Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NBCRE Partners III LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $1,626,000 Associated Brokers / Dealers N/A CIK Number 0001660877 Filed Document 0001660877-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rodaro Group I LP See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001659417 Filed Document 0001659417-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Market Square REIT East & West, LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661304 Filed Document 0001661304-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Pantheon Multi-Strategy Program 2014 (ERISA) L.P. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603329 Filed Document 0001603329-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPNYC Fund I L.P. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001657805 Filed Document 0001657805-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Regent REIT, Inc. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661344 Filed Document 0001661344-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DW BBX Woodbine #5A, LP See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001660858 Filed Document 0001660859-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AIHC HOLDINGS, LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001661487 Filed Document 0001405086-15-000308 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RGM VALUE OPPORTUNITY FUND, LP See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Florida Atlantic Securities Corp. CIK Number 0001235888 Filed Document 0000919574-15-008745 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ASHFORD CORNER, LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001661211 Filed Document 0001144204-15-071723 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BW Gas & Convenience Offshore Fund, L.P. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A and N/A CIK Number 0001661375 Filed Document 0001140361-15-045118 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belle Harbour Resort Holdings, LLC See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised $13,083,632 Associated Brokers / Dealers Concorde Investment Services, Kalos Capital, Inc., The Strategic Financial Alliance, Inc., Triloma Securities, LLC, and United Planners Financial Services CIK Number 0001656057 Filed Document 0001656057-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Claren Road Credit Partners, LP See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001353586 Filed Document 0000919574-15-008752 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Moneil Tri-Investments, LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001661464 Filed Document 0001661299-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Aviation Ventures Series Fund II LLC Series Three See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592650 Filed Document 0001382963-15-000140 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Atlas Fundamental Trading Fund, LTD See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594130 Filed Document 0001594130-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street 2016 US Fund LP See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653591 Filed Document 0001653588-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Crescent Mezzanine Partners VII (LTL), L.P. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001658660 Filed Document 0001460557-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bronson Point Partners L.P. See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476777 Filed Document 0001476777-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ZenPayroll, Inc. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001639415 Filed Document 0001639415-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mobiquity Technologies, Inc. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001084267 Filed Document 0001468128-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Gemphire Therapeutics Inc. See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised $5,451,000 Associated Brokers / Dealers N/A CIK Number 0001638287 Filed Document 0001638287-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
FIAM Leveraged Loan LP See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC and Fidelity Brokerage Services CIK Number 0001592008 Filed Document 0001592008-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Field Street Offshore Fund, Ltd. See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Zia Umar Naeem CIK Number 0001546038 Filed Document 0001140361-15-045092 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
reach4entertainment Enterprises plc See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $75,707 Associated Brokers / Dealers N/A CIK Number 0001661479 Filed Document 0001140361-15-045143 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
FIAM Global Credit Ex-U.S. Hedged Fund, LP See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC and Fidelity Brokerage Services, LLC CIK Number 0001621071 Filed Document 0001621071-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Japanese Strategic Equity Fund, a series of Lazard Investment Trust See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628188 Filed Document 0001628188-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G Rockies Offshore Feeder Fund, Ltd. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001661355 Filed Document 0001661355-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunlight Capital, LP See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623159 Filed Document 0001315863-15-000982 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRP Alternatives, LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SRP Alternatives CIK Number 0001661425 Filed Document 0001661425-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
AQR Managed Futures Offshore Fund Ltd. See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537171 Filed Document 0001576241-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lumine Fund, LP See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661371 Filed Document 0001661371-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Emerging Markets Equity Advantage Fund, a series of Lazard Investment Trust See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628189 Filed Document 0001628189-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RRC-10001 Washington Thornton, LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001661343 Filed Document 0001661299-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Chronos Tech LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001661345 Filed Document 0001661345-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DW Industry Select Bakken #3, LP See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $1,022,613 Associated Brokers / Dealers N/A CIK Number 0001660859 Filed Document 0001660859-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AxStream, Inc. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers N/A CIK Number 0001661476 Filed Document 0001661476-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cairn Global Funds plc See All Filings	D/A	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508138 Filed Document 0000902664-15-004557 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HPS - Opportunistic CLO Fund, L.P. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), J.P. Morgan Institutional Investments Inc. ("JPMII"), and Citi Private Advisory LLC CIK Number 0001659215 Filed Document 0000950142-15-002641 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Early Stage NYC Fund I LLC See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660920 Filed Document 0001660920-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BachWeekend, Inc. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660303 Filed Document 0001660303-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street 2016 Non-US Fund LP See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653590 Filed Document 0001653588-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Crescent Mezzanine Partners VIIB, L.P. See All Filings	D	2015-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001658661 Filed Document 0001460557-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Rnse-13-Fund, a series of AngelList-ArEs-Funds, LLC See All Filings	D	2015-12-17 14:48:32 UTC
Amount To Be Raised $68,485 Associated Brokers / Dealers N/A CIK Number 0001642901 Filed Document 0001642901-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-17 14:48:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Rnse-Fund, a series of AngelList-BW-Funds, LLC See All Filings	D	2015-12-17 14:46:24 UTC
Amount To Be Raised $148,746 Associated Brokers / Dealers N/A CIK Number 0001628932 Filed Document 0001628932-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 14:46:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAMPSHIRE ASSOCIATES FUND, L.P. See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000833100 Filed Document 0000833100-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spectrum Effect, Inc. See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001660904 Filed Document 0001660904-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
BC Asia III Private Investors, L.P. See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647157 Filed Document 0001647157-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighthouse Annapolis Roads REIT, LLC See All Filings	D	2015-12-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001658811 Filed Document 0001658811-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FIAM Select International Small Cap Equity Fund, LLC See All Filings	D/A	2015-12-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC and Fidelity Brokerage Services, LLC CIK Number 0001449628 Filed Document 0001295494-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund