Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
INTERCLOUD SYSTEMS, INC. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers AEGIS CAPITAL CORP. CIK Number 0001128725 Filed Document 0001213900-15-009174 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
FFCM LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $9,803,922 Associated Brokers / Dealers N/A CIK Number 0001479598 Filed Document 0000897069-15-000532 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ThreatQuotient, Inc. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $10,250,739 Associated Brokers / Dealers N/A CIK Number 0001633381 Filed Document 0001633381-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Xcede Technologies, Inc. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001589501 Filed Document 0001615594-15-000132 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Riverchase Funding, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $3,650,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001659541 Filed Document 0001659541-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
R. G. NIEDERHOFFER GLOBAL FUND, L.P. I See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077571 Filed Document 0001315863-15-000954 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harbor Group International Real Estate Securities Fund, L.P. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584136 Filed Document 0001012975-15-000810 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NADG REAL ESTATE OPPORTUNITY FUND (U.S.) L.P. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001659561 Filed Document 0001659561-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Fresco Capital How Tomorrow Works Venture Fund I, L.P. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001659516 Filed Document 0001659516-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OceanIQ Partners/Base Venture Series LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649105 Filed Document 0001649105-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $9,702,000 Associated Brokers / Dealers Sam Sheth CIK Number 0001135856 Filed Document 0001135856-15-000311 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MMTC Portfolio Company, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001561296 Filed Document 0001079973-15-000684 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
LaurusCo, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001659579 Filed Document 0001659579-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Banner Apartments Fund III-A Operating Limited Partnership See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001648894 Filed Document 0001648894-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
WP XII Private Investors, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001657916 Filed Document 0001657916-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WP XII Private Investors Offshore, L.P. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001657927 Filed Document 0001657927-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cosmos Labs, Inc. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001659673 Filed Document 0001659673-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
EBY Capital Partners, LP See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659136 Filed Document 0001659136-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COG Dallas Homes, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001659121 Filed Document 0001659121-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fourthstone Opportunity Fund LP See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael G. Epstein CIK Number 0001595412 Filed Document 0001095449-16-000220 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExchangeRight Net Leased Portfolio 11 DST See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $24,070,000 Associated Brokers / Dealers Lighhouse Capital Group, LLC CIK Number 0001659689 Filed Document 0001659689-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers None. CIK Number 0001633523 Filed Document 0001619764-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $18,806,924 Associated Brokers / Dealers Robert Nienaber, Kal Peters, and Lawrence Comp CIK Number 0001135856 Filed Document 0001135856-15-000308 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CHICAGO PACIFIC FOUNDERS FUND-A, L.P. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers CV BROKERAGE, INC. CIK Number 0001621662 Filed Document 0001621663-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LANSDOWNE EUROPEAN LONG ONLY FUND L P See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370857 Filed Document 0000919574-15-008454 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Tiger Global Private Investment Partners X, L.P. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001659414 Filed Document 0001659414-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Impax Global Resource Optimization Fund, L.P. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534700 Filed Document 0000897069-15-000533 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oxford Bridge, LLC See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001659072 Filed Document 0001140361-15-043100 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gramercy Venezuela Opportunity Master Fund See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658303 Filed Document 0000919574-15-008442 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Saguaro Resources Ltd. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001562168 Filed Document 0001562168-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $104,317 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-15-000310 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
UNIFY SQUARE, INC. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001517057 Filed Document 0001517057-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Harbor Group International Real Estate Securities Offshore Fund Ltd. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584155 Filed Document 0001012975-15-000809 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OMNI Retail Group, Inc. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001611213 Filed Document 0001611213-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MYSTERY TACKLE BOX, INC. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001642154 Filed Document 0001642154-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Crown Cleveland #19 Joint Venture See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $1,116,500 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001654454 Filed Document 0001654454-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Lettuce Do Good, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001659502 Filed Document 0001659502-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Young Turks, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001658907 Filed Document 0001144204-15-068674 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JLH Realty Partners IV, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001659583 Filed Document 0001659583-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Jet.com, Inc. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001634964 Filed Document 0001634964-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Horizon Opportunities Fund, a series of iCapital Global Access Partnership II, L.P. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Trail Advisors, LLC CIK Number 0001659378 Filed Document 0001659378-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carmenta Capital Fund SPV, L.P. - Investment Class 2 See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001653420 Filed Document 0001653420-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueMountain CAIS CA L.P. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital, LLC CIK Number 0001598415 Filed Document 0000905718-15-000946 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Mountain Credit Alternatives Fund L.P. See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BUTLER CAPITAL INVESTMENTS, LLC, J.P. MORGAN SECURITIES LLC, UBS FINANCIAL SERVICES INC., and Teneo Partners Japan Limited CIK Number 0001547901 Filed Document 0000905718-15-000939 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpindleTop Energy Fund, LP See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659214 Filed Document 0001659214-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAI Canyon Equity Fund, LP See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $1,500,030 Associated Brokers / Dealers N/A CIK Number 0001659092 Filed Document 0001315863-15-000955 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hallmark Pennington Pointe, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Brown Associates, Inc. CIK Number 0001658240 Filed Document 0001658240-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Oshi Fund, L.P. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534276 Filed Document 0001534276-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eastern Timberland Opportunities II, Inc. See All Filings	D/A	2015-11-30 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001606195 Filed Document 0001606195-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Spectrum Development Opportunity I, LLC See All Filings	D	2015-11-30 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001659687 Filed Document 0001659687-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity