 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIG ARBITRAGE OPPORTUNITY FUND I, L.P. See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618321 Filed Document 0000919574-15-006736 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Optech4D, Inc. See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers MNA Advisor, L.L.C. CIK Number 0001653078 Filed Document 0001653078-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Israel Mid-Market Buyout L.P. See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001652603 Filed Document 0001140361-15-034502 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Island Timberlands Finance Corp See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Scotia Capital (USA) Inc. CIK Number 0001338985 Filed Document 0001338985-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
GC Columbia Investment, LP See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652716 Filed Document 0001652716-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXA IM Global Emerging Markets Small Cap Fund, LLC See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616570 Filed Document 0000943663-15-000192 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExchangeRight Net Leased Portfolio 10 DST See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $21,280,000 Associated Brokers / Dealers Lighhouse Capital Group, LLC CIK Number 0001651743 Filed Document 0001651743-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PRIMEXX ENERGY PARTNERS LTD See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001145815 Filed Document 0001145815-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN WHOLESALE INSURANCE HOLDING COMPANY, LLC See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $2,759,888 Associated Brokers / Dealers N/A CIK Number 0001177703 Filed Document 0001461373-15-000035 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NCHC Investors, Ltd. See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $535,000 Associated Brokers / Dealers N/A CIK Number 0001652484 Filed Document 0001213900-15-006786 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Laundry Chute, LLC See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers N/A CIK Number 0001606369 Filed Document 0001606369-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MANGSTOR, INC. See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $9,972,653 Associated Brokers / Dealers N/A CIK Number 0001581809 Filed Document 0001581809-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HARD ASSETS OPPORTUNITY FUND LP See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Van Eck Securities Corporation and Van Eck Securities Corporation CIK Number 0001435585 Filed Document 0000899140-15-000690 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Proteus Feeder Fund I, LLC See All Filings	D/A	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605677 Filed Document 0001605677-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Denver Hotel Group II, LLC See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001652151 Filed Document 0001652151-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Coursera@GSV-EDBI Fund, L.P. See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652485 Filed Document 0001652485-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Daybear, Inc See All Filings	D	2015-09-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001652601 Filed Document 0001652601-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised $47,420,978 Associated Brokers / Dealers Donald Tippett, Daniel Davis, Thomas Bass, and Brian Sharkey CIK Number 0001135856 Filed Document 0001135856-15-000255 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tango Capital Opportunities Fund, L.P. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652318 Filed Document 0001652318-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rede D Or Secondary Opportunity, L.P. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651779 Filed Document 0001651779-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR ABSOLUTE RETURN INSTITUTIONAL FUND LP See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001069070 Filed Document 0001069070-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZMC II, L.P. See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587922 Filed Document 0001587922-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talent Worldwide Inc. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $2,515,000 Associated Brokers / Dealers N/A CIK Number 0001621479 Filed Document 0001621479-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AlternativeFocus Brevan Howard Ltd. See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001476584 Filed Document 0000899140-15-000677 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SetPoint Medical Corp See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $15,109,334 Associated Brokers / Dealers N/A CIK Number 0001464331 Filed Document 0001464331-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ambronite Inc. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $90,500 Associated Brokers / Dealers N/A CIK Number 0001651310 Filed Document 0001615594-15-000110 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Man FRM Hedge Fund Solutions LLC See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001459582 Filed Document 0001459582-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ivenix, Inc. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers Leerink Partners LLC CIK Number 0001402551 Filed Document 0001402551-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TT Emerging Markets Fund LP See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001619172 Filed Document 0000899140-15-000684 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Paquin Healthcare Companies, Inc. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001595151 Filed Document 0001595151-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FOUNDERS EQUITY PARTNERS I, L.P. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652326 Filed Document 0001652326-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawksfield Investment Partners, LP See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652131 Filed Document 0001652131-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orlando Soccer Investors LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $49,500,000 Associated Brokers / Dealers Antarctica Advisors LLC CIK Number 0001652095 Filed Document 0001652095-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lucena Research, Inc. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001608056 Filed Document 0001608056-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
OMSignal Inc. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001616001 Filed Document 0001616001-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Gap Wedge Development, LLC See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001648935 Filed Document 0001648935-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Infinity Premier Fund (QP), L.P. See All Filings	D/A	2015-09-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515778 Filed Document 0001315863-15-000743 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NC Solar Fund V, LP See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001652591 Filed Document 0001461373-15-000036 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CESCA THERAPEUTICS INC. See All Filings	D	2015-09-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0000811212 Filed Document 0000811212-15-000027 Exclusions or Exemptions 506b Accepted Date 2015-09-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt