Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GREENLEA LANE CAPITAL PARTNERS LP See All Filings	D/A	2015-09-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413048 Filed Document 0001413048-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empower Micro Systems Inc. See All Filings	D	2015-09-13 00:00:00 UTC
Amount To Be Raised $17,580,696 Associated Brokers / Dealers N/A CIK Number 0001559730 Filed Document 0001559730-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
First Light Biosciences Inc. See All Filings	D	2015-09-12 00:00:00 UTC
Amount To Be Raised $3,810,068 Associated Brokers / Dealers N/A CIK Number 0001652991 Filed Document 0001652991-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Good Hill Overseas Fund Ltd See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388567 Filed Document 0000902664-15-003611 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Good Hill Partners Fund II LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470637 Filed Document 0000902664-15-003609 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kennebec Global Opportunities Fund LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642819 Filed Document 0001642819-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SB Special Situation Fund Ltd. - Class D See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652895 Filed Document 0000943663-15-000196 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3 Commas 1 Period Co See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640826 Filed Document 0001640826-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
CONFLUENCE ON THIRD LLC See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001651130 Filed Document 0001651130-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MCM I, L.P. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618176 Filed Document 0000919574-15-006848 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MCM I International Ltd. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618198 Filed Document 0000919574-15-006850 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Structured Product Strategies Fund, LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618041 Filed Document 0001618041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGN TRAK LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001448845 Filed Document 0001448845-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Namaste Solar Electric, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001476159 Filed Document 0001476159-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Landscape Illiquid Fund II, LP - Series 4 Louder Rewards See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001652774 Filed Document 0001652774-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
hiku labs, inc See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $3,197,886 Associated Brokers / Dealers N/A CIK Number 0001651914 Filed Document 0001651914-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tekne Partners, L.P. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557577 Filed Document 0000919574-15-006836 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MG Ontario Town Square Townhomes L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001652913 Filed Document 0001652915-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC - Segregated Portfolio 15 See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471882 Filed Document 0001507943-15-000111 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corvus Gold Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,517,451 Associated Brokers / Dealers N/A CIK Number 0001507964 Filed Document 0001140361-15-034950 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
UICO, LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001438167 Filed Document 0001438167-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
SciKon Innovation, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001647139 Filed Document 0001647139-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
McKinsey Donnellson, LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001652620 Filed Document 0001652620-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Saptalis Pharmaceuticals, LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers NONE CIK Number 0001646767 Filed Document 0000909012-15-000291 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THISTLE INCOME PARTNERS LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652268 Filed Document 0001652268-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mainframe2, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001645743 Filed Document 0001645743-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
EAGLE ENERGY FUND II, LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652898 Filed Document 0001652898-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HiQ Solar, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $11,099,605 Associated Brokers / Dealers N/A CIK Number 0001651438 Filed Document 0001651438-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
First National Corp See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001652889 Filed Document 0001652889-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NAT Diagnostics, Inc. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised $2,910,007 Associated Brokers / Dealers N/A CIK Number 0001640306 Filed Document 0001640306-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HIGHWOOD CAPITAL PARTNERS LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456345 Filed Document 0001493091-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHESTER ASSET ALLOCATION, LLC See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501801 Filed Document 0001501801-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWO SIGMA COMPASS CAYMAN FUND, LTD. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470920 Filed Document 0000919574-15-006867 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cortex Business Solutions Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $3,102,750 Associated Brokers / Dealers CORMARK SECURITIES and HAYWOOD SECURITIES INC CIK Number 0001464772 Filed Document 0001572426-15-000111 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SB Special Situation Fund Ltd. - Class C See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652894 Filed Document 0000943663-15-000195 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXCO RESOURCES INC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000316300 Filed Document 0000316300-15-000034 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Tocqueville Micro Cap, L.P. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404489 Filed Document 0000919574-15-006842 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASC Newcastle LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001649754 Filed Document 0001649754-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SKB-Tower Plaza Investors, LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,680,000 Associated Brokers / Dealers SKB Securities, LLC and Paul P. Rabinovitch CIK Number 0001652835 Filed Document 0001652835-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Marlmont Fund, LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001110028 Filed Document 0001543899-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greensmith Energy Management Systems, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001607513 Filed Document 0001607513-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Good Hill Partners Fund LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470636 Filed Document 0000902664-15-003610 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC - Segregated Portfolio 16 See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471883 Filed Document 0001507943-15-000112 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENESIS ASSET OPPORTUNITY FUND L.P. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471865 Filed Document 0001471865-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MG Village at Iron Blossom Apartments L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $8,300,000 Associated Brokers / Dealers N/A CIK Number 0001652915 Filed Document 0001652915-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MG Vizcaya Hilltop Apartments L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001652914 Filed Document 0001652914-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dialectic Antithesis Offshore, Ltd. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443897 Filed Document 0000919574-15-006873 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dialectic Antithesis Opportunities Fund II, LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526505 Filed Document 0000919574-15-006854 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
scripsense, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001620545 Filed Document 0001140361-15-035159 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Carillon Tower Series Hedge Fund, LLC - ClariVest Microcap Market Neutral Series See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates CIK Number 0001651777 Filed Document 0000897069-15-000473 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund